A company is looking for a Clinical Compliance Officer responsible for ensuring adherence to healthcare regulations in a remote care management environment. HIPAA, HITECH, CMS)Willingness to obtain Certified Professional in Healthcare Compliance (CPHC) certification within the first 8 months. ...
Compliance Officer Responsibilities:. Compliance Officer Requirements:. In this role, you will report directly to the Compliance Manager and play a critical part in ensuring their organization adheres to all relevant Federal, State and Agency regulations related to consumer loans, marketing and more...
A company is looking for a Compliance Officer - Consumer Default Management. ...
The Compliance Officer FCM Advisor provides compliance advisory services for the FCM (futures commission merchant) entity as well as related IBs (introducing brokers), GIBs (guaranteed income bonds), and swap dealers. Compliance and Compliance Officers play a crucial role in ensuring that all activi...
Administer the Code of Ethics, including employee personal trade reporting reviews, ensuring brokerage account electronic feeds are correctly maintained, and ensuring ongoing compliance responsibilities identified in the compliance calendar are addressed and resolved in compliance platform. LaSalle ...
Compliance Officer Responsibilities:. Compliance Officer Requirements:. In this role, you will report directly to the Compliance Manager and play a critical part in ensuring their organization adheres to all relevant Federal, State and Agency regulations related to consumer loans, marketing and more...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
The successful candidate will report to the Chief Compliance Officer of 50 South and also the Alpha Strategies Fund, a registered closed-end fund managed by 50 South. This position is part of Northern Trust’s Asset Management (“NTAM”) Compliance team, led by the Head of Compliance for Asset Manageme...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
The Compliance Officer – FCM Advisor provides compliance advisory services for the FCM (futures commission merchant) entity as well as related IBs (introducing brokers), GIBs (guaranteed income bonds), and swap dealers. Compliance and Compliance Officers play a crucial role in ensuring that all acti...
The Clinical Compliance Officer is responsible for ensuring that Lumata Health adheres to all applicable healthcare regulations, standards, and internal policies in a remote care management environment. The Clinical Compliance Officer will work collaboratively with various departments to uphold high...
The Compliance Officer assists the Section Manager of the Compliance Section in the Fair Labor Standards (FLS) Division in the Illinois Department of Labor. Compliance Officer - Spanish Speaking. Reviews additional records of employers to determine compliance with various labor laws enforced by the ...
This position is part of the Compliance Program Management team providing direct consumer compliance oversight and support of all marketing and advertising, including marketing efforts of the mortgage lending team. Assist the AVP Regulatory Change Management with oversight of the compliance change c...
Compliance Officer Responsibilities:. Compliance Officer Requirements:. This role will focus on regulatory compliance, OSHA claims investigations and audits. Develop, implement and oversee company-wide compliance programs to ensure adherence to OSHA regulations and other relevant laws. ...
The CAO role is one of a seasoned multi-disciplinary expert with extensive business and industry knowledge related to risk management and compliance focused on the execution of the Financial Crimes Compliance strategic direction. Under general supervision, the Chief Administrative Officer (“CAO”) is...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
The Compliance Officer is responsible for the development, implementation, and maintenance of an effective compliance program to ensure adherence to all relevant laws, regulations, and company policies. They are tasked with providing guidance and oversight to ensure compliance with regulations set b...
The Compliance Officer is responsible for the development, implementation, and maintenance of an effective compliance program to ensure adherence to all relevant laws, regulations, and company policies. They are tasked with providing guidance and oversight to ensure compliance with regulations set b...
Compliance and Compliance Officers play a crucial role in ensuring that all activities are conducted in accordance with the law. Compliance Officers monitor transactions, conduct regular audits, train employees on regulatory requirements, and implement policies and procedures to minimize non-complia...
The Senior Compliance Officer will support our culture of compliance while supporting our mission of helping DWS grow and service our clients. Senior AFC & Compliance Officer - Alternatives. The Senior Compliance Officer will support the Illiquids Alternative business lines in the Americas and provi...
Financial services company has an immediate need for a governance, risk and compliance analyst to join its team. ...
This role is part of the Distribution Compliance team, which is one of five subgroups within the larger Legal and Compliance team (the other subgroups are Investment Partner Oversight, Investment Management Compliance, Regulatory Compliance and Examinations, and Legal). The Legal and Compliance team...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
The Compliance Officer is responsible for providing compliance support, communication and interpretation of compliance rules and regulations to Bank employees and for researching regulatory issues as they arise. Assist in scheduling, assigning, and conducting compliance training to ensure the bank&r...
The successful candidate will report to the Chief Compliance Officer of 50 South and also the Alpha Strategies Fund, a registered closed-end fund managed by 50 South. This position is part of Northern Trust’s Asset Management (“NTAM”) Compliance team, led by the Head of Compliance for Asset Manageme...