JCW is partnering with a leading investment management firm that's looking to build out their Marketing Compliance team. An ideal candidate will have prior experience reviewing marketing materials for FINRA/SEC compliance and will be Series 7 and 24 certified. Have experience reviewing marketing mat...
Seven (7) years compliance management experience; Prior compliance experience at a large bank subject to direct CFPB oversight and supervision preferred; Expert-level familiarity with federal and state banking regulations preferred; Certified Regulatory Compliance Manager (CRCM) preferred, or simila...
The Senior Compliance Analyst - Compliance Program is responsible for ensuring the Bank establishes all required compliance responsibilities in a manner that is incorporated in internal policies and procedures of applicable business processes. Coordinate and offers support to the bank's training dep...
Acts as the field’s compliance resource for general compliance questions and related matters by providing onsite or remote training to educate Advisors and administrative personnel on compliance policies and procedures. First Command Financial Services (FCFS) is seeking a Compliance Officer- F...
The Compliance Officer II, Advisory is responsible for providing guidance related to regulatory compliance requirements in an advisory capacity and serving as a subject matter resource to all lines of business. Coordinates and offers support to the bank training department through recommendations co...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
IMA's Certificate Compliance (IMACC) team is seeking a Managing Director to join our group! This role will lead the IMACC team as an active liaison between agent and IMA, Inc. Provide detailed and accuratereviews and answer client inquiries about compliance matters. ...
The Chief Operating Officer (COO) will develop and implement a transformational set of services for the district that improves existing processes and systems. Reporting to the Chief Finance and Operations Officer, the COO will incorporate district-level goals into operational objectives, ensuring th...
This is a full-time role for a Chief Operating Officer (COO) at Hurtado Barbecue in Arlington, TX. ...
The Corporate General Counsel will serve as the primary legal advisor to The Trade Group, providing expert guidance and strategic counsel on all legal matters. Provides counsel to senior leadership. Draft, review, and negotiate a variety of commercial contracts, including master service agreements, ...
As a Senior Counsel with Travelers you'll be responsible for high quality, proactive case handling and will have the opportunity to use your legal expertise and litigation skills to independently handle a caseload of higher exposure cases and more complex litigation matters and deliver optimal resul...
Compliance Senior Analyst, Independence Consultation - Business Relationships, Independence & Conflicts Network (ICN). Do you have a focus on compliance with regulations and policies? Are you passionate about quality-assurance and risk-management in a professional services environment? Then our ...
We are hiring an experienced executive to be our general counsel and chief compliance officer. In this dual role, you will play a crucial part in ensuring the company's compliance with regulatory requirements while also providing strategic legal counsel to support our business objectives. Operate wi...
The ideal candidate is a seasoned Chief Operating Officer with a strong banking operations background, who is excited by the prospect of creating the playbook, thriving in the chaos of a startup environment, and embracing an entrepreneurial spirit. Proven experience as a Chief Operating Officer or i...
As a Senior Associate, you'll work as part of a team of problem solvers, helping to solve complex business issues from strategy to execution. Understanding individual tax compliance and planning for executives including but not limited to partnership K-1 income, state tax credits, composite returns,...
Associate General Counsel — The Pailin Group Professional Search Consultants. Associate General Counsel will focus on contractual and transactional work along with compliance and other company related legal matters. This role is an integral part of the legal team and reports to the Executive Vice Pr...
Experience for a successful Trade Compliance Specialist:Bachelor’s degree (preferred)Customs Certified Specialist or broker's license (preferred)3-5 years with working knowledge of customs and trade regulationsWorking knowledge of manufacturing operations and international logisticsAnalytical or fun...
What makes an AFFAssistant General Counsel – U. The Assistant General Counsel – U. The Assistant General Counsel must be flexible, a good multi-tasker, and have the ability to work in a fast-paced environment handling multiple issues across different practice areas, including employment, corporate, ...
Texas Health Resources has an Assistant General Counsel position available in the Legal Department. ...
Compliance Specialist – Rate Filing. Be sure to include your preferred contact information as one of our Qualification Specialists will connect with you promptly. ...
Initiates audits to ensure compliance with Expeditors’ policies and procedures and compliance with all USG contract regulatory requirements. Acts as the primary point of contact within the GS team for transactional/shipment assistance related to Government compliance. Creates and maintains project p...
Under general direction of the Senior Director, Diversion Control and Federal Investigations, and working closely with the Director of the Diversion Control, responsible for supporting all pharmacy inspections, pharmacy data analysis, and liaison with state and federal pharmacy regulatory authoritie...
Role Mission: The CNPCompliance Manager is the subject matter expert in researching,implementingand monitoringlocal,stateandfederal guidelinesto ensure compliance of theIDEA Child Nutrition Program. The Compliance Manager must currently live in or be willing to relocate to Texas, with preference for...
PNMAC Servicing business unit(s) is in compliance with mortgage servicing industry laws and regulations related to Treasury (HAMP/HAFA), GSE, VA, FHA, State, CFPB, etc. Work with the Servicing Compliance Program Manager and Quality Assurance team to identify new or changed regulatory requirements an...
A Security Officer may perform a multitude of duties as specified by the Post Orders and Standard Operating Procedures (SOP). The Security Officer will read and become extremely knowledgeable of Post Orders and SOP, and will be able to act quickly and efficiently according to such directives. Join o...