A company is looking for a Compliance Officer. ...
JCW is partnering with a leading investment management firm that's looking to build out their Marketing Compliance team. An ideal candidate will have prior experience reviewing marketing materials for FINRA/SEC compliance and will be Series 7 and 24 certified. Have experience reviewing marketing mat...
A company is looking for a Senior Compliance Officer in AML Compliance. ...
Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three institutional FINRA registered broker-dealers and provide compliance support to the Capital Markets line of business, a division within the Commercial Bank of Capital One. Commercial Broker Dealer C...
Key Responsibilities:Craft pioneering compliance policies tailored for blockchain and fintech sectorsNavigate financial risks and lead risk management initiativesLead high-performance compliance and risk management teamsRequired Qualifications:Bachelor's degree in Finance, Law, Business Administrati...
Assists the Deputy Chief Ethics & Compliance Officer on all aspects of enhancing a legal and regulatory compliance program, including regularly monitoring/assessing compliance and sanctions risks; drafting and revising BGS compliance policies and procedures; providing compliance training courses; in...
Implementation of the Compliance Plan, such as the implementation and review of specific policies and procedures, compliance risk assessment, and compliance testing. Advises on compliance laws, rules and standards, including keeping the Operations Compliance Manager informed on developments in the a...
The Compliance Officer II, Advisory is responsible for providing guidance related to regulatory compliance requirements in an advisory capacity and serving as a subject matter resource to all lines of business. Coordinates and offers support to the bank training department through recommendations co...
Role: Compliance OfficerJob Description • Identification and management of the TPA’s compliance risk. Implementation of the Compliance Plan, such as the implementation and review of specific policies and procedures, compliance risk assessment, and compliance testing. Role reports to Operations Compl...
The Senior Compliance Analyst - Compliance Program is responsible for ensuring the Bank establishes all required compliance responsibilities in a manner that is incorporated in internal policies and procedures of applicable business processes. Coordinate and offers support to the bank's training dep...
Assists the Deputy Chief Ethics & Compliance Officer on all aspects of enhancing a legal and regulatory compliance program, including regularly monitoring/assessing compliance and sanctions risks; drafting and revising BGS compliance policies and procedures; providing compliance training courses...
Healthcare Contract and Compliance Delivery Senior Director. Healthcare Contract and Compliance Delivery Senior Director. Minimum of 10 years of experience in leading and operating in the contract compliance and risk arena on a large account. ...
A company is looking for an IT Compliance Analyst. ...
A company is looking for a Quality & Compliance Director (Facilities) for a remote position. ...
A company is looking for a Senior Account Manager for Small Business. ...
Key Responsibilities:Maintain and create compliance and privacy policies, procedures, and protocolsConduct risk assessments and audits to identify compliance and privacy issuesCollaborate with internal departments to ensure adherence to guidelinesRequired Qualifications:Bachelor's degree in Healthca...
A company is looking for a Director of Compliance Operations. ...
A company is looking for an Assistant General Counsel, Data Privacy/Data Privacy Specialist. ...
A company is looking for a Chief Operating Officer (COO) for a remote full-time position in the United States. ...
A company is looking for an Associate, Compliance Audit and Monitoring. ...
A company is looking for an Associate Director - Clinical Operations, Compliance - Process & Training. ...
A company is looking for a Director Fraud Compliance. ...
A company is looking for a Deputy General Counsel. ...