The Executive Director, Chief Compliance Officer (CCO) plays a critical role in developing and managing a comprehensive compliance program within the college. Maintain inventory of compliance requirements, designated compliance risk owners and senior management accountable for compliance risk manage...
Implementation of the Compliance Plan, such as the implementation and review of specific policies and procedures, compliance risk assessment, and compliance testing. Advises on compliance laws, rules and standards, including keeping the Operations Compliance Manager informed on developments in the a...
Assists the Deputy Chief Ethics & Compliance Officer on all aspects of enhancing a legal and regulatory compliance program, including regularly monitoring/assessing compliance and sanctions risks; drafting and revising BGS compliance policies and procedures; providing compliance training courses...
Engages in activities to provide support to the Compliance and Operational Risk teams in order to provide independent compliance and operational risk oversight of Front Line Unit or Control Function performance and any related third party/vendor relationships in alignment with the Global Compliance ...
The Compliance Officer manages the general planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Develops a...
The Compliance function supports the development and maintenance of a strong regulatory compliance culture by working closely with the Business, Legal, Risk, Controls, and Audit functions to provide expertise on regulatory compliance matters. The Compliance function supports the development and main...
Operations, Risk Management, Compliance, and / or Audit roles requiring management of diverse risk types/pillars. Director Business Risk Control Officer. The Director, Business Risk and Control Officer (BRCO) is a pivotal role in guiding the business to identify and understand risk exposures and the...
The work will focus on helping the Research attorneys on the Compliance and Regulatory team. ...
The Compliance Officer II, Advisory is responsible for providing guidance related to regulatory compliance requirements in an advisory capacity and serving as a subject matter resource to all lines of business. Advises business units on remediating regulatory compliance issues identified through sel...
Director Business Risk & Control Officer. The Director, Business Risk and Control Officer (BRCO) is a pivotal role in guiding the business to identify and understand risk exposures and the controls needed which are integral to reducing risk and safeguarding our customers and colleagues. ...
The Compliance Officer manages the general planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Develops a...
The Compliance Officer II, CMS, ensures the Bank establishes all required compliance responsibilities in a manner that is incorporated into internal policies and procedures of applicable business processes. Coordinate and offers support to the bank's training department through recommendations conce...
Role: Compliance OfficerJob Description • Identification and management of the TPA’s compliance risk. Implementation of the Compliance Plan, such as the implementation and review of specific policies and procedures, compliance risk assessment, and compliance testing. Role reports to Operations Compl...
Serve as advisor to Compliance Officer I and Compliance Officer II advisory employees. The Senior Compliance Officer, Advisory, is responsible for providing guidance related to bank regulatory compliance requirements in a leadership advisory capacity and serving as a subject matter resource to the A...
The Compliance Officer manages the general planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Develops a...
Lead and mentor a team of compliance professionals, providing guidance and support in navigating complex compliance issues. Director of Controls & Compliance. One of Vaco’s distribution clients is looking to onboard an Audit Director to assist with a company-wide initiative to streamline operational...
This individual serves as a full-scale subject matter expert on HR Compliance and partners with the broader KDP organization to lead and drive cross-functional compliance. Provides internal support for escalations within the HR Compliance Team and the broader HR Team and contributes to the building ...
Financial Crimes Compliance Analyst. Opportunities available for Analysts and Senior Analysts. Guidehouse is seeking experienced personnel to support oversight of the quality of service delivery for projects in which Guidehouse conducts financial crime and regulatory compliance related reviews and i...
New hires in Texas who have completed the security commission course with (TDPSPSB) must obtain their security commission prior to date of hire and 1) the officer’s commission card is active 2) the officer’s commission card is in the possession of the security officer 3) the CHRISTUS Vice President ...
Medix Infusion is seeking an experienced and dedicated Director of Compliance to join our team. You will also create and manage a robust framework to address regulatory breaches and act as a compliance advisor to employees, establishing secure communication channels for reporting compliance issues a...
Job TitleEthics & Compliance AnalystJob DescriptionThe Brink's Company (NYSE:BCO) is a leading global provider of cash and valuables management, digital retail solutions, and ATM managed services. The Brinks Company is looking for an Ethics & Compliance Analyst. This position will assist in the supp...
As a Global Corporate Banking Attorney - Vice President, Assistant General Counsel within our Global Corporate Banking team, you will be part of a team that supports multiple industry segments. Prepare and update standard forms and procedures and manage outside counsel relationships. Licensed to pra...
Could you be our next Assistant General Counsel, Privacy? Globe Life is looking for an experienced Assistant General Counsel, Privacy to join the team! In this role, the Assistant General Counsel, Privacy will function as a key member of the Company's Legal Department and will report directly to the...
Engages in activities to provide support to the Compliance and Operational Risk teams in order to provide independent compliance and operational risk oversight of Credit Risk performance and any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy, the...
The Chief Operating Officer (COO) will develop and implement a transformational set of services for the district that improves existing processes and systems. Reporting to the Chief Finance and Operations Officer, the COO will incorporate district-level goals into operational objectives, ensuring th...