JCW is partnering with a leading investment management firm that's looking to build out their Marketing Compliance team. An ideal candidate will have prior experience reviewing marketing materials for FINRA/SEC compliance and will be Series 7 and 24 certified. Have experience reviewing marketing mat...
The Compliance Officer II, Advisory is responsible for providing guidance related to regulatory compliance requirements in an advisory capacity and serving as a subject matter resource to all lines of business. Coordinates and offers support to the bank training department through recommendations co...
The Senior Compliance Analyst - Compliance Program is responsible for ensuring the Bank establishes all required compliance responsibilities in a manner that is incorporated in internal policies and procedures of applicable business processes. Coordinate and offers support to the bank's training dep...
Certifications Required: Must complete training (Level III) for Texas Security Officer Commission and receive Security Officer Comission within 90 days of hire. Preferred: Texas Security Officer Commission REQUIRED COURSES/COMPLETIONS (e. Qualifications Education Required: High School Graduate or G...
Our nascent Financial Intelligence Unit (FIU) performs a critical role in the execution and management of our Bank Secrecy Act/Anti-Money Laundering (AML) compliance program: adhering to a set of required standards and processes regarding AML investigations; ensuring our compliance with applicable l...
IT Security Analyst - Risk and Compliance. Reporting directly to the Director, Information Security, the Security Analyst specialized in Risk and Compliance to join our dynamic team. Assist with the design, development, and execution of compliance program to ensure that technology and business proce...
The Global Trade Compliance Manager is responsible for the development and implementation of the Company’s trade compliance program on a global basis, reporting to the VP, Legal. Global Trade Compliance Manager. The Global Trade Compliance Manager position will work closely with operational and comm...
The Chief Operating Officer (COO) will develop and implement a transformational set of services for the district that improves existing processes and systems. Reporting to the Chief Finance and Operations Officer, the COO will incorporate district-level goals into operational objectives, ensuring th...
This newly created Associate General Counsel position is within the Benefits Practice Group and will focus on health and welfare plans. Provides advice and counsel on design, maintenance and administration of welfare benefit plans ensuring compliance with statutory and regulatory requirements (inclu...
Development and improvement of access review methodology for ongoing compliance efforts. Experience with ensuring compliance with Board policies and SOPs through periodic access reviews. Compliance with industry standards and regulatory requirements. Analysing security controls and compliance measur...
Reporting directly to the General Counsel of the Williamson County Commissioners Court, responsible for providing legal representation to the Commissioners Court, governmental departments serving under the Court and, periodically, various Williamson County elected and appointed officials. Reports di...
The ideal candidate is a seasoned Chief Operating Officer with a strong banking operations background, who is excited by the prospect of creating the playbook, thriving in the chaos of a startup environment, and embracing an entrepreneurial spirit. Proven experience as a Chief Operating Officer or i...
Associate General Counsel — The Pailin Group Professional Search Consultants. Associate General Counsel will focus on contractual and transactional work along with compliance and other company related legal matters. This role is an integral part of the legal team and reports to the Executive Vice Pr...
The Special Venue Security Officer is responsible for the safety and security of guests and employees and the property. We are looking for a highly engaging, safety and customer focused individual to join our team as Special Venue Security Officer. Coordinate with Safety and Security Staff as well a...
Job description Infosys is seeking a Risk and compliance Business Analyst in Financial services Domain. Experience as an IT BA – working on Risk and compliance Domain. Extensive experience in top 20 US financial organization with Risk and compliance applications• Actively aid the consulting team in ...
Become part of an amazing Risk &Compliance team at Snap! We’re seeking a compliance professional with deep compliance experience in Third Party Oversight, merchant oversight. This role reports directly to the Chief Compliance and Risk Officer of the company and is part of the Risk &Compliance Execut...
The Senior Specialist, Quality Interventions / QI Compliance contributes to one or more of these quality improvement functions: Quality Interventions and Quality Improvement Compliance. Acts as a lead specialist to provide project-, program-, and / or initiative-related direction and guidance for ot...
We are seeking a talented Sr Security Compliance Analyst to join our Information Security Governance, Risk, and Compliance team to perform IT and cybersecurity control testing and evaluate risks against Entrust systems, applications, processes, and environments. As a direct report to the Senior Risk...
The Senior Specialist, Quality Interventions / QI Compliance contributes to one or more of these quality improvement functions: Quality Interventions and Quality Improvement Compliance. Acts as a lead specialist to provide project-, program-, and / or initiative-related direction and guidance for ot...
Client Support and Compliance Specialist. ...
As a Tiffany Branch Security Officer, you will:. Partner with Senior Security Officer and Management to deter theft, report missing assets, respond to emergency situations and implement Incident Management Programs procedures. Security Controls and Operations: . Provide exceptional security and oper...
With nearly 3, highly knowledgeable security and support staff, HSS a Tarian company protects its partners and communities through healthcare technology management, integrated security services solutions, and an ingrained ability to assess and de-escalate situations in physical security. Our Healthc...
Applies basic knowledge of compliance, business, analytical, and communication skills to support compliance programs and processes that promote compliant and ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks. This position will focus on compliance with...
Detention Officers should be able to communicate effectively to all levels of officers, management and administrators at local, county and federal facilities. Starside Security & Investigation, Inc. Detention Services Division (DSD) is looking for Detention Officers for Government Contracts in Waco,...
Do you have an eye for detail and a passion for developing innovation solutions? Join our team! The Sr Supply Chain Compliance Systems Analyst is responsible for overseeing the compliance of SNC's Source-to-Pay (S2P) system areas such as application development, application compliance, systems compl...