Annexus Compliance Officer, working under the direction of the Chief Compliance Officer, you will be responsible for compliance analysis, programs, initiatives, and policies and procedures for all product lines offered to meet business objectives and profitability goals. Assist in development and im...
Ensure compliance with regulations such as Money Laundering Prevention or Information Protection, becoming the Compliance Officer for relevant matters. Periodically report compliance levels to company management and Corporate Risk and Compliance Function. Postgraduate studies in Ethics and Complianc...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth ("RPW"), will be a highly visible, ...
The Chief Compliance Officer (CCO) will work with senior leadership and be responsible for the development and overseeing of all quality assurance and performance improvement initiatives within portfolio of Home and Community Based Services businesses across multiple states. This senior leadership r...
Being effective as a compliance officer often involves helping management find new and creative ways to be profitable while maintaining compliance standards that protect the Firm. Compliance Coverage Officers (COs). As part of this responsibility, COs generally are responsible for the oversight of r...
This Senior Lead Compliance Officer is part of the Auto Lending Business Aligned Compliance (BACO) Team. In addition, this role is responsible for overseeing certain aspects of the business' implementation of the Compliance Program Policy and the Auto Lending Compliance team's implementation of the ...
Join the Maricopa County Community College District as the Chief Compliance Officer (CCO) and be at the forefront of transformative change! This pivotal role, based at the district office in Tempe, AZ, offers a unique opportunity to shape and lead a new compliance framework across 10 campuses, foste...
Wells Fargo is seeking a Senior Lead Compliance Officer to join the Corporate & investment Banking Compliance organization. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following ...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lea...
Being effective as a compliance officer often involves helping management find new and creative ways to be profitable while maintaining compliance standards that protect the Firm. Compliance Coverage Officers (COs). As part of this responsibility, COs generally are responsible for the oversight of r...
In coordination with the Office of Equal Opportunity Administrator, the Civil Rights Compliance Officer 3 (ADA-LEP Coordinator) coordinates and monitors efforts to fulfill the agency’s responsibilities and compliance related to (1) public accommodations under Title II of the Americans with Disabilit...
The Associate General Counsel (AGC) will be responsible for assisting in the provision of legal services for the District with exposure to the wide range of legal issues presented in the Office of the General Counsel. Associate General Counsels and General Counsel. The scope of practice may also inc...
Wells Fargo is seeking an Audit Manager - Executive Director on the Compliance Audit team. The Audit Manager will lead audit coverage for areas that include Compliance Risk, inclusive of the risk management program and/or regulatory coverage. They are accountable for execution of all applicable risk...
The COO will lead the alignment of the enterprise's operating model (people, processes, technology, and innovation) to the organization's strategic plan. Operating Model Optimization and Continuous improvement. General operational reporting on various operating aspects of the company provided timely...
The Trade Finance AML Advisory Manager will report to the Head of Trade Finance AML Advisory. Regularly coordinates with other areas of the Global Financial Crime Compliance team to build partnerships and best practices. Typically requires 7+ years of financial industry and compliance experience, pr...
We are hiring an experienced executive to be our general counsel and chief compliance officer. In this dual role, you will play a crucial part in ensuring the company's compliance with regulatory requirements while also providing strategic legal counsel to support our business objectives. Operate wi...
Recommends practices to reduce potential for violations and noncompliance related to Vanguard's financial crimes compliance program. Develops and oversees the implementation of monitoring programs and procedures to ensure regulatory compliance and protect shareholder assets. Designs, oversees and co...
The Investment Compliance Specialist will provide investment compliance risk oversight and credible challenge from the second line of defense. Collaborate with other stakeholders to identify, escalate and propose solutions to compliance violations and control gaps and weaknesses that may lead to com...
Manager, Compliance & Risk. This position will report to the Vice President, Head of Lending Compliance & Risk Management and will serve in a critical leadership role in support of the overall program. This highly visible role supports efforts across the lending businesses and shared service...
Compliance Materials Review & Approval Quality Assurance team (CMRA) is an important compliance adherence control that reviews both externally facing (either marketing or non-marketing) materials, as well as internal materials (e. Utilizing a risk-based approach, the Second Line Risk Management ...
Compliance Senior Analyst, Independence Consultation - Business Relationships, Independence & Conflicts Network (ICN). Do you have a focus on compliance with regulations and policies? Are you passionate about quality-assurance and risk-management in a professional services environment? Then our ...
Responsible for the development, implementation, and maintenance of an effective compliance program for business activities and products. Develops, implements and maintains an effective compliance program for brokerage business activities, services and products. Partners with business leaders and st...
The AML Compliance Customer Screening Senior Analyst completes reviews of customer screening alerts for negative news, sanctions, and other risk activities, including high priority and sensitive alerts, to determine if the subject of the alert is a customer of the firm and then determine the risk po...
We are seeking an experienced in-house attorney to join the SmartRent Legal team as Deputy General Counsel (“DGC”). As Deputy General Counsel, you will be an essential part of the success of the Company, with responsibility for a broad range of legal matters, including commercial contracting, litiga...
The Chief Operating Officer for Optum West Regional Behavioral Health will have business and operational responsibilities for the management of the regional behavioral health functions. ...