Support the Compliance Division in formulating and performing a periodic review of key Compliance policies and controls to ensure that they remain robust and in line with regulatory standards and industry/peer best practices. These policies are in GIC’s Compliance Manual and Code of Ethics, includin...
Key Responsibilities:· Review and issuance of opinions for High Risk KYC files, high risk transactions to ensure completeness and compliance with Bank policies and Regulatory Requirements. Prepare daily reports and reconciliations of all daily transaction and customer uploads within complian...
The WM Consumer Compliance Group within the Legal and Compliance Division (LCD) is seeking a senior Compliance Officer responsible for providing advice and guidance to business segments within Wealth Management responsible for opening, maintaining, and servicing of self-directed brokerage accounts. ...
Key Responsibilities:Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Key Internal Contacts:The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Offi...
The Global Compliance Department manages a Firmwide Compliance Risk Management program, including Compliance risks that transcend business lines, legal entities and jurisdictions of operation. Volcker Compliance Officer (Vice President). Recommending and implementing enhancements to the Volcker comp...
The focus of the role will be on execution of control room-related tasks, advisory to the various businesses, focusing on the private side, reporting, monitoring Compliance and business controls, and the execution of Compliance controls. It is part of the Global CMG function within the Investment &a...
Write detailed reports of damage, maintain incident logs, and complete security records using computer-aided records management system. Possess or have the ability to obtain and maintain a New York State Security Guard License. ...
The Legal & Compliance Director will be a Compliance Officer of both the Swap Dealer and the Commodity Pool Operator/Commodity Trade Advisor and will be responsible for establishing, maintaining and developing Galaxy’s related compliance program for the relevant activities. Be responsible for Galaxy...
The Clinical Regulatory Compliance Specialist provides and supports regulatory, accreditation and certification activities to achieve and sustain ongoing compliance. Identifies and assesses risk as an integral part of the regulatory compliance review process. ...
You will be responsible for…• Establish, develop and oversee Nuvation Bio’s global healthcare and privacy compliance programs• Advise on healthcare compliance matters, including interpretation of laws, regulations and company policies and practices regarding (i) Nuvation Bio’s products, (ii) interac...
Internal Audit Director - Non-Financial Risk (Compliance) Technology. We're seeking someone to join our team as a Director to provide audit coverage for application controls and system infrastructure used in support of Non-Financial Risk (Compliance and Global Financial Crimes) Technology audit. Oth...
As a Security Guard/ Security Officer with Maximum Security, you will be an important part of our team. Our guards' fall into one of two major roles: Residential gated community security guard: the primary duties of a gated community security officer include greeting the g...
Serve as the primary legal liaison to internal business groups, managing external counsel as needed under the direction of the Associate General Counsel. Assistant General Counsel, Commercial. The Assistant General Counsel will support AP’s Revenue team; providing strategic legal advice and support ...
Our officers are entrusted with finding the resources needed to address all safety and security concerns. All security positions are eligible for a sign on bonus. Our Asset Protection Officers maintain a visible presence within our stores, often at the front of the store. Inspect perimeter doors, wi...
ARE YOU EARNING PAID VACATION? We offer 2 weeks a year after each 6 months of employment! WE CARE ABOUT YOU AT METRO ONE LOSS PREVENTION GROUP Join our Team! Need a CHANGE? Become a Security Officer! Seeking Work Life Balance? How about paid vacation WE HAVE THAT! One of the few in the industry that...
Business Analyst, Compliance Technology- IT. Business analysts may be assigned by project, line of business or technology platform and are expected to participate in every stage of the development lifecycle, from analysis and design through testing, release and maintenance while adhering to current ...
Morgan Stanley's Information, and Records Management Compliance Group (the Group) is part of the Firm's Privacy, Technology and Data Compliance team, which provides Compliance coverage and guidance to the Firm's Business Units and Infrastructure Divisions across all regions and jurisdictions. Compli...
The role will report directly to the Chief Operating Officer. The Chief of Staff has expertise and practical experience in human resources/staff management, property portfolio management, project management of capital projects, design and special projects, security, fine art...
Compliance Summer Analyst Program (New York) Summer Analysts will join us for a 10-week program beginning in June and will be placed on a team covering specific global compliance functions such as financial crimes, regulatory relations, information controls or global monitoring and testing or on a c...
As a Security Guard/ Security Officer with Maximum Security, you will be an important part of our team. Our guards' fall into one of two major roles: Residential gated community security guard: the primary duties of a gated community security officer include greeting the g...
Palantir Technologies is seeking a Quality Engineering Compliance Manager to support our rapidly growing life sciences business. You will work closely with other functional departments within Palantir to further refine & scale Palantir's QMS, internal systems, & product features to meet our complian...
The Associate General Counsel & Privacy Officer is a key business partner and a senior member of the legal team, reporting to the Deputy General Counsel and serving as Success Academy's Privacy Officer. Success Academy Charter Schools is seeking an Associate General Counsel & Privacy Officer to serv...
Internal Audit Associate - Legal & Compliance Group. OtherEmployment Type:Full TimeJob Level:Associate. We are seeking an Associate to join the Internal Audit Division (IAD) Global Financial Crimes (GFC) team to support assurance activities over the Firm’s financial crime risk management and control...
In this role, the successful candidate The Manager of Hospital Billing Compliance reports directly to the Associate Director of Clinical Hospital Billing Compliance. Responsible for researching industry topics and compliance risks relevant to hospitals and providing insight and input into the annual...
The successful candidate will be focused on creating the Security & Compliance Roadmap, being the security point person for our technology teams, compliance, security inquiries, as well as continuing to develop & maintain our automated security tests in our CICD processes. We are looking for a Direc...