A company is looking for a Compliance Officer - Ecomms and Technology Surveillance. ...
Accountable for compliance oversight and guidance to ensure that CoBank is in full compliance with legal regulations and industry specific guidelines. Monitors compliance risk behaviors and provides day-to-day compliance advice relating to the supported business lines, guidance on rules/laws and int...
A company is looking for a Medicare Compliance Officer to lead their Medicare Compliance team and ensure adherence to regulatory requirements. ...
The Compliance Officer will be responsible for ensuring that USA Rugby complies with all relevant laws, Compliance Officer, Rugby, Compliance, Officer, Management, Business Services. USA Rugby is seeking a detail-oriented and highly-organized Compliance Officer to oversee compliance and risk managem...
A company is looking for a Compliance Officer to ensure compliance with ICANN policies and various international requirements. ...
We're seeking a dynamic Compliance Officer to join our team, someone with a passion for navigating the regulatory seas and sculpting a compliance framework that stands out. As our Compliance Officer, you will be the sentinel, ensuring that every facet of our business aligns seamlessly with Federal a...
WHAT IS THE SMALL BUSINESS SELF EMPLOYED DIVISION?.Interested in this role You can find all the relevant information in the description below.A description of the business units can be found at: .Vacancies will be filled in the following specialty areas:.SBSE - Small Business/Self Employed, SB/SE De...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lea...
The Bank Secrecy Act Officer is responsible for developing, implementing, administering, and maintaining all aspects of the Bank Secrecy Act/Anti-Money Laundering Compliance Program which will be designed to ensure a high level of compliance with the BSA/AML related laws and regulations, internal po...
The Compliance Officer is responsible for ensuring that the healthcare practice adheres to regulatory requirements and internal policies. This role involves monitoring compliance efforts, conducting audits, and providing training to staff to promote a culture of compliance. Develop, implement, and m...
Reporting to the Chief Compliance Officer, this #2 Compliance Officer will work closely with senior leadership in helping ensure organizational wide compliance in consumer and commercial lending. Monitors, researches, and analyzes complex issues relating to governance and compliance including federa...
ACCO68252 – Compliance Officer – South of Denver, CO. Our client is seeking a Compliance Officer for their Colorado Springs, Colorado location. The ideal candidate will have 5 plus years of Compliance management experience. This is a manager position and they will supervise 1 full-time Compliance su...
USA Rugby – Compliance Officer. The Compliance Officer will be responsible for ensuring that USA Rugby complies with all relevant laws, regulations, and internal policies. Develop and conduct compliance training programs for staff, coaches, referees, and players to ensure awareness and understanding...
We're seeking a dynamic Compliance Officer to join our team, someone with a passion for navigating the regulatory seas and sculpting a compliance framework that stands out. As our Compliance Officer, you will be the sentinel, ensuring that every facet of our business aligns seamlessly with Federal a...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers' compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
The Compliance Officer is responsible for ensuring that the healthcare practice adheres to regulatory requirements and internal policies. This role involves monitoring compliance efforts, conducting audits, and providing training to staff to promote a culture of compliance. Develop, implement, and m...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
The SVP of Compliance (“SVP”), HUB Retirement and Private Wealth (“RPW”), will be a highly visible, leadership position, reporting directly into Global/Executive Chief Compliance Officer of RPW, working closely with RPW senior leadership to collectively support the growing RPW business. This is a un...
Fund Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenanc...
The Compliance Officer is responsible for ensuring that the healthcare practice adheres to regulatory requirements and internal policies. This role involves monitoring compliance efforts, conducting audits, and providing training to staff to promote a culture of compliance. Develop, implement, and m...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
We're seeking a dynamic Compliance Officer to join our team, someone with a passion for navigating the regulatory seas and sculpting a compliance framework that stands out. As our Compliance Officer, you will be the sentinel, ensuring that every facet of our business aligns seamlessly with Federal a...
The Chief Compliance Officer position is an opportunity to lead and oversee Matter Family Office’s compliance needs. Train new employees on all compliance related and serves as the firm-wide resource for compliance questions. More than 10 years of experience in wealth management industry required, f...