Key Responsibilities:Design and implement policies and procedures to ensure compliance with BSA, AML laws, and regulatory requirementsMonitor transactions for suspicious activities and provide UAR to banking partnersAct as the primary point of contact with regulatory bodies and maintain comprehensiv...
QUALITY CONTROL AND COMPLIANCE OFFICER. Monitor new and/or revised laws and regulations affecting compliance as communicated via published communication alerts and/or corporate compliance directives. Assists the PB Unit with lending-related compliance issues. Ensures that all loans are in compliance...
A company is looking for a Chief Compliance Officer (CCO) and Anti-Money Laundering Compliance Officer (AMLCO). ...
Equity Smart Home Loans is seeking to expand its compliance department to further ensure compliance with federal, state, NMLS, CFPB and other related regulations. We are looking for an experienced real estate, lending, and compliance professional to advise on compliance requirements as well as expan...
A company is looking for a Compliance Officer. ...
Reporting to the Chief Compliance Officer, the VP- Compliance Officer, will be responsible for developing, implementing, and overseeing aspects of Lendistry's regulatory compliance program:. We are seeking an exceptional, energetic and proactive compliance professional with a passion to promote a st...
As a deputy to the Chief Ethics and Compliance Officer, this role entails supporting the development, implementation, and monitoring of effective compliance programs, advising on emerging compliance issues, and ensuring that the organization is proactively addressing compliance risks. Deputy Chief E...
The Compliance Officer will be a subject matter expert tasked to provide compliance support of our debt resolution business units. Advise on compliance with laws and regulations for applicable programs, including consulting on the design and implementation of key performance indicators, key risk ind...
Identifies issues to be pursued based on large, unusual or questionable items that produce a significant tax or compliance effect and utilizes the tax law and facts needed to resolve them. ...
Assistant sought for the Executive Director of Compliance. Draft, redline and edit highly confidential legal compliance documents, personnel documents. Understand the workflow relationships for the Office of the Chief Legal Officer (OCLO), and the agency at large. Collaborate in various legal/compli...
VP Deposit Compliance Officer Job Req. Bankers' Compliance Group, Inc. Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advise in interpreting and un...
We are seeking a seasoned and strategic Chief Risk and Compliance Officer (CRCO) to lead our risk management and compliance efforts across the organization. Related certifications, such as the Certified Compliance & Ethics Professional (CCEP), Certified Regulatory Compliance Manager (CRCM), or C...
As a deputy to the Chief Ethics and Compliance Officer, this role entails supporting the development, implementation, and monitoring of effective compliance programs, advising on emerging compliance issues, and ensuring that the organization is proactively addressing compliance risks. Deputy Chief E...
VP Deposit Compliance Officer Job Req. Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting and understanding deposit laws and reg...
The newly appointed Chief Compliance Officer (CCO) will play a pivotal role in upholding the District’s commitment to legal and regulatory compliance across the organization. Reporting directly to the Senior Advisor to the Superintendent, the Chief Compliance Officer will work to achieve a culture o...
Chief Compliance Officer (San Francisco, CA): Our client, a successful hedge fund with approximately $3B in AUM, is seeking a talented and experienced CCO to help run all aspects of the compliance program. Manage the firm’s overall compliance program and develop, review, and update the firm's compli...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
A Tax Compliance Officer analyzes, interprets and enforces various tax, permit and fee liabilities, including the City business, parking and transient occupancy taxes and City permit ordinances through independent field and office investigations; may supervise other Tax Compliance Officers and cleri...
QUALITY CONTROL AND COMPLIANCE OFFICER. Monitor new and/or revised laws and regulations affecting compliance as communicated via published communication alerts and/or corporate compliance directives. WHAT IS THE OPPORTUNITY? Assists the PB Unit with lending-related compliance issues. Ensures that al...
Under the general direction of a Supervising Workers' Compensation Compliance Officer within the DWC Audit and Enforcement Unit of the Division of Workers' Compensation, The Workers' Compensation Compliance Officer performs workers' compensation claim file audits on insurance companies, self-insured...
The Compliance Officer will provide leadership and support in the development, implementation and maintenance of compliance and risk management activities at our Venice Family Clinic. In this leadership role, the Compliance Officer will also supervise staff who support compliance activities, includi...
Develop and implement a comprehensive compliance program that encompasses all relevant laws, regulations, and internal policies. Monitor and assess compliance risk, identify potential areas of concern, and develop strategies to mitigate risk. Conduct regular audits and reviews to ensure compliance w...
A social services organization in California is looking to add a new Compliance officer to join their growing team in Los Angeles. Develop and implement a comprehensive compliance program that encompasses all relevant laws, regulations, and internal policies. Monitor and assess compliance risk, iden...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...