The overall responsibility of this Compliance Officer position is to assist Invesco, Ltd. Address day to day compliance issues related to trading strategies and the application of technology related controls created and applied in the OMS by the Compliance department. Maintain Evergreen Compliance -...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth ("RPW"), will be a highly visible, ...
JCW is partnering with a leading investment management firm that's looking to build out their Marketing Compliance team. An ideal candidate will have prior experience reviewing marketing materials for FINRA/SEC compliance and will be Series 7 and 24 certified. Have experience reviewing marketing mat...
The overall responsibility of this Compliance Officer position is to assist Invesco, Ltd. Address day to day compliance issues related to trading strategies and the application of technology related controls created and applied in the OMS by the Compliance department. Maintain Evergreen Compliance -...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lea...
Lead the SIMG compliance program, including review and administration of compliance policies and procedures, and update new policies and procedures as needed to ensure adherence to state, federal and other laws that pertain to the firm’s business and industry best practice. Conduct periodic risk ass...
The Compliance Officer II, Advisory is responsible for providing guidance related to regulatory compliance requirements in an advisory capacity and serving as a subject matter resource to all lines of business. Coordinates and offers support to the bank training department through recommendations co...
The responsibilities of this role will mainly focus on the management and oversight of multiple commodities trading compliance functions, including developing policies and procedures, performing risk assessments and internal controls, and providing real-time advice and interpretation of applicable l...
Bank Compliance Officer role in the Houston, TX area. Bank Compliance Officer responsibilities include:. This role will be responsible for performing quality control reviews, including analyzing and reporting on all Bank regulations across all business lines to identify regulatory compliance weaknes...
Bank Compliance Officer – To $110K – Houston, TX – Job # 3334. Bank Compliance Officer role in the greater Houston, TX market. Bank Compliance Officer responsibilities include:. This role will be responsible for performing quality control reviews, including analyzing and reporting on all Bank regula...
The CECO is responsible for developing, leading, and monitoring the company’s global Ethics & Compliance (E&C) Program, seeking to continuously make the program more effective to prevent and address compliance matters across all Company assets and employees including McDermott’s offices, yards, proj...
As a member of the Group Compliance Department, the Regional Compliance Officer to assist the Group Compliance Officer (based in France) in ensuring that the Vallourec Companies within North America region (mainly located in the US, Canada & Mexico) operate in compliance with the applicable regulati...
Bank Compliance Officer - To $110K - Houston, TX - Job # 3334. Bank Compliance Officer role in the greater Houston, TX market. Bank Compliance Officer responsibilities include:. This role will be responsible for performing quality control reviews, including analyzing and reporting on all Bank regula...
Wood is currently recruiting for a Project Control Manager in Houston, TX. Monitor overall project / assignment progress status. Ensuring that projects are managed effectively to ensure delivery in a manner which meets quality, time and budget specifications;. Manage the workload, performance and de...
As the project's subject matter expert, the Project Manager leads communication with the project team, internal and external resources, client staff, and county leadership. While the primary focus will be on potable water and wastewater infrastructure projects, the Project Manager's role may also ex...
As the Deputy Chief Information Security Officer in Houston, Texas for ENGIE North America, you will establish and maintain a company-wide information technology (IT) / operational technology (OT) sustainable cybersecurity program by developing and maintaining the North America cyber vision, strateg...
At the direction of the Senior Manager, Risk Management, this position will lead USAL's regulatory compliance and quality control (RC&QC) initiatives and meet their strategic objectives through the efforts of a team of specialists and analysts. The RC&QC Manager will be responsible for all aspects o...
This work includes, but may not be limited to: facilitating scope development of capital projects, compiling estimates based on developed scope, preparing Authorization For Expenditures (AFEs) for requesting capital funds, facilitating detailed engineering, following Management of Change (MOC) proto...
Required experience** : Four years experience in research or research compliance, general/legal regulatory compliance, corporate compliance, privacy compliance, billing and reimbursement or billing compliance, healthcare administration and/or general business as an analyst, auditor or fraud investig...
The Compliance Director will oversee compliance activities and ensure that CMS/Medicare guidelines are being followed. We are seeking a full-time Compliance Director to join our team at AHIA, LLC in San Antonio, TX. Expertise in Compliance Management and CMS Regulatory Compliance. Bachelor's degree ...
The Compliance Director will be responsible for developing and overseeing the company’s compliance program. We are seeking a seasoned Compliance Director to join our leadership team and ensure our operations comply with regulatory requirements and industry standards. Compliance Strategy: Develop and...
As a Responsible AI Monitoring & Compliance professional, you'll be experienced in ensuring that AI systems are developed, implemented, and maintained in a way that mitigates risks associated with AI. We're looking to grow our Responsible AI team and if you're experienced in Monitoring & Com...
Chief Operating Officer in the subject line. Ten or more years’ experience as a Chief Operating Officer or equivalent, including at least 5 years with a non-profit organization. ...
The ideal candidate is a seasoned Chief Operating Officer with a strong banking operations background, who is excited by the prospect of creating the playbook, thriving in the chaos of a startup environment, and embracing an entrepreneurial spirit. Proven experience as a Chief Operating Officer or i...