Under administrative direction, design, develop, implement, monitor, and report results of the compliance/ethics efforts of the District; serve as a channel of communications to receive and direct compliance issues to appropriate resources for investigation and resolution and as a final internal res...
We are currently seeking a Chief Compliance Officer for a direct hire opportunity with a financial services client. Prepares periodic Compliance Officer Reports for the Board of Directors. Serves as a resource to compliance officers in RIA firms that require documentation of NATC’s systems and proce...
This position is a unique opportunity for a high potential high performer who could be considered for advancement and back up to the Chief Compliance Officer. Prepares periodic Compliance Officer Reports and dashboard for the Enterprise Risk Committee and Board of Directors' Audit & Risk Committ...
As the Chief Compliance Officer for Swope Health, you will lead a dedicated compliance team, with the goal of driving organizational excellence throughout Swope Health. Reporting to the President/CEO, the incumbent is responsible for directly influencing organizational performance through management...
Fair Banking Compliance Officer. Fair Banking Compliance Officer. Prior experience with working at a large bank or similar organization, preferably in a Compliance. Fair Banking Program to ensure the organization is operating in compliance with fair lending, anti-predatory and unfair, deceptive and ...
Responsible for serving as a member of the staff of the Compliance Review Office and is supervised and directed by the Chief Compliance Review Officer. Responsible for monitoring vendor contract compliance with the County's Prevailing Wage Program and Minority and Women Owned Business Enterprise Pro...
By completing this form, you are indicating to us that you are interested in exploring this opportunity in greater depth: Compliance Officer And IT Security MO ID67275. ...
As Trust Compliance Officer & Cybersecurity Specialist, you will review and manage the compliance program, including the South Dakota office. Compliance Management,IT Compliance. Your role will involve reviewing and updating policies to ensure compliance with relevant laws and regulations, including...
Prepares periodic reports concerning ongoing compliance with Fair Banking regulations. Reviews procedures in the business line to ensure compliance with applicable Fair Banking laws and regulations. Leads or assists in ongoing Fair Banking risk assessments based on lines of business and by CRA and F...
The Compliance Officer is responsible for various compliance areas including training, monitoring reviews, policy and procedures, and product development with each department of the bank. The Compliance Officer helps ensure the Bank maintains a strong and effective compliance management system by as...
By completing this form, you are indicating to us that you are interested in exploring this opportunity in greater depth: Senior Compliance Officer MO ID68301. ...
The Compliance Officer is responsible for various compliance areas including training, monitoring reviews, policy and procedures, and product development with each department of the bank. The Compliance Officer helps ensure the Bank maintains a strong and effective compliance management system by as...
Job description: As Trust Compliance Officer & Cybersecurity Specialist, you will review and manage the compliance program, including the South Dakota office. They are looking for a dedicated and high-performing Trust Compliance Officer & Cybersecurity Specialist to join their team. This ro...
By completing this form, you are indicating to us that you are interested in exploring this opportunity in greater depth: Compliance Officer MO 67363. ...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers' compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
As Trust Compliance Officer & Cybersecurity Specialist, you will review and manage the compliance program, including the South Dakota office. Trust Compliance Officer & Cybersecurity Specialist OOJ 22284. Your role will involve reviewing and updating policies to ensure compliance with releva...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
The Corporate Compliance Officer directs the activities of HCBC programs to achieve and maintain compliance with the standards and regulations of agency contracts, funders, as well as accreditation and certification bodies. This is professional work, with an emphasis on compliance with national accr...
Job DescriptionAs Trust Compliance Officer & Cybersecurity Specialist, you will review and manage the compliance program, including the South Dakota office. They are looking for a dedicated and high-performing Trust Compliance Officer & Cybersecurity Specialist to join their team. This role ...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lea...