The focus of the role will be on execution of control room-related tasks, advisory to the various businesses, focusing on the private side, reporting, monitoring Compliance and business controls, and the execution of Compliance controls. It is part of the Global CMG function within the Investment &a...
Support the Compliance Division in formulating and performing a periodic review of key Compliance policies and controls to ensure that they remain robust and in line with regulatory standards and industry/peer best practices. These policies are in GIC’s Compliance Manual and Code of Ethics, includin...
Key Responsibilities:General· Secretary (schedule & take the minutes) of the Committees managed by CACIB US Complianceo US Compliance Management Committeeo US Complex Transaction Committeeo US New Activity Product Committeeo US Disciplinary Committeeo Americas Data Protect...
As the Chief Research Compliance Officer (CRCO) for Cornell, you will oversee and coordinate institutional programs that promote a culture of research compliance and the highest standards of ethics, integrity, and responsibility within our university community. PhD or JD and 10+ years of progressive...
Management and Reporting:The Fixed Income Compliance officer reports directly to the US Head of Global Markets Regulatory Compliance Monitoring & Surveillance. Summary:The Fixed Income Compliance Officer is responsible for day-to-day monitoring and surveillance of the Global Markets Division (“G...
KH Briger Security Services is seeking individuals to become part of our school security teams in lower Westchester County. Thoroughly examine doors, windows, and gates to ensure proper function and security. Previous experience in security. Must have valid NYS Security Guard License. ...
Solid and reliable performance as a Flex Officer will earn the Security Officer consideration for assignment to supervisory or other leadership posts. Many of our employees began their careers as Security Officers, and today we are proud to say they have become a part of the Senior Leadership Team (...
As a Security Guard/ Security Officer with Maximum Security, you will be an important part of our team. Our guards' fall into one of two major roles: Residential gated community security guard: the primary duties of a gated community security officer include greeting the g...
Summary:This position is placed within the Advisory group of the Financial Security team. Management and Reporting:The position reports directly to the Head of Advisory - Financial Security. ...
As a member of BARKs Legal Team, the Director & Assistant General Counsel SEC & Compliance, will serve as a strategic legal advisor to the General Counsel. Provide legal support & due diligence for public offerings, mergers, acquisitions, & other partnerships & transactions & manage legal aspects (i...
Assisting the General Counsel and Associate General Counsels in connection with various matters under their direction and oversight. Supervising responses to requests for information and subpoenas and overseeing litigation handled by outside counsel. Communicating independently with outside counsel ...
As a Credit Trading and Special Situations Attorney - Vice President, Assistant General Counsel within our Credit Trading Legal Team, you will support the Commercial & Investment Bank's Credit Solutions business and other products within North America Credit Trading. Join a successful, versatile, we...
We’re looking for a Senior Product Compliance Manager to join our growing Regulatory Product Compliance team in North America and be part of our Global Team. Senior Regulatory Product Compliance Manager. This role will focus on Consumer Protection regulations and is a hands-on, unique opportunity to...
Security Officer Technical Center Ithaca, New York Save Job Responsibilities Career Path Rewards Security Officer Technical Center Position Type Full Time Shift Type Overnight Req ID 2024-1182121 Work Days Available Monday,Saturday,Sunday,Tuesday,Wednesday Allied Universal, North America's leading s...
Business Analyst, Compliance Technology- IT. Business analysts may be assigned by project, line of business or technology platform and are expected to participate in every stage of the development lifecycle, from analysis and design through testing, release and maintenance while adhering to current ...
As a Public Finance Attorney - Vice President, Assistant General Counsel, you will be joining a successful, versatile, well-established legal team that supports the Public Finance business (and the Commercial & Investment Bank more generally), and collaborates daily with banking, markets, regulatory...
The successful candidate will be focused on creating the Security & Compliance Roadmap, being the security point person for our technology teams, compliance, security inquiries, as well as continuing to develop & maintain our automated security tests in our CICD processes. We are looking for a Direc...
Do you have an eye for detail and a passion for developing innovation solutions? Join our team! The Sr Supply Chain Compliance Systems Analyst is responsible for overseeing the compliance of SNC's Source-to-Pay (S2P) system areas such as application development, application compliance, systems compl...
The role will report directly to the Chief Operating Officer. The Chief of Staff has expertise and practical experience in human resources/staff management, property portfolio management, project management of capital projects, design and special projects, security, fine art...
As a General Counsel within JPMorgan Wealth Management, you will have the opportunity to shape the legal landscape of a premier wealth management division. Job Summary As a General Counsel within JPMorgan Wealth Management, you will be a key member of the leadership team, providing strategic le...
The Associate General Counsel & Privacy Officer is a key business partner and a senior member of the legal team, reporting to the Deputy General Counsel and serving as Success Academy's Privacy Officer. Success Academy Charter Schools is seeking an Associate General Counsel & Privacy Officer to serv...
The Associate General Counsel will be responsible for handling a wide range of matters including IP licensing and distribution; copyright and other intellectual property matters; non-profit tax matters such as the deductibility of donations and UBIT; data privacy; IT license, software, and service a...
Summary:The Compliance Remediation Projects and Assurance team is a newly established “Center of Excellence” within the CACIB Compliance Function and will be responsible for providing Project Management an Independent Assurance on the Regulatory Remediation performed against the Supervisory Findings...
SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade capture, and all aspects of daily operations, treasury ...
Capital is looking to hire a Tax Compliance Analyst to join the Fund Finance Central Services team. Coordinate closely with Fund Finance teams to streamline the payment process, ensuring efficiency & compliance with financial regulations, & responsible for timely & accurate submission of tax payment...