The Business Control Officer reports to the USPB Governance, Change, Oversight and Common Control Team Manager. The goal of this team is to provide a centralized control oversight and execution facilitation, subject matter expertise, and assurance of effective management of the USPB Chief Operating ...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
The Senior Compliance Analyst - Compliance Program is responsible for ensuring the Bank establishes all required compliance responsibilities in a manner that is incorporated in internal policies and procedures of applicable business processes. Coordinate and offers support to the bank's training dep...
The Business Control Officer reports to the USPB Governance, Change, Oversight and Common Control Team Manager. The goal of this team is to provide a centralized control oversight and execution facilitation, subject matter expertise, and assurance of effective management of the USPB Chief Operating ...
The Compliance Officer II, Advisory is responsible for providing guidance related to regulatory compliance requirements in an advisory capacity and serving as a subject matter resource to all lines of business. Coordinates and offers support to the bank training department through recommendations co...
As a Compliance Officer on our Bank Holding Company Compliance team, you will support US bank regulatory compliance programs, primarily the Regulation W program for affiliate transactions and a policy initiative to implement new global requirements. Bank Holding Company Compliance Officer. Your resp...
In this position, you will be primarily involved with management of code compliance inspection projects, which includes the inspection of building components such as Mechanical, Electrical, Plumbing, Architectural, Fire and Life Safety items. Code compliance certifications are a plus but not require...
The Wounded Warrior Project (WWP) Vice President - General Counsel serves as legal counsel to the organization and is responsible for managing WWP's legal affairs and overseeing the provision of legal services to WWP. Represent WWP where necessary and/or retain counsel for such representation; deter...
This position involves project management of code compliance projects, including reviewing plans, providing technical support, conducting inspections, monitoring project process for performance and budgetary conditions, proposal preparation, as well as attending project site meetings, and assisting ...
Manager of Contracts & Compliance position. Working under the direction of the General Manager, the Sr Contracts Manager will provide support in a wide variety of activities in Contracts Administration. Maintains contractual files, databases, and supporting documentation, in audit ready condition an...
Develop and maintain standard operating procedures (SOPs) and implement technology solutions to streamline processes. ...
Completion of compliance documentation and on boarding activities relevant to compliance due diligence. The Compl Bus Control Sr Analyst is a seasoned professional role. Participates from inception through implementation, in cross-functional or cross business issues designed to ensure business compl...
This position requires an organized, detail oriented and efficient individual to support the development and oversight of the Warranty Compliance team and products. Duties include developing and reviewing policies and forms, assisting with product development and ensuring compliance throughout progr...
We are hiring an experienced executive to be our general counsel and chief compliance officer. In this dual role, you will play a crucial part in ensuring the company's compliance with regulatory requirements while also providing strategic legal counsel to support our business objectives. Operate wi...
Working under the direction of the General Manager, the Sr Contracts Manager will provide support in a wide variety of activities in Contracts Administration. Maintains contractual files, databases, and supporting documentation, in audit ready condition and in compliance with Contractual requirement...
Compliance Senior Analyst, Independence Consultation - Business Relationships, Independence & Conflicts Network (ICN). Do you have a focus on compliance with regulations and policies? Are you passionate about quality-assurance and risk-management in a professional services environment? Then our ...
The Director, Compliance Monitoring, Program and Operations will work closely with the Compliance Centers of Excellence, Compliance Regional leaders, and cross-functional stakeholders to demonstrate program accountability and compliance in accordance with applicable laws, regulations, other legal ob...
This individual will provide general commercial contracts support, and counsel on other general legal matters for other parts of the SoFi enterprise as required. The Assistant General Counsel, Commercial Contracts will be responsible for providing commercial and contract advice to business units and...
The International Compliance Analyst will be responsible for supporting our international offices and international compliance programs with a focus in Latin America. The role requires a strong understanding of compliance principles, experience working within a global compliance program, and perform...
As a Senior Associate, you'll work as part of a team of problem solvers, helping to solve complex business issues from strategy to execution. Understanding individual tax compliance and planning for executives including but not limited to partnership K-1 income, state tax credits, composite returns,...
Support the compliance team in managing the compliance hotline and responding to compliance inquiries and reports. You will review & provide compliance guidance on current, upcoming regulations to ensure company compliance. Conduct regular compliance audits and risk assessments to identify potential...
The Compliance & Performance Associate is responsible for monitoring and scoring calls on a daily basis for the department, using a variety of call recording sources and scorecards, and standards for quality monitoring. Knowledge of product or client compliance procedures. ...
The International Compliance Analyst will be responsible for supporting our international offices and international compliance programs with a focus in Latin America. The role requires a strong understanding of compliance principles, experience working within a global compliance program, and perform...
As a Security Officer, you will serve and safeguard clients in a range of industries such as Commercial Real Estate, Healthcare, Education, Government and more. Allied Universal®, North America's leading security and facility services company, provides rewarding careers that give you a sense of purp...
This position provides leadership and guidance in all aspects of the research compliance program, including responsibility for investigation and resolution of research compliance issues; conducting a research compliance risk assessment; maintenance of research compliance policies and procedures; pro...