The Compliance Officer plays a crucial role in ensuring that our bank adheres to all relevant laws, regulations, and internal policies. This role involves monitoring and assessing the bank's operations, policies, and procedures to ensure compliance with applicable laws and regulations, as well as id...
The Quality Assurance Team is part of the CUSO Compliance Testing and Monitoring program and provides independent and objective assessment on the Compliance Testing and Monitoring reviews performed. Are you ready to partner with key stakeholders across our business to ensure we remain in compliance ...
Take full ownership of our compliance program with the aid of our General Counsel and outside compliance resources to maintain a best-in-class and proactive compliance program. We are hiring an experienced executive to be our Chief Compliance Officer. In this role, you will play a crucial part in en...
The Chief Compliance Officer will be responsible for overseeing and managing the regulatory compliance within Honest, ensuring that the organization adheres to legal standards and in-house policies. Primary Functions of the Chief Compliance Officer Include:. Lead and manage the compliance team, prov...
The Chief Compliance Officer will be responsible for overseeing and managing the regulatory compliance within Honest, ensuring that the organization adheres to legal standards and in-house policies. Lead and manage the compliance team, providing guidance and support to ensure the successful executio...
The Chief Ethics & Compliance Officer (CCO) develops, implements, and enforces policies, programs, and practices to ensure MPG is in compliance with federal, state and/or local regulations as they relate to Compliance and Privacy matters. This leader sets the strategy for managing and reporting ...
The role of the Chief Compliance Officer is a full-time position within Asurion’s Legal Team, and has responsibility to ensure that the company maintains ongoing compliance with laws and regulations governing portable electronics insurance, service contracts, warranties and other ancillary products ...
Develop, maintain, and continuously improve a risk-based compliance program that (1) is effective in preventing, detecting, and correcting non-compliance; (2) builds and sustains a culture of compliance throughout the organization; and (3) satisfies the Government’s standards and expectations for an...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
You will also be responsible for establishing, monitoring and providing oversight or acting as a liaison for compliance programs, processes and department of insurance examinations, as well as making recommendations to leadership on compliance matters that affect the product portfolio, forms, system...
Manage the tracking and reporting of compliance issues through coordination with the Compliance Advisory Services Manager and the Fair and Responsible Banking Manager. The Corporate Compliance Testing Manager is responsible for managing and coordinating an effective corporate-wide regulatory Complia...
We are currently seeking a Compliance Testing Analyst that will be responsible for performing testing activities for various regulatory compliance requirements applicable to Old National lines of business. This position will report to the Compliance Testing Manager and is part of the Corporate Compl...
Our client, a leading health care services and software company and the largest GPO in the US, has retained The PeterSan Group to identify qualified candidates to serve as General Counsel, reporting to the CEO and overseeing the legal department and compliance function. ...
The Director of Compliance & Multifamily Operations is a crucial member of the corporate management team, based in Franklin, responsible for overseeing the compliance, IT, management, administration, and operations of multifamily properties within the company's portfolio. Minimum of 5 years of exper...
The Wounded Warrior Project (WWP) Community Partnerships & Investments (CPI) Grants and Compliance Manager leads and supports efforts to implement the strategic investment and partnership strategy and advance WWP's mission and vision. The CPI Grants and Compliance Manager oversees the implementation...
Associate IT Compliance Analyst. The Associate IT Compliance Analysts key responsibilities are:. IT risk management, audit, or security with a focus on governance, risk, and compliance. Assist in compliance evidence collection for regulation audits. ...
Reporting directly to the SVP General Counsel/Chief Compliance Officer, the Associate General Counsel - Regulatory, Compliance, and IP (AGC) will establish strategy and provide legal advice and counsel relating to several subject matter areas, including FDA/TFC laws and regulations, intellectual pro...
Regularly attending distribution meetings and providing general/legal perspectives as necessary; including assisting in the interpretation of regulations for royalty calculation purposes, participating in rate and royalty reviews and assisting the Operations team in the preparation of documents and ...
The Procurement Compliance Manager sits in the Policy & Compliance team providing expertise on Government procurement regulation, supply chain, and subcontracting. The Procurement Compliance Manager uses procurement knowledge to support the linkage of compliance and quality assurance to ensure t...
This individual will provide compliance-related advice and guidance, implement the Enterprise Support Unit Compliance program, implement compliance monitoring and oversight, and perform risk assessments, escalating concerns and working with the business areas as needed. At Regions, the Corporate Com...
Are you ready to work in the second line of defense and have experience in developing metrics and reporting for senior management and boards of directors? On the Operational Risk Control Metrics and Analytics team you'll be responsible for developing enhanced metrics and reporting to identify and re...
Compliance Senior Analyst, Independence Consultation - Business Relationships, Independence & Conflicts Network (ICN). Do you have a focus on compliance with regulations and policies? Are you passionate about quality-assurance and risk-management in a professional services environment? Then our ...
As a Responsible AI Monitoring & Compliance professional, you'll be experienced in ensuring that AI systems are developed, implemented, and maintained in a way that mitigates risks associated with AI. We're looking to grow our Responsible AI team and if you're experienced in Monitoring & Com...
SLG 1st Line of Defense (LOD) Compliance Specialist is responsible for partnering with multiple areas of FirstBank, including Corporate Compliance and Risk Management, in addition to other 1st LOD Compliance Specialists and teams, in order to identify and mitigate regulatory compliance risk for the ...
The Procurement Compliance Manager sits in the Policy & Compliance team providing expertise on Government procurement regulation, supply chain, and subcontracting. The Procurement Compliance Manager uses procurement knowledge to support the linkage of compliance and quality assurance to ensure t...