A company is looking for a Chief Compliance and Privacy Officer (Remote). ...
Fund Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenanc...
A company is looking for a VP, Financial Services Risk and Compliance / Chief Compliance Trust Officer in the healthcare financial services sector. ...
Reporting to the Chief Compliance Officer, this #2 Compliance Officer will work closely with senior leadership in helping ensure organizational wide compliance in consumer and commercial lending. Monitors, researches, and analyzes complex issues relating to governance and compliance including federa...
A company is looking for a Chief Compliance Officer (CCO) and Anti-Money Laundering Compliance Officer (AMLCO). ...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
ACCO68252 – Compliance Officer – South of Denver, CO. Our client is seeking a Compliance Officer for their Colorado Springs, Colorado location. The ideal candidate will have 5 plus years of Compliance management experience. This is a manager position and they will supervise 1 full-time Compliance su...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lea...
The Bank Secrecy Act Officer is responsible for developing, implementing, administering, and maintaining all aspects of the Bank Secrecy Act/Anti-Money Laundering Compliance Program which will be designed to ensure a high level of compliance with the BSA/AML related laws and regulations, internal po...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers' compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
Comprehensive health and wellness packages.Internal mobility team dedicated to helping you own your career.Professional growth opportunities including paid education and certifications.Cutting-edge technology you can learn from.Rest and recharge with paid vacation and holidays.The likely salary rang...
Review required documentation to ensure quality, completeness and compliance with ICD and/or other applicable regulations (i. Provide guidance to the customer to meet completeness and compliance. ...
Key Responsibilities:Direct daily aspects of state contract compliance functionsConduct investigations and assist in policy development and communication of compliance programsLead new business implementations from a compliance and regulatory standpointRequired Qualifications:Bachelor's degree in Bu...
A company is looking for a Junior Associate. ...
A company is looking for a Director of Compliance. ...
A company is looking for an Associate Director of Accounting & Fiscal Compliance. ...
A company is looking for a Quality Specialist in Legal, Risk & Compliance. ...
Key Responsibilities:Implement, oversee, and monitor operations of the Healthcare Compliance Program for Medical NutritionReview new business initiatives for compliance with laws and regulationsLead compliance training programs and internal monitoring and auditingRequired Qualifications:BA/BS degree...
A company is looking for a Law and Regulation Product Form & Application Filing - Sr.Consultant I (Remote) in the United States.Key Responsibilities:Review, prepare, and submit complex filingsDevelop new policies and application forms for filing with insurance departmentsResearch law and regulations...
Key Responsibilities:Ensure AMP is auditable on SFIS ComplianceValidate SFIS compliance elements in AMPAct as a point of contact for SFIS Compliance within the teamRequired Qualifications:Current Secret clearance and U. A company is looking for a SFIS Compliance Analyst in Financial Management. ...
A company is looking for a Chief Operating Officer (COO) for a remote full-time position in the United States. ...
A company is looking for a Regulatory Compliance Specialist. ...
A company is looking for a Senior Manager of Compliance. ...