Compliance Officer: Average Salary in Lancaster, NY in 2024
Find out what the average Compliance Officer salary is in Lancaster, NY
Average salaries by state
Salaries by city
Related salaries
Active jobs with salaries
Compliance Surveillance Officer - Electronic Communications VP (Hybrid)
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. Particip...
Compliance Officer II
A company is looking for a Compliance Officer II to manage compliance programs and initiatives in a remote capacity. ...
Compliance Risk Mgmt Officer - VP (Hybrid)
Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maint...
Real Estate Compliance Risk Officer
A company is looking for a Real Estate Business Compliance Risk Officer with remote flexibility. ...
Monitor & Surveillance Compliance Officer (Director)
Management and Reporting:The Fixed Income Compliance officer reports directly to the US Head of Global Markets Regulatory Compliance Monitoring & Surveillance. Summary:The Fixed Income Compliance Officer is responsible for day-to-day monitoring and surveillance of the Global Markets Division (“G...
Compliance Officer - Investor Services
A company is looking for a Compliance Officer - Investor Services (Remote). ...
VP – Capital Markets Compliance Officer
Large broker dealer located in Midtown Manhattan or Los Angeles looking to add a “VP – Capital Markets Compliance Officer” to their team. Assist with the design and execution of regulatory compliance testing for Capital Markets business; test compliance with policies and standards and identify key r...
AML / OFAC Compliance Officer / Advisory (Financial Security)
Key Responsibilities:Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Review daily transactions to ensure that all activity is in compliance w/ current BSA/AML regulatory standards. Review of daily reports and reconcil...
Associate, Compliance Officer
Support the Compliance Division in formulating and performing a periodic review of key Compliance policies and controls to ensure that they remain robust and in line with regulatory standards and industry/peer best practices. These policies are in GIC’s Compliance Manual and Code of Ethics, includin...
Deputy Investment Banking and Regulatory Compliance Officer - Director
It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. ...
24754049 Compliance Independent Assessment Sr Officer I - SVP
Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)’s Delegated Controls Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assess...
Chief Compliance Officer & Head of Regulatory.
The Chief Compliance Officer & Head of Regulatory will lead CLEARs Compliance & Regulatory teams within Legal while working with teams across the company to build products & programs consistent with global laws & regulations. Oversee an effective compliance program per DOJ & SEC guidance, including,...
Compliance Independent Assessment Officer - VP (1)
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's...
Compliance Officer
Reporting to the Head of Compliance and GFC - MENA and working closely with Compliance Officer in Morgan Stanley Saudi Arabia, the individual will assume a number of responsibilities in Compliance and Global Financial Crimes (GFC) department. Working with the MENA Head of Compliance to deliver the a...
Compliance Independent Assessment Officer - VP (2)
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's...
Director of Ethics and Compliance
A company is looking for a Director of Ethics & Compliance (ICHRA & MHPAEA). ...
Compliance Surveillance Group Manager (SVP) Syndicate Surveillance
Serves as a compliance risk manager for Independent Compliance Risk Management (ICRM)s Surveillance team responsible for the design, implementation, and oversight for a suite of Syndicate surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures...
Associate Director QA Compliance
A company is looking for an Associate Director, QA Compliance - GCP. ...
Compliance Contract Analyst
A company is looking for a Compliance Contract Analyst II (Remote). ...
Director of Finance and Compliance
A company is looking for a Director of Finance and Compliance to oversee finance, accounting, and compliance functions. ...
Chief Operating Officer
A company is looking for a Chief Operating Officer to optimize internal processes and explore growth opportunities. ...
Technology Compliance Analyst
A company is looking for a Technology Compliance Analyst to join their Information Security team. ...
Corporate Compliance Officer
A company is looking for a SVP Corporate Compliance & Privacy Officer. ...
Business Process Analyst
A company is looking for a Business Process Analyst II to lead the development of business process documentation and training. ...
Information Systems Security Officer
A company is looking for an experienced Information Systems Security Officer (ISSO) to support the Program Executive Office Ground Combat Systems (PEO GCS). ...