Global Regulatory Compliance, Mutual Funds is a five-person team responsible for overseeing the compliance programs of the US domiciled registered investment companies for the Chief Compliance Officers. Support the Chief Compliance Officers (CCOs) in the preparation, assembly, and dissemination of t...
Job Summary: The Internal Compliance Trainer is responsible for developing, implementing, and delivering training programs to ensure that all employees and independent contractors understand and adhere to internal compliance policies and regulatory requirements. Work closely with the Compliance team...
Security Officer - Gate Access Control. Allied Universal is Seeking a Security Officer - Gate Access Control. As a Security Officer, you will serve and safeguard clients in a range of industries such as Commercial Real Estate, Healthcare, Education, Government and more. Allied Universal, North Ameri...
As a Hospital Security Officer,. The Hospital Security Officer is responsible for the surveillance of the client's healthcare premises and the protection of the staff, members, and visitors. Reporting: Notifying leadership or other security officers of anything important. Allied Universal, North Ame...
The Financial Aid Campus Manager/Lead is responsible for planning, organizing, supervising and delivering a high level of service to schools, colleges and universities ensuring federal aid is processed in accordance with the school, state and federal guidelines provided. FA Campus Managers serve as ...
The Compliance Manager will also be expected to provide some support to Dynasty’s internal compliance initiatives typically associated with the operation of an RIA and BD compliance program and will work in tandem with the VP of Internal Compliance and team. A client-facing and fast-paced role...
The QA/RA Compliance Specialist will facilitate the businesses of Catalent Pharma Solutions – Pharma Softgel – St. The QA/RA Compliance Specialist will interact directly with manufacturing, engineering, product development, technical services, validation, etc personnel and is responsible for the qua...
Compliance and business management in a compliance risk management capacity. Reports compliance program status and activities to compliance and business management. Uses knowledge of compliance monitoring, testing, audit practices and applicable U. Monitors Portfolio compliance for designated busine...
Compliance Director- PCG Training & Education-2401679. Under administrative supervision, uses extensive knowledge and skills obtained through education, experience, specialized training and/or certification in securities industry compliance to manage and oversee the operation of all functions for Pr...
Compliance Director- Financial Holding Company-2402414. ...
Responsible for affirmative action plans initiatives in consultation with legal counsel and vice president for human resources, to include analyzing employment data to include external and internal applicants, new hires, promotions, transfers, and terminations, and identifying and eliminating potent...
Leading assessments of clients’ trade and technology controls compliance posture, including assessments of compliance with the International Traffic in Arms Regulations, the Export Administration Regulations, and equivalent regulatory regimes. This position supports the Ankura Risk, Forensics &...
The HR Compliance Manager is responsible for developing, implementing, and managing a comprehensive compliance program to ensure adherence to federal, state, and local regulations. Develop and update compliance policies, guidelines, and training programs to educate employees on compliance requiremen...
Compliance Manager- Capital Markets Branch Exams (Remote)-2402609. Reports compliance program status and activities to compliance and business management. Under intermittent supervision, uses extensive knowledge and skills obtained through education and experience in securities and/or the banking in...
A Security Officer must meet the physical and mental requirements of the state(s) to be licensed by the state to perform Security Guard / Security Officer work. A Security Officer must be able to read and interpret written information under a variety of circumstances. A Security Officer must be able...
The Virtus CLO Compliance/Analytics Team handles the financial modeling, reviewing, and stress testing compliance models for collateralized loan obligations (CLOs) and similar transactions. The Senior CLO Compliance Analyst is responsible for ensuring models are developed, reviewed, and tested in ac...
We are seeking a highly motivated and experienced Insurance Compliance Manager/Director to ensure our company’s adherence to all relevant laws, regulations, and industry standards while mitigating risk. The successful candidate will be responsible for developing and implementing compliance pol...
The Associate General Counsel will work at the direction of the General Counsel and corporate leadership. The Associate General Counsel will support the General Councel in addressing and resolving legal matters. Provide legal support as needed by the General Counsel. Give accurate and timely counsel...
Reporting to the Leidos Deputy General Counsel/Chief Privacy Officer, this position will also partner with the Leidos Health and Civil Sector Counsel Team as well as Human Resources and Information Security. Leidos QTC is seeking an Assistant General Counsel - Data Privacy to serve as a trusted part...
Applies basic knowledge of compliance, business, analytical, and communication skills to support compliance programs and processes that promote compliant and ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks. This position will focus on compliance with...
Position: Cleared Security Officer. Must be able to meet and continue to meet any applicable state, county and municipal licensing requirements for Security Officers. From Armed Security officers to Mailroom Service Clerks and Fire Fighters, from Field Investigators to Site Supervisors, we all stand...
Provides concise and timely briefings to the General Counsel, senior level business and upper-level legal management. Other legal duties and responsibilities as identified by the General Counsel. Manages and participates in extensive research of legal principles and precedents and consults with outs...
As a Senior Manager on the Environmental Compliance and Strategy (ECS) team, you will support internal teams with National Environmental Policy Act (NEPA) compliance for clean energy (e. With an increasing number of projects triggering federal environmental review, this position will serve as an int...
We are seeking a highly motivated and experienced Homeowner's Insurance Compliance Director/VP to ensure our company's compliance with all relevant laws, regulations, and industry standards to comply with state and federal law, while mitigating risk. The successful candidate will be responsi...
We are seeking a Director, Payments Compliance Lead to enhance and drive our regulatory compliance management program in the payments business. Liaise and engage with compliance teams at our financial institution partners to represent our compliance program. Analyze trends, monitoring results, and i...