We are seeking an energetic Chief Compliance Officer (“CCO”) to join our founding Senior Leadership Team. Conduct risk assessments and compliance reviews to identify potential risk areas and conflicts of interest; conduct annual compliance review. You will work on a variety of legal- and compliance-...
Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management...
Take full ownership of our compliance program with the aid of our General Counsel and outside compliance resources to maintain a best-in-class and proactive compliance program. We are hiring an experienced executive to be our Chief Compliance Officer. In this role, you will play a crucial part in en...
Serve as advisor to Compliance Officer I and Compliance Officer II advisory employees. The Senior Compliance Officer, Advisory, is responsible for providing guidance related to bank regulatory compliance requirements in a leadership advisory capacity and serving as a subject matter resource to the A...
Our bank client is seeking to fill a Bank Compliance Officer role in the greater Leesburg, FL market. Bank Compliance Officer responsibilities include:. This role will be responsible for performing quality control reviews, including analyzing and reporting on all Bank regulations across all business...
Wealth Advisor/Assistant General Counsel. Fast-growing and dynamic 6B+ AUM National Wealth Management Firm seeks a Wealth Advisor/Assistant General Counsel in Palm Beach Gardens. Assist the General Counsel with due diligence, drafting, and reviewing of legal documents as the firm ramps up M&A activi...
ARDENT Protection LLC is looking for passionate & professional Armed Security Officers to promote the safety and security of our client’s facilities, assets, staff, and visitors. ARDENT’s mission is to be a leader in professionalizing the Security & Protection...
As an Entry-Level Compliance Analyst, you will play a crucial role in supporting our compliance projects and initiatives. Assist in Compliance Reviews: Support the team in evaluating policies, procedures, and practices to ensure compliance with federal regulations. Working under the guidance of expe...
Under intermittent supervision with a high level of autonomy, uses extensive knowledge and skills obtained through education, experience, specialized training, and/or certification in financial services or banking industry compliance to administer and manage an assigned compliance function. Performs...
Supervises field inspections for compliance with ordinances governing enforcement; reviews reports and documents generated by code officers for accuracy, nature of violation encountered, and decides proper action. Performs inspections and surveillance to secure compliance relative to code violations...
As a Retail Security Officer, you will serve and safeguard clients in a range of industries such as Commercial Real Estate, Healthcare, Education, Government and more. Allied Universal®, North America's leading security and facility services company, provides rewarding careers that give you a sense ...
Security Officers with Law Enforcement Background. Sharp and Professional Officers. Police/Certified Correctional Officer/Military Police. Class D and Class G Security License (Required). ...
Rove throughout the property, staying alert to potential issues which may result in injury, da Security Officer, Security, Officer, Casino. ...
Access Control Security Officer Clearwater, Florida Save Job Responsibilities Career Path Rewards Access Control Security Officer Position Type Full Time Shift Type Evening,Overnight Req ID 2024-1265343 Work Days Available Monday - Friday,Saturday - Sunday Posting Date Aug. We offer medical, dental ...
Security Officer, Officer, Security. As a Security Officer, you will serve and safeguard clients in a range of industries such as Commercial Real Estate, Healthcare, Education, Government and more. ...
The Director of Trade Compliance is responsible for overseeing and managing the organization’s trade compliance program. The Director of Trade Compliance is responsible for overseeing and managing the organization’s trade compliance program. The Director will work closely with various departments, i...
The Associate General Counsel reports directly to the Executive General Counsel and is responsible for handling a variety of fairly routine assigned legal projects within the Legal Department. Associate General Counsel - First Party Defense. Conducting legal research and drafting legal memoranda to ...
They are seeking a Compliance Associate/Officer to join their team and report to the CCO. Regulatory Compliance: Ensure compliance with industry regulations, especially those set by financial regulatory bodies. Proven experience as a Compliance Officer, Compliance Manager, or similar position, prefe...
The Professional Security Officer is responsible for the safety and security of the facilities they protect. Although essential activities may differ based on the facility at which they work, below are some of the standards:Qualifications/Requirements: Qualified applicants for the Professional Secur...
The SOX Compliance Director (Associate Director) will report to the VP, Audit and will be responsible for leading the testing of the SOX internal controls and day-to-day operations to ensure compliance with Sarbanes-Oxley 404 requirements. Minimum of 7 years of direct experience related to external ...
EMERGENCY DISASTER RESPONSE SECURITY OFFICERS - ON CALL FLEX RESERVE FORCE OFFICER. Martinez and Company is seeking currently licensed Florida Security Officers to serve as Independent Contractors for temporary assignments and heightened security alerts. Martinez and Company Emergency Response Secur...
The HR Compliance Manager is responsible for developing, implementing, and managing a comprehensive compliance program to ensure adherence to federal, state, and local regulations. Develop and update compliance policies, guidelines, and training programs to educate employees on compliance requiremen...
SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade capture, and all aspects of daily operations, treasury ...
Do you have an eye for detail and a passion for developing innovation solutions? Join our team! The Sr Supply Chain Compliance Systems Analyst is responsible for overseeing the compliance of SNC's Source-to-Pay (S2P) system areas such as application development, application compliance, systems compl...
As a Senior Manager on the Environmental Compliance and Strategy (ECS) team, you will support internal teams with National Environmental Policy Act (NEPA) compliance for clean energy (e. With an increasing number of projects triggering federal environmental review, this position will serve as an int...