A company is looking for a Chief Compliance and Privacy Officer (Remote). ...
Fund Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenanc...
A company is looking for a Privacy Compliance Officer. Key Responsibilities:Develop and Implement Privacy PoliciesMonitor ComplianceData Protection Impact Assessments (DPIAs)Required Qualifications:Bachelor's degree in Law, Business, Information Technology, or related fieldMinimum 5 years of experie...
Review required documentation to ensure quality, completeness and compliance with ICD and/or other applicable regulations (i. Provide guidance to the customer to meet completeness and compliance. ...
A company is looking for a Chief Compliance Officer for its Money division. ...
Reporting to the Chief Compliance Officer, this #2 Compliance Officer will work closely with senior leadership in helping ensure organizational wide compliance in consumer and commercial lending. Monitors, researches, and analyzes complex issues relating to governance and compliance including federa...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lea...
The Bank Secrecy Act Officer is responsible for developing, implementing, administering, and maintaining all aspects of the Bank Secrecy Act/Anti-Money Laundering Compliance Program which will be designed to ensure a high level of compliance with the BSA/AML related laws and regulations, internal po...
ACCO68252 – Compliance Officer – South of Denver, CO. Our client is seeking a Compliance Officer for their Colorado Springs, Colorado location. The ideal candidate will have 5 plus years of Compliance management experience. This is a manager position and they will supervise 1 full-time Compliance su...
Comprehensive health and wellness packages.Internal mobility team dedicated to helping you own your career.Professional growth opportunities including paid education and certifications.Cutting-edge technology you can learn from.Rest and recharge with paid vacation and holidays.The likely salary rang...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers' compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
A company is looking for a Junior Associate. ...
A company is looking for a HR Compliance Manager for Pre-Employment Background Services. ...
A company is looking for a NCQA Compliance Program Manager in California. ...
A company is looking for a Director of Compliance. ...
A company is looking for a Deputy Compliance Officer, Credit Cards. ...
A company is looking for a Compliance Director. ...
A company is looking for a Director of Information Security, Risk, and Compliance. ...
A company is looking for an Associate Director of Accounting & Fiscal Compliance. ...
A company is looking for a Communication Specialist in Ethics & Compliance. ...
A company is looking for a Chief Operating Officer. ...
A company is looking for a Deputy General Counsel. ...