A company is looking for a Chief Compliance Officer for their Swap Dealer operations. ...
The SVP of Compliance (“SVP”), HUB Retirement and Private Wealth (“RPW”), will be a highly visible, leadership position, reporting directly into Global/Executive Chief Compliance Officer of RPW, working closely with RPW senior leadership to collectively support the growing RPW business. This is a un...
A company is looking for a Compliance and Data Privacy Officer (fractional) to lead the development and implementation of a compliance program for medical imaging real-world data. ...
Investigates complaints of violation of City code, appropriate zoning ordinances, sign regulation and related laws, ordinances or codes; issues courtesy notices, notices of violation, citations, correction notices and stops work orders to ensure compliance; conducts follow-up investigations to ensur...
A company is looking for a Senior Compliance Officer specializing in ETFs and SMAs. ...
The Compliance Officer is responsible for ensuring that the healthcare practice adheres to regulatory requirements and internal policies. This role involves monitoring compliance efforts, conducting audits, and providing training to staff to promote a culture of compliance. Develop, implement, and m...
Perform performance improvement activities, coordinate and/or instruct classes for the ALS Program under the guidance of the Corporate Director of EMS and Program Medical Director.This will include Cumberland County EMS and Life Link Critical Care Transport of Cape Fear Valley Health System, Cumberl...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
The Compliance Officer is responsible for ensuring that the healthcare practice adheres to regulatory requirements and internal policies. This role involves monitoring compliance efforts, conducting audits, and providing training to staff to promote a culture of compliance. Develop, implement, and m...
The Chief Compliance Officer (“CCO”) is ultimately responsible for the compliance functions of the RIA, Oxford Financial Group, LLC (“Oxford”) and the commodity pool operator. The person who is in this role may also serve as a BSA Officer of the Trust Company of Oxford (“TCO”), but is not an officer...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lea...
Job Title: Compliance Officer<br /> Industry: Financial Services<br /> Salary Range: $80,000 - $120,000<br /> Experience Level: 3 to 5 years<br /> Company Name: Augmentjobs</b></p> <p dir="ltr"><b id="docs-internal-guid-6b6ea601-7fff-d41c-c...
May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Lead or assist in leading compliance initiatives necessary in implementing changes. Analyze and provide guidance on complex compliance actual and emerging risk scenarios within business units and/or ...
The Compliance Officer is responsible for ensuring that the healthcare practice adheres to regulatory requirements and internal policies. This role involves monitoring compliance efforts, conducting audits, and providing training to staff to promote a culture of compliance. Develop, implement, and m...
The Compliance Officer is responsible for ensuring that the healthcare practice adheres to regulatory requirements and internal policies. This role involves monitoring compliance efforts, conducting audits, and providing training to staff to promote a culture of compliance. Develop, implement, and m...
We are looking for a compliance officer that will support our wholly owned subsidiary, Archer Financial Services, Inc. This position reports to the IB Director and will work closely with the ADMIS Compliance Department in implementing and overseeing compliance responsibilities for AFS. Monitor and c...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Assistant Director of Investigations, Equity & Civil Rights Compliance. The Office of Equity & Civil Rights Compliance (ECRC) supports Georgia State University's commitment to inclusive excellence by ensuring compliance with federal, state, and local civil rights laws and regulations prohibiting dis...
A company is looking for a Senior Compliance Manager to provide leadership and strategic guidance to the Compliance Department. ...
A company is looking for an Associate, Compliance (Account Review). ...
A company is looking for a Deputy General Counsel, Product & Privacy. Key Responsibilities:Serve as the go-to privacy expert and manage a team of privacy and product counselBuild and maintain a scalable privacy compliance program and product counseling functionMonitor legal developments and prepare ...
A company is looking for a Director, IT Audit, Controls and Compliance to develop and maintain an IT control framework and ensure compliance with relevant regulations. ...
A company is looking for a Manager of Compliance responsible for overseeing risk mitigation and compliance programs. ...
A company is looking for a KYC Compliance Ops Analyst to support their AML/KYC program. ...
A company is looking for a Compliance Analyst - Managed Care. ...