The Export Control Compliance Officer provides support to the Institute's research mission through monitoring of research plans and activities concerning compliance with applicable laws and regulations that involve travel in and out of the U. Supports and endorses cooperation with Institute complian...
A company is looking for a Compliance Officer. ...
Completion of the American Bankers Association's Compliance School or Compliance certification. Facilitate the administration of Truist's Community Reinvestment Act ("CRA") compliance and performance framework, including examination preparations. Oversee execution of applicable laws and re...
A company is looking for a Senior Compliance Officer in AML Compliance. ...
Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance Management Policy and Framework. May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Ability to manage essential private fund advis...
Key Responsibilities:Lead compliance team in developing and implementing policies and procedures to promote complianceManage communication and engagement with regulators and legal teamsStay current on compliance technology advancements and lead in compliance innovationRequired Qualifications:JD pref...
As a Compliance Officer, you will be primarily responsible for ensuring that the company's business complies with applicable rules and regulations, regulatory requirements, internal company policies and ethical standards. Address day to day compliance issues related to trading strategies and the app...
Executes compliance risk management activities to reasonably ensure compliance with the Compliance Risk Management Policy and Framework. Responsible for conducting compliance risk oversight of assigned business units and/or functions. Manage compliance risk management communications, training, docum...
May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Lead or assist in leading compliance initiatives necessary in implementing changes. Analyze and provide guidance on complex compliance actual and emerging risk scenarios within business units and/or ...
Performs work under general supervision with review and advice from Environmental Compliance Officer Supervisor or management. Advise senior level professionals or upper-level management on environmental compliance issues and the impact of administrative decisions as they pertain to environmental re...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
As a Compliance Officer, you will be primarily responsible for ensuring that the company’s business complies with applicable rules and regulations, regulatory requirements, internal company policies and ethical standards. Address day to day compliance issues related to trading strategies and the app...
Performs work under general supervision with review and advice from Environmental Compliance Officer Supervisor or management. Advise senior level professionals or upper-level management on environmental compliance issues and the impact of administrative decisions as they pertain to environmental re...
Performs work under general supervision with review and advice from Environmental Compliance Officer Supervisor or management. Advise senior level professionals or upper-level management on environmental compliance issues and the impact of administrative decisions as they pertain to environmental re...
The Export Control Compliance Officer provides support to the Institute's research mission through monitoring of research plans and activities concerning compliance with applicable laws and regulations that involve travel in and out of the U. Export Control Compliance Officer (Hybrid). Supports and ...
As a Compliance Officer, you will be primarily responsible for ensuring that the company's business complies with applicable rules and regulations, regulatory requirements, internal company policies and ethical standards. Address day to day compliance issues related to trading strategies and the app...
We are looking for a compliance officer that will support our wholly owned subsidiary, Archer Financial Services, Inc. This position reports to the IB Director and will work closely with the ADMIS Compliance Department in implementing and overseeing compliance responsibilities for AFS. Monitor and c...
Perform performance improvement activities, coordinate and/or instruct classes for the ALS Program under the guidance of the Corporate Director of EMS and Program Medical Director.This will include Cumberland County EMS and Life Link Critical Care Transport of Cape Fear Valley Health System, Cumberl...
The Chief Compliance Officer is responsible for providing oversight of the Compliance Program, Privacy, Internal Audit, Coding Compliance and Research Compliance. The Chief Compliance Officer reports directly to the General Counsel and has unfettered access to the Chief Administrative Officer, the C...
We are seeking a Director, Payments Compliance Lead to enhance and drive our regulatory compliance management program in the payments business. Liaise and engage with compliance teams at our financial institution partners to represent our compliance program. Analyze trends, monitoring results, and i...
A company is looking for an Associate General Counsel for Optum Bank, a remote position. ...
A company is looking for an Associate General Counsel, Corporate position. ...
A company is looking for a Legal & Compliance Professional. ...
A company is looking for a Sales & Use Tax Associate. ...
A company is looking for a Trade Compliance Analyst I. ...