This Senior Lead Compliance Officer is part of the Auto Lending Business Aligned Compliance (BACO) Team. In addition, this role is responsible for overseeing certain aspects of the business' implementation of the Compliance Program Policy and the Auto Lending Compliance team's implementation of the ...
The Chief Compliance Officer (CCO) will work with senior leadership and be responsible for the development and overseeing of all quality assurance and performance improvement initiatives within portfolio of Home and Community Based Services businesses across multiple states. This senior leadership r...
Join the Maricopa County Community College District as the Chief Compliance Officer (CCO) and be at the forefront of transformative change! This pivotal role, based at the district office in Tempe, AZ, offers a unique opportunity to shape and lead a new compliance framework across 10 campuses, foste...
Compliance Officer & Director of Quality. Serves as the Compliance Officer and reports directly to the Audit Committee regarding any possible fraud, waste or abuse. If you have experience in quality and compliance in the child welfare or behavioral health setting and a passion for contributing t...
We are seeking a qualified and experienced Risk and Compliance Officer to join Windcave’s team in Phoenix, Arizona 85006. The role reports into the Team Lead - Risk and Compliance in New Zealand and will effectively liaise with several departments within the business. Conducting risk data analysis, ...
As a Compliance & Supervision Officer, you will be responsible for overseeing and ensuring compliance with regulatory requirements and industry best practices. This is a full-time on-site role for a Compliance & Supervision Officer at RPS FINANCIAL GROUP INC. You will develop and implement complianc...
Compliance Safety Health Officers will work under general supervision in conducting partial and comprehensive occupational safety and health inspections in all types of industries throughout Arizona to ensure compliance with the Occupational Safety and Health Act and all standards and rules issued p...
The Advisory Senior Compliance Officer assists the Advisory Compliance Manager in communicating and implementing changes to the Compliance Policy, Program and Procedures as needed to improve compliance, or as required by amendments to the regulations. The Advisory Senior Compliance Officer serves as...
In coordination with the Office of Equal Opportunity Administrator, the Civil Rights Compliance Officer 3 (ADA-LEP Coordinator) coordinates and monitors efforts to fulfill the agency’s responsibilities and compliance related to (1) public accommodations under Title II of the Americans with Disabilit...
Project Diversity Compliance Officer . Ensure compliance with applicable DBE, MBE and WBE requirements for the Project. Ensure compliance with applicable EEO and Project Workforce goals, and document all Good Faith Efforts to achieve the same, including the Good Faith Efforts of awarded prime c...
Conducts initial and periodic inspections of laboratories and facilities to determine compliance with the Federal Code of Regulations, state Statutes or Rules. Conducts investigations of the operation of a licensed laboratory upon receiving a complaint or of an unlicensed laboratory performing compl...
Being effective as a compliance officer often involves helping management find new and creative ways to be profitable while maintaining compliance standards that protect the Firm. Compliance Coverage Officers (COs). As part of this responsibility, COs generally are responsible for the oversight of r...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lea...
Wells Fargo is seeking a Senior Lead Compliance Officer to join the Corporate & investment Banking Compliance organization. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following ...
Responsible for the development, implementation, and maintenance of an effective compliance program for business activities and products. Develops, implements and maintains an effective compliance program for brokerage business activities, services and products. Partners with business leaders and st...
Being effective as a compliance officer often involves helping management find new and creative ways to be profitable while maintaining compliance standards that protect the Firm. Compliance Coverage Officers (COs). As part of this responsibility, COs generally are responsible for the oversight of r...
The COO will lead the alignment of the enterprise's operating model (people, processes, technology, and innovation) to the organization's strategic plan. Operating Model Optimization and Continuous improvement. General operational reporting on various operating aspects of the company provided timely...
Publicly traded real estate investment trust (REIT) is looking to hire an experienced corporate and/or real estate attorney to work directly with its general counsel and outside counsel on a variety of primarily corporate, real estate and SEC filing matters. ...
They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, ti...
The Trade Finance AML Advisory Manager will report to the Head of Trade Finance AML Advisory. Regularly coordinates with other areas of the Global Financial Crime Compliance team to build partnerships and best practices. Typically requires 7+ years of financial industry and compliance experience, pr...
Analyze information for compliance. ...
The Director, of Regulatory Compliance and Quality Assurance is responsible for working with the President, head of Regulatory Affairs, and management peers to define and implement the global RA/QA compliance strategy. Ensure the company’s Quality Management System establishes and maintains sustaina...
As a Responsible AI Monitoring & Compliance professional, you'll be experienced in ensuring that AI systems are developed, implemented, and maintained in a way that mitigates risks associated with AI. We're looking to grow our Responsible AI team and if you're experienced in Monitoring & Com...
EOS (Entrepreneurial Operating System) operating model and as described in the well-known book. Support the EOS operating model, utilizing processes and tools to leverage the organization’s key resources and personnel. ...