The Compliance Anti Money Laundering Risk Management Officer is a senior professional level role responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader Anti-Money Laundering (AML) team. Devel...
The Compliance AML Intel Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their application in own job and the business. Appropriately assess risk when business decisions are made, demonstrating particular c...
The Compliance AML Intel Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their application in own job and the business. Appropriately assess risk when business decisions are made, demonstrating particular c...
Recruitment and training of qualified compliance officers and other staff with the requisite knowledge and experience to effectively implement the A-CAP compliance program and carry out compliance-related duties for A-CAP;. A-CAP seeks qualified candidates for the position of Chief Compliance Office...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
Global Regulatory Compliance, Mutual Funds is a five-person team responsible for overseeing the compliance programs of the US domiciled registered investment companies for the Chief Compliance Officers. Support the Chief Compliance Officers (CCOs) in the preparation, assembly, and dissemination of t...
Ensure the organization maintains a well-defined program for compliance with national laws. Regularly update management on the organization's compliance status with laws and regulations. Address noncompliance issues by developing practical action plans to resolve them. Perform regular audits to iden...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
The Compliance Officer is responsible for developing, implementing, and monitoring company policies and procedures to ensure compliance with regulatory requirements and industry standards. The role involves regular audits, risk assessments, and training employees on compliance-related matters. ...
The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. Maintain AML compliance p...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers' compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
WHAT YOU WILL DO: Development, documentation, implementation, and monitoring of an enterprise-wide compliance program, policies and procedures in accordance with applicable laws and best practices; Development and implementation of initial and regular risk assessments of the A-CAP compliance program...
The Compliance Officer is responsible for ensuring that the healthcare practice adheres to regulatory requirements and internal policies. This role involves monitoring compliance efforts, conducting audits, and providing training to staff to promote a culture of compliance. Develop, implement, and m...
The Compliance Officer is responsible for ensuring that the healthcare practice adheres to regulatory requirements and internal policies. This role involves monitoring compliance efforts, conducting audits, and providing training to staff to promote a culture of compliance. Develop, implement, and m...
Compliance Officer – Wall Cross & Research. Interact with the business and compliance teams on a daily basis to provide advice and guidance to firm personnel on compliance matters. This role will provide senior Compliance coverage in relation to handling and preventing the use of material non-public...
The Compliance Officer is responsible for ensuring that the healthcare practice adheres to regulatory requirements and internal policies. This role involves monitoring compliance efforts, conducting audits, and providing training to staff to promote a culture of compliance. Develop, implement, and m...
The Risk Compliance Officer develops, administers and monitors programs for compliance with laws, regulations and rules governing bank operations, products and services. The incumbent provides quality, accurate and timely information to internal clients to ensure compliance risks are appropriately m...
Reviews plans and applications to determine compliance with acceptable codes, ordinances, and procedures. Recommends methods, materials, equipment, and alterations to assist in compliance with acceptable standards. ...
Responsibilities include using professional judgment and industry experience to assist compliance management in the day-to-day compliance efforts and special projects related to regulatory, legal policies, procedures, and practices. This position is required to analyze, define, document, and transla...
Compliance Manager with the developing of Compliance and Risk Management Programs and monitors its implementation in compliance with applicable local, state, and federal regulations, and industry standards. Compliance and Risk Management Specialist. Assist with developing, implementing, and evaluati...
The Analyst, IT Compliance is an individual contributor role with accountability for ensuring the compliance posture as CCL follows the guidelines established for Carnival Corporation, the respective governing bodies and applicable federal and international laws and regulations. Proven ability as a ...
As the Senior Director of Risk Management and Compliance, you will be responsible for leading and executing strategic initiatives in risk management and compliance for our Financial Services clients. Serving as a subject matter expert (SME) in risk management and compliance, assisting clients with t...
As a Responsible AI Monitoring & Compliance professional, you'll be experienced in ensuring that AI systems are developed, implemented, and maintained in a way that mitigates risks associated with AI. We're looking to grow our Responsible AI team and if you're experienced in Monitoring & Com...
Process Compliance & Improvement Specialist i. This role works cross-functionally with internal and external stakeholders to ensure that regulatory and Quality Management System (QMS) compliance is maintained. Conducts internal audits to determine compliance with QMS, regulatory and customer require...
Our team members are highly knowledgeable and have diverse backgrounds in tax compliance, including tax technical compliance and reporting requirements, Pillar II compliance, process and technology enhancement, advanced calculations, and compliance and reporting for inbound and outbound businesses. ...