Executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance Management Policy and Framework for the Institutional Broker Dealer. May serve as mentor to other Compliance Officers and Analysts. Responsible for conducting and directing compliance risk o...
Chief Compliance Officer (“CCO”) in the implementation and maintenance of RiverFront’s Investment Adviser compliance program. Support the CCO with the administration and maintenance of the firm’s compliance program, which is designed to help promote a robust control and compliance environment and to...
Executes compliance risk management activities to reasonably ensure compliance with the Compliance Risk Management Policy and Framework. Responsible for conducting compliance risk oversight of assigned business units and/or functions. Manage compliance risk management communications, training, docum...
Integrity & Compliance Officer (USICO) reports directly to the Deputy Compliance Officer (DCO) and assists the DCO with the day-to-day leadership and administration of the Indivior Global Integrity & Compliance Program (ICP). Integrity & Compliance Officer. Integrity & Compliance Officer. Reports to...
Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance Management Policy and Framework. May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Responsible for conducting and directing compl...
Chief Compliance Officer (CCO) in the implementation and maintenance of RiverFronts Investment Adviser compliance program. Support the CCO with the administration and maintenance of the firms compliance program, which is designed to help promote a robust control and compliance environment and to hel...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Lead or assist in leading compliance initiatives necessary in implementing changes. Analyze and provide guidance on complex compliance actual and emerging risk scenarios within business units and/or ...
The Deputy US Integrity & Compliance (I&C) Officer (DUSICO) will lead the evaluation and implementation of continuous evolution within the US I&C Program, as well as serve as a strategic business partner and solutions-oriented advisor across an assigned U. The DUSICO will report to and receive guida...
May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Lead or assist in leading compliance initiatives necessary in implementing changes. Analyze and provide guidance on complex compliance actual and emerging risk scenarios within business units and/or ...
The Department of Behavioral Health and Developmental Services (DBHDS) is seeking a qualified professional to serve as the Healthcare Compliance Officer in the Office of Quality Assurance and Healthcare Compliance. The Healthcare Compliance Officer ensures compliance with regulatory requirements and...
Collaborate closely with asset managers and outside counsel to balance risks and benefits in connection with developing resolution strategies and implementation. General Description of Available Benefits for Eligible Employees of Truist Financial Corporation:. ...
Executes compliance risk management activities to reasonably ensure compliance with the Compliance Risk Management Policy and Framework. Responsible for conducting compliance risk oversight of assigned business units and/or functions. Ideal candidate will have Volcker compliance program knowledge/ex...
This position involves project management of code compliance projects, including reviewing plans, providing technical support, conducting inspections, monitoring project process for performance and budgetary conditions, proposal preparation, as well as attending project site meetings and assisting w...
Associate General Counsel- Regulatory and Compliance is a key team member in the Office of the General Counsel reporting to and performing services under the direction of the Senior Vice President and General Counsel for VCU Health System. The Associate General Counsel- Regulatory and Compliance is ...
Position: IT SOX Compliance Specialist. IT General and Application Controls compliance efforts. Your expertise in ITGCs, auditing processes, and compliance management will be critical to the success of this role. Ensure all SOX requirements and IT Control Policies are accurately captured and documen...
The Associate General Counsel, Regulatory & Quality, will support a wide variety of FDA regulatory and quality matters related to the design, manufacture, distribution, and sale of Getinge medical devices worldwide, including product submissions, premarket activities, quality system regulations, man...
Top “must have” skill sets:.Minimum of 5 years work experience with environmental permitting.Experience with permitting of construction projects with land and water impact.Ability to juggle multiple projects from multiple project managers.Experience with stormwater permitting.Experience with permits...
As a **Security Officer in Accomac, VA** , you will serve and safeguard clients in a range of industries such as Commercial Real Estate, Healthcare, Education, Government and more. Job Category:** Security Officer. Allied Universal, North Americas leading security and facility services company, pr...
Critical Facility Security Officers act as a visible deterrent to crime and client rule infractions; they detect and report suspicious, unsafe or criminal acts at or near their assigned posts which may be a threat to the property, clients, guests or employees at the site. Meets and continues to meet...
Omni Hotels - JobID: 113591 [Safety Officer / Security Guard] As a Security Officer at Omni Hotels, you'll: Ensure that the hotel guest, associates, and hotel property are maintained in a safe and secure environment; Visit all locations requiring special attention as frequently as required; Check as...
Location: Richmond, VA/Kennesaw, GA/Hybrid .Roughly 20 team members on the hiring managers team.IT degree preferred or substantially equivalent experience.This position is responsible for coordination of complex technical regulatory reviews to ensure preparation and readiness of regulatory responses...
The Environmental Compliance Specialist is responsible for, among other duties; providing support the regional environmental manager, interacts with regulatory agencies, monitors leak detection and compliance testing of the underground storage tanks systems, monitors and controls spending, and coord...
We are seeking a detail-oriented and analytical Compliance Analyst to join our team. Conduct audits and assessments of financial reporting processes, internal controls, and compliance. Document audit findings and maintain comprehensive records of compliance activities. ...
Oversite of all department compliance. ...