Key Responsibilities:Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Key Internal Contacts:The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Offi...
Support the Compliance Division in formulating and performing a periodic review of key Compliance policies and controls to ensure that they remain robust and in line with regulatory standards and industry/peer best practices. These policies are in GIC’s Compliance Manual and Code of Ethics, includin...
The focus of the role will be on execution of control room-related tasks, advisory to the various businesses, focusing on the private side, reporting, monitoring Compliance and business controls, and the execution of Compliance controls. It is part of the Global CMG function within the Investment &a...
Management and Reporting:The Fixed Income Compliance officer reports directly to the US Head of Global Markets Regulatory Compliance Monitoring & Surveillance. Summary:The Fixed Income Compliance Officer is responsible for day-to-day monitoring and surveillance of the Global Markets Division (“G...
EisnerAmper is looking to hire a Senior Manager to join its Risk and Compliance Services practice as a dedicated member of the National Security Advisory services team. The Risk and Compliance Services National Security team drives value by delivering a range of risk advisory and compliance solution...
KH Briger Security Services is seeking individuals to become part of our school security teams in lower Westchester County. Thoroughly examine doors, windows, and gates to ensure proper function and security. Previous experience in security. Must have valid NYS Security Guard License. ...
KH Briger Security Services is seeking individuals to become part of our school security teams in lower Westchester County. ...
Accountabilities: Responsibilities for this position will include, but are not limited to: Primary oversight over daily compliance monitoring, including, but not limited to: recruiting activities, practice logs, playing seasons, award and benefits, employment registration and complimentary admission...
General Counsel Investment Research. Assist Global General Counsel to Research in providing legal advice to the Global Research Department Specifically, the attorney will focus on providing legal coverage globally to the equity, fixed income and quantitative research business and will be located in ...
As a Security Guard/ Security Officer with Maximum Security, you will be an important part of our team. Our guards' fall into one of two major roles: Residential gated community security guard: the primary duties of a gated community security officer include greeting the g...
As a School Security Officer, you will play a critical role in ensuring the safety and security of the students, staff, and guests within the school district. With our continued growth and mission focus we are looking to add School Security Officers to our newly awarded account in Syracuse which wil...
Summary:The Compliance Remediation Projects and Assurance team is a newly established “Center of Excellence” within the CACIB Compliance Function and will be responsible for providing Project Management an Independent Assurance on the Regulatory Remediation performed against the Supervisory Findings...
Youll work with our Trust & Safety & Engineering teams to evaluate & ensure compliance with a dynamic & developing legal landscape governing user-generated content. Organize & lead cross-functional teams to implement new compliance initiatives. ...
Provides concise and timely briefings to the General Counsel, senior level business and upper-level legal management. Other legal duties and responsibilities as identified by the General Counsel. Manages and participates in extensive research of legal principles and precedents and consults with outs...
The role will report directly to the Chief Operating Officer. The Chief of Staff has expertise and practical experience in human resources/staff management, property portfolio management, project management of capital projects, design and special projects, security, fine art...
The Assistant General Counsel will work closely and under the direction of the Associate General Counsel & Director (Supply Chain, MCIT and Pharmacy) to manage the contracting workload and processes for SCM and MCIT and other legal activities for NYU Langone Health System (Health System). We hav...
The successful candidate will be focused on creating the Security & Compliance Roadmap, being the security point person for our technology teams, compliance, security inquiries, as well as continuing to develop & maintain our automated security tests in our CICD processes. We are looking for a Direc...
Provide compliance support and oversight at all stages of compliance for BBC StoryWorks Americas and global production and publishing activity as required. Provide internal training in compliance to team members. An extensive knowledge of BBC's advertising and editorial guidelines and/or compliance ...
The Associate General Counsel will be responsible for handling a wide range of matters including IP licensing and distribution; copyright and other intellectual property matters; non-profit tax matters such as the deductibility of donations and UBIT; data privacy; IT license, software, and service a...
The Clinical Regulatory Compliance Specialist provides and supports regulatory, accreditation and certification activities to achieve and sustain ongoing compliance. Identifies and assesses risk as an integral part of the regulatory compliance review process. ...
SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade capture, and all aspects of daily operations, treasury ...
Reporting into the Lead of the Sprint Compliance team, this Specialist will be responsible for the execution of billing the DOE for Special Education services provided by SA through bi-monthly invoicing cycles. They will also work collaboratively within the Sprint Compliance team to ensure that scho...
Palantir Technologies is seeking a Quality Engineering Compliance Manager to support our rapidly growing life sciences business. You will work closely with other functional departments within Palantir to further refine & scale Palantir's QMS, internal systems, & product features to meet our complian...
Fortress Investment Group seeks an entry level Compliance Analyst to join the Fortress Compliance Department. The successful candidate will work with members of the Legal and Compliance Department and other departments and businesses around the firm on, among other things, the following major items:...
Job Title: Security Officer Armed Courier- Secure Transit Specialist. Security Officer Armed Courier. As a Courier Security Officer, you will be responsible for conducting secure courier services, including the pickup and drop-off of valuable assets such as money and sensitive documents. We are seek...