Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management...
Directors of Payments Strategy, Payment Systems Manager, Payment Solutions Architect, Merchant Services Manager, Head of Payment Operations, Payments Compliance Officer, Payment Product Manager, Treasury Manager, Receivables Manager. ...
Serve as the Audit Liaison for Compliance cover a number of topics including but not limited to: conducting monthly Compliance/IAD touch points; participating in all Compliance related Audit Reviews to ensure Compliance is meeting IAD expectations and timelines and provide consistent messaging to ma...
Directors of Payments Strategy, Payment Systems Manager, Payment Solutions Architect, Merchant Services Manager, Head of Payment Operations, Payments Compliance Officer, Payment Product Manager, Treasury Manager, Receivables Manager. ...
A company is looking for a BSA Officer. ...
Our client, a well-established Alternative Investments firm is seeking to add a Compliance professional to support the growth of the business with an opportunity to join a high performing team. Developing ongoing policies & procedures & monitoring the Compliance program in accordance with FINRA regu...
A company is looking for a Compliance Officer - Risk Evaluation and Assurance (REA). ...
Cerberus is seeking an analytical and collaborative Compliance Officer to join our team. Knowledge of StarCompliance, MyComplianceOffice, ComplySci or similar code of ethics software programs. While the primary focus will involve Anti-Money Laundering, sanctions and anti-corruption related responsib...
The Corporate Compliance Officer is responsible for overseeing and ensuring the company's adherence to regulatory requirements, particularly in areas such as Anti-Money Laundering (AML), Bank Secrecy Act (BSA), and Office of Foreign Assets Control (OFAC) compliance. They are looking for one (1) Full...
As our Senior Information Security Compliance Officer, you will be part of our Information Security team, overseeing our InfoSec compliance requirements. Senior Information Security Compliance Officer (FedRAMP). This role partners with several areas of Digital Science and adds value through deliveri...
HR Chief Diversity Officer- Diversity and Compliance: York College/CUNY. Implements the College's Affirmative Action and Equal Opportunity policies and ensures compliance with relevant city, state, and federal statutes such as Title VII, Title IX, Section 504, and the Americans with Disabilities Act...
SEFpliance Surveillance Lead and Advisorypliance Officer - Legal &plianceThe energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and accuracy we're known for. We are looking for a Swap Execution Faci...
Support the Compliance Division in formulating and performing a periodic review of key Compliance policies and controls to ensure that they remain robust and in line with regulatory standards and industry/peer best practices. These policies are in GIC’s Compliance Manual and Code of Ethics, includin...
Provide advisory services to staff and management and to the Regional Coveringpliance Managers (RCCM) and, at times, the Chiefpliance Officer (North America) on significantpliance matters and issues;. ...
The Compliance Officer will be responsible for ensuring compliance with all relevant regulatory requirements related to public equities trading, including FINRA and SEC rules and regulations. Hold Brothers Capital, LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate/Offi...
Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk manag...
The Compliance Department at Credit Agricole’s Combined US Operations (CUSO) seeks an individual to join the department and report to the CUSO Head of Compliance Risk Assessment, being responsible for coordinating the Compliance Risk Assessments (CRA) across all business lines on behalf of the regio...
International bank located in Midtown Manhattan looking to bring on board an “AVP Compliance Officer” to join their team. About 6-7 tests of corporate compliance subjects per year, quarterly 314a. ...
Serves as a Markets Fixed Income Product Compliance officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management f...
Monitor compliance with cybersecurity policies and procedures within the IT environment and enforce consequences for non-compliance as necessary. Compliance: Ensure compliance with relevant regulatory requirements such as NIST (-53, -, CSF) HIPAA, PCI DSS, Directive 1, etc. Coordinate with legal and...
Chief Compliance Officer Swap Execution Facility. Serve as Chief Compliance Officer (CCO) advising on day-to-day issues for all Swaps executed through the Firm’s Swap Execution Facilities (“SEF”). Assist in pulling the necessary information for regulatory reviews, audits and other examinations Activ...
Compliance Officer, Melbourne, Australia. This job is responsible for providing ongoing support and guidance to the business on the implementation of the Corporate Compliance Program and Regulatory Compliance, with an immediate focus on Internal and external dispute resolution. The role will support...
Establishes systems for auditing, tracking and reporting Greystar’s compliance with applicable regulatory requirements and develops and provides annual and periodic training on compliance policies and procedures and emerging compliance issues. This position is a key leader for Greystar’s Investment ...
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) in the Office of Fair Lending responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk manage...
The Advisory Compliance team serves as a regulatory advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product, Underwriting...