Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) leading support for. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, an...
Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) leading support for. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, an...
Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) leading support for. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, an...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
May complete the Primary Information Security Officer (ISO) or Alternate Information Security Officer (ISO) duties, as outlined by DTI. JOB REQUIREMENTS for Information Security and Compliance Officer. This class is responsible for optimizing and maintaining operational Information Technology (IT) s...
Job Summary As a Compliance - OFAC Sanctions Officer - Associate in Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. The job responsibilities of this Sanctions Compliance Officer position involve the completion of processes around regulatory ...
May complete the Primary Information Security Officer (ISO) or Alternate Information Security Officer (ISO) duties, as outlined by DTI. JOB REQUIREMENTS for Information Security and Compliance Officer. This class is responsible for optimizing and maintaining operational Information Technology (IT) s...
This position reports to the Senior Director, Compliance Monitoring, Risk, and Investigations and is responsible for leading Compliance monitoring activities, developing and tracking corrective and preventative action plans related to compliance issues, and managing risk assessments. The position wi...
JobPosting","title":"Manager, Global Compliance","datePosted":"2024-08-26T00:00:00","validThrough":null,"description":"What you will be doing\nYou will lead and oversee PMI's organization-wide legal policy compliance and risk management involving global legal regulatory requirements for development ...
The lawyer in this role should have very good to excellent project management skills because the Assistant General Counsel role often requires the lawyer in this role to take on mixed legal and business responsibility for, and project management of, contracts or other matters that the client group w...
The Compliance Advisor Senior Manager will work independently from the CBD Chief Compliance Officer to interact with and advise the CBD LOBs on the need for and effective methods of managing compliance risk arising from federal and state laws and regulations, within an enterprise-level risk manageme...
The Director, US Customs Compliance is a newly created role that will be a key leader in the development of our organization's ‘best-in-class' import compliance program with annual volumes of 20k containers and $100MM spend. Ensure all import procedures are in compliance with import/customs regulati...
As a member of the Talent Management Department, the Human Resources Compliance Manager works collaboratively with the Talent Management Leadership team to lead Firm-wide compliance with all existing federal, state, and local rules and regulations in the areas of wage & hour, paid family/sick leave,...
This position provides leadership and guidance in all aspects of the research compliance program, including responsibility for investigation and resolution of research compliance issues; conducting a research compliance risk assessment; maintenance of research compliance policies and procedures; pro...
Allied Universal®, North America's leading security and facility services company, provides rewarding careers that give you a sense of purpose. As a Security Guard, you will serve and safeguard clients in a range of industries such as Commercial Real Estate, Healthcare, Education, Government and mor...
Confidential counseling support (EAP), Health Advocacy services and Wellness program with financial incentives. ...
Applies basic knowledge of compliance, business, analytical, and communication skills to support compliance programs and processes that promote compliant and ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks. This position will focus on compliance with...
Must be willing to participate in the company's pre-employment screening process and continuously meet the any applicable State, County and Municipal requirements for Security Officers Unarmed Security Officer Responsibilities: Provide assistance to customers, employees and visitors in a professiona...
Plano 5 (31065), United States of America, Plano, TexasCompliance Advisor Manager. The Compliance Advisor Manager sits within the AML Program Risk Office, where they will also support AML Program governance activities. The Compliance Advisor Manager will apply their AML subject matter, as well as, t...
The US Card Compliance team is seeking an experienced Principal Associate who will be responsible for leading and executing risk-based compliance transaction testing under the leadership of a team leader, for the purpose of independently assessing business line adherence to applicable laws, regulati...
Have a passion for the investment industry and an interest in programming? Are you a compliance professional who is looking for a rewarding, challenging, multi-faceted role with the world's largest asset manager? Look no further! BlackRock is currently seeking a. Portfolio Compliance Implementation ...
Mitchell (JEM) Forensic Security Officer and become a vital guardian for both male and female clients from the Department of Correction (DOC) as well as our dedicated staff. JOB REQUIREMENTS for Forensic Security Officer I. With the federal Bureau of Prisons ranking our facility atlevel five - the p...
BlackRock is currently seeking professionals at the Analyst level to become part of our Portfolio Compliance team. Portfolio Compliance is responsible for implementing controls and processes to ensure compliance with all applicable regulatory and portfolio guidelines. The Portfolio Compliance Group ...
Join our 2025 Compliance Associate Program as a Summer Associate and be part of our Compliance organization, developing solutions that meet regulatory requirements and business needs. As a Summer Associate in our 2025 Compliance Associate Program, you will be part of our Compliance organization, wor...
We are seeking an AML Compliance Analyst Basic for a very important client. Interpretation of AML Risk standards, guidelines, policies and procedures Make risk based determination through Quality Analysis whether alerts were properly cleared by Compliance Alerts Analysts Ensure Alert data has been a...