The Executive Assistant provides direct support to our Chief Financial Officer (CFO) Corporate Compliance Officer. Provides administrative support to the Chief Financial Officer (CFO), Corporate Compliance Officer, and the Finance Division, which includes the Directors of Information Services , Heal...
The focus of the role will be on execution of control room-related tasks, advisory to the various businesses, focusing on the private side, reporting, monitoring Compliance and business controls, and the execution of Compliance controls. It is part of the Global CMG function within the Investment &a...
The Chief Compliance Officer & Head of Regulatory will lead CLEARs Compliance & Regulatory teams within Legal while working with teams across the company to build products & programs consistent with global laws & regulations. Oversee an effective compliance program per DOJ & SEC guidance, including,...
Key Responsibilities:General· Secretary (schedule & take the minutes) of the Committees managed by CACIB US Complianceo US Compliance Management Committeeo US Complex Transaction Committeeo US New Activity Product Committeeo US Disciplinary Committeeo Americas Data Protect...
Support the Compliance Division in formulating and performing a periodic review of key Compliance policies and controls to ensure that they remain robust and in line with regulatory standards and industry/peer best practices. These policies are in GIC’s Compliance Manual and Code of Ethics, includin...
Management and Reporting:The Fixed Income Compliance officer reports directly to the US Head of Global Markets Regulatory Compliance Monitoring & Surveillance. Summary:The Fixed Income Compliance Officer is responsible for day-to-day monitoring and surveillance of the Global Markets Division (“G...
As a Security Officer, you will serve and safeguard clients in a range of industries such as Commercial Real Estate, Healthcare, Education, Government and more. Allied Universal, North America's leading security and facility services company, provides rewarding careers that give you a sense of purpo...
The Associate General Counsel & Privacy Officer is a key business partner and a senior member of the legal team, reporting to the Deputy General Counsel and serving as Success Academy's Privacy Officer. Success Academy Charter Schools is seeking an Associate General Counsel & Privacy Officer to serv...
As a member of BARKs Legal Team, the Director & Assistant General Counsel SEC & Compliance, will serve as a strategic legal advisor to the General Counsel. Provide legal support & due diligence for public offerings, mergers, acquisitions, & other partnerships & transactions & manage legal aspects (i...
The Associate General Counsel will be responsible for handling a wide range of matters including IP licensing and distribution; copyright and other intellectual property matters; non-profit tax matters such as the deductibility of donations and UBIT; data privacy; IT license, software, and service a...
The successful candidate will be focused on creating the Security & Compliance Roadmap, being the security point person for our technology teams, compliance, security inquiries, as well as continuing to develop & maintain our automated security tests in our CICD processes. We are looking for a Direc...
Compliance Summer Analyst Program (New York) Summer Analysts will join us for a 10-week program beginning in June and will be placed on a team covering specific global compliance functions such as financial crimes, regulatory relations, information controls or global monitoring and testing or on a c...
SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade capture, and all aspects of daily operations, treasury ...
Reporting into the Lead of the Sprint Compliance team, this Specialist will be responsible for the execution of billing the DOE for Special Education services provided by SA through bi-monthly invoicing cycles. They will also work collaboratively within the Sprint Compliance team to ensure that scho...
Provides concise and timely briefings to the General Counsel, senior level business and upper-level legal management. Other legal duties and responsibilities as identified by the General Counsel. Manages and participates in extensive research of legal principles and precedents and consults with outs...
In this role, the successful candidate The Manager of Hospital Billing Compliance reports directly to the Associate Director of Clinical Hospital Billing Compliance. Responsible for researching industry topics and compliance risks relevant to hospitals and providing insight and input into the annual...
The Director of Civil Rights Compliance and Title IX Coordinator manages the institution’s compliance with Title IX, Title VII, Title VI, ADA, Rehabilitation Act Section 504 and other state and federal laws relating to discrimination, harassment, sexual misconduct, dating/domestic violence, and stal...
Job Title: Security Officer Armed Courier- Secure Transit Specialist. Security Officer Armed Courier. As a Courier Security Officer, you will be responsible for conducting secure courier services, including the pickup and drop-off of valuable assets such as money and sensitive documents. We are seek...
Key Responsibilities:Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Key Internal Contacts:The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Offi...
The Assistant General Counsel will work closely and under the direction of the Associate General Counsel & Director (Supply Chain, MCIT and Pharmacy) to manage the contracting workload and processes for SCM and MCIT and other legal activities for NYU Langone Health System (Health System). We hav...
Experience with NAGPRA compliance, managing confidential and sensitive information, training students and staff, managing projects, following chemical hygiene best practices, implementing STEAM-related regulatory compliance, collaborative engagement with faculty in support of their scholarship and t...
Our team is passionate about our mission: making peoples lives better.Were headquartered in NYC & offer hybrid NY-based positions (three days/ week in-office)....
Youll work with our Trust & Safety & Engineering teams to evaluate & ensure compliance with a dynamic & developing legal landscape governing user-generated content. Organize & lead cross-functional teams to implement new compliance initiatives. ...
Valid NYS security guard license. Makes scheduled security rounds throughout the complex. ...