Support the Compliance Division in formulating and performing a periodic review of key Compliance policies and controls to ensure that they remain robust and in line with regulatory standards and industry/peer best practices. These policies are in GIC’s Compliance Manual and Code of Ethics, includin...
Key Responsibilities:General· Secretary (schedule & take the minutes) of the Committees managed by CACIB US Complianceo US Compliance Management Committeeo US Complex Transaction Committeeo US New Activity Product Committeeo US Disciplinary Committeeo Americas Data Protect...
Key Responsibilities:Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Key Internal Contacts:The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Offi...
The focus of the role will be on execution of control room-related tasks, advisory to the various businesses, focusing on the private side, reporting, monitoring Compliance and business controls, and the execution of Compliance controls. It is part of the Global CMG function within the Investment &a...
We are seeking a Security Officer to become an integral part of our team. Thoroughly examine doors, windows, and gates to ensure proper function and security. Previous experience in security, law enforcement, or other related fields. Familiarity with security equipment. ...
KH Briger Security Services is seeking individuals to become part of our school security teams in lower Westchester County. Thoroughly examine doors, windows, and gates to ensure proper function and security. Previous experience in security. Must have valid NYS Security Guard License. ...
Serve as in-house counsel and handle all complex legal matters and projects. ...
The Director of Diversity and Compliance at Dutchess Community College serves as the Chief Diversity Officer (CDO), Title IX coordinator, and is responsible for ensuring institutional compliance with various anti-discrimination regulations. The Director of Diversity and Compliance is a full-time, pe...
Dedicated Security Officer that ensures the safety and security of our premises, assets, clients, and customers/visitors. Frequently our Security Officers will provide customer service and information to a client’s employees and customers. Must have Security Experience of at least 1 year Must have a...
Palantir Technologies is seeking a Quality Engineering Compliance Manager to support our rapidly growing life sciences business. You will work closely with other functional departments within Palantir to further refine & scale Palantir's QMS, internal systems, & product features to meet our complian...
As a member of BARKs Legal Team, the Director & Assistant General Counsel SEC & Compliance, will serve as a strategic legal advisor to the General Counsel. Provide legal support & due diligence for public offerings, mergers, acquisitions, & other partnerships & transactions & manage legal aspects (i...
Summary:The Compliance Remediation Projects and Assurance team is a newly established “Center of Excellence” within the CACIB Compliance Function and will be responsible for providing Project Management an Independent Assurance on the Regulatory Remediation performed against the Supervisory Findings...
Compliance Summer Analyst Program (New York) Summer Analysts will join us for a 10-week program beginning in June and will be placed on a team covering specific global compliance functions such as financial crimes, regulatory relations, information controls or global monitoring and testing or on a c...
Management and Reporting:The Fixed Income Compliance officer reports directly to the US Head of Global Markets Regulatory Compliance Monitoring & Surveillance. Summary:The Fixed Income Compliance Officer is responsible for day-to-day monitoring and surveillance of the Global Markets Division (“G...
SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade capture, and all aspects of daily operations, treasury ...
As a Wealth Management Financial Products and Regulatory Attorney - Vice President, Assistant General Counsel within our Wealth Management Legal team, you will provide critical analysis and discussion of wealth management-specific regulatory issues, ongoing support of investment products distributio...
High School Graduate or Equivalent, NYS Security Certification, NYS Drivers License. Licensure/Registration/Certification: NYS Security Guard License (at a minimum, must have completed the 8 hour training course and submitted application for license), NYS Drivers License. Work Experience: Law Enforc...
The Associate General Counsel will be responsible for handling a wide range of matters including IP licensing and distribution; copyright and other intellectual property matters; non-profit tax matters such as the deductibility of donations and UBIT; data privacy; IT license, software, and service a...
The successful candidate will be focused on creating the Security & Compliance Roadmap, being the security point person for our technology teams, compliance, security inquiries, as well as continuing to develop & maintain our automated security tests in our CICD processes. We are looking for a Direc...
Reporting into the Lead of the Sprint Compliance team, this Specialist will be responsible for the execution of billing the DOE for Special Education services provided by SA through bi-monthly invoicing cycles. They will also work collaboratively within the Sprint Compliance team to ensure that scho...
Business Analyst, Compliance Technology- IT. Business analysts may be assigned by project, line of business or technology platform and are expected to participate in every stage of the development lifecycle, from analysis and design through testing, release and maintenance while adhering to current ...
Capital is looking to hire a Tax Compliance Analyst to join the Fund Finance Central Services team. Coordinate closely with Fund Finance teams to streamline the payment process, ensuring efficiency & compliance with financial regulations, & responsible for timely & accurate submission of tax payment...
The Associate General Counsel & Privacy Officer is a key business partner and a senior member of the legal team, reporting to the Deputy General Counsel and serving as Success Academy's Privacy Officer. Success Academy Charter Schools is seeking an Associate General Counsel & Privacy Officer to serv...
Security Officers in the Newburgh, NY area. A Security Officer may perform a multitude of duties as specified by the Post Orders and Standard Operating Procedures (SOP). The Security Officer will read and become extremely knowledgeable of Post Orders and SOP, and will be able to act quickly and effi...
General Counsel Investment Research. Assist Global General Counsel to Research in providing legal advice to the Global Research Department Specifically, the attorney will focus on providing legal coverage globally to the equity, fixed income and quantitative research business and will be located in ...