Key Responsibilities:Design and implement policies and procedures to ensure compliance with BSA, AML laws, and regulatory requirementsMonitor transactions for suspicious activities and provide UAR to banking partnersAct as the primary point of contact with regulatory bodies and maintain comprehensiv...
Sonrava Health is looking for a dynamic Compliance Officer. This role will report to the Chief Legal Officer. Advise executives within the company and work alongside employees, including Operations, Marketing, Revenue Cycle Management, Human Resources, Quality Management, and Legal to develop a comp...
A company is looking for a Compliance Officer. ...
Chief Compliance Officer (San Francisco, CA): Our client, a successful hedge fund with approximately $3B in AUM, is seeking a talented and experienced CCO to help run all aspects of the compliance program. Manage the firm’s overall compliance program and develop, review, and update the firm's compli...
A company is looking for a Chief Compliance and Privacy Officer (Remote). ...
As a key member of PIMCO’s Compliance team, the Deputy Chief Compliance Officer will have responsibility for providing strategic leadership and oversight for a broad range of compliance work, with particular emphasis on partnering with PIMCO’s Global Chief Compliance Officer to administer the firm’s...
The Compliance Officer II is primarily responsible for supporting the Bank's Compliance Management Program by acting in a senior compliance officer role in the day to day administrative, advisory, monitoring and testing duties related to the company's lending, deposit and other functions to help ens...
Advise executives within the company and work alongside employees, including Operations, Marketing, Revenue Cycle Management, Human Resources, Quality Management, and Legal to develop a company-wide culture of compliance• Manage all day-to-day aspects of the company’s compliance program• Coordinate ...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
This individual assesses compliance risks and needs; develops and implements compliance policies and processes; develops and delivers compliance training; supports and implements global compliance initiatives in the Region; monitors compliance processes; manages, leads and conducts ethics and compli...
Under the general direction of a Supervising Workers' Compensation Compliance Officer within the DWC Audit and Enforcement Unit of the Division of Workers' Compensation, The Workers' Compensation Compliance Officer performs workers' compensation claim file audits on insurance companies, self-insured...
Reporting to the Chief Compliance Officer, the VP- Compliance Officer, will be responsible for developing, implementing, and overseeing aspects of Lendistry's regulatory compliance program:. We are seeking an exceptional, energetic and proactive compliance professional with a passion to promote a st...
As a key member of PIMCO's Compliance team, the Deputy Chief Compliance Officer will have responsibility for providing strategic leadership and oversight for a broad range of compliance work, with particular emphasis on partnering with PIMCO's Global Chief Compliance Officer to administer the firm's...
A company is looking for a Program Director for Quality & Compliance. ...
A company is looking for a Director of Information Security, Risk, and Compliance. ...
A company is looking for a Payment Network Compliance Manager in North America. ...
A company is looking for an Associate Vice President, Assistant General Counsel - Litigation & Government Investigations. Key Responsibilities:Set and own strategy for, manage, and provide advice on litigation, government investigations, and high-risk mattersEngage with and manage outside counsel, c...
A company is looking for a Compliance Research Analyst (Contract to Hire). ...
Key Responsibilities:Assist in developing and implementing the global Compliance Risk Management ProgramLead the process of EWRA on an annual basisSupport regional Compliance and Business Units in regulatory activities and managing Compliance RisksRequired Qualifications:Degree in business managemen...
A company is looking for a Senior Compliance Specialist for Global Logistics Cross Border Team. ...
A company is looking for a Senior Director, Product Management - Compliance and Risk Platform. ...
A company is looking for a CPE Compliance Manager. Key Responsibilities:Overseeing CPE compliance and licensure at a Firmwide levelLeading the LMS team in maintaining accurate CPE recordsDeveloping and implementing processes to ensure NASBA and state licensure requirements for CPE programmingRequire...
A company is looking for a Principal, General Counsel for a remote opportunity. Key Responsibilities:Prepare and advise Executives on legal issues and legislative initiativesProvide counsel on legal implications of business operations and resolutionsAssist in setting policies and strategies for ente...
A company is looking for a Compliance Analyst - Auditor. ...
A company is looking for a Director of AML and Third Party Compliance. ...