Compliance Officer: Average Salary in Northport, AL in 2024
Find out what the average Compliance Officer salary is in Northport, AL
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Chief Compliance Officer & Head of Regulatory.
The Chief Compliance Officer & Head of Regulatory will lead CLEARs Compliance & Regulatory teams within Legal while working with teams across the company to build products & programs consistent with global laws & regulations. Oversee an effective compliance program per DOJ & SEC guidance, including,...
Compliance Officer - Compliance Governance and Framework
Key Responsibilities:General· Secretary (schedule & take the minutes) of the Committees managed by CACIB US Complianceo US Compliance Management Committeeo US Complex Transaction Committeeo US New Activity Product Committeeo US Disciplinary Committeeo Americas Data Protect...
BDO Capital Advisors, President & Chief Compliance Officer
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Monitor & Surveillance Compliance Officer (Director)
Management and Reporting:The Fixed Income Compliance officer reports directly to the US Head of Global Markets Regulatory Compliance Monitoring & Surveillance. Summary:The Fixed Income Compliance Officer is responsible for day-to-day monitoring and surveillance of the Global Markets Division (“G...
Compliance Officer
Reporting to the Head of Compliance and GFC - MENA and working closely with Compliance Officer in Morgan Stanley Saudi Arabia, the individual will assume a number of responsibilities in Compliance and Global Financial Crimes (GFC) department. Working with the MENA Head of Compliance to deliver the a...
AML / OFAC Compliance Officer / Advisory (Financial Security)
Key Responsibilities:Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Key Internal Contacts:The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Offi...
VP – Capital Markets Compliance Officer
Large broker dealer located in Midtown Manhattan or Los Angeles looking to add a “VP – Capital Markets Compliance Officer” to their team. Assist with the design and execution of regulatory compliance testing for Capital Markets business; test compliance with policies and standards and identify key r...
Director, Financial Policy, Tax and Compliance
Director, Financial Policy, Tax and Compliance. Director, FInancial Policy, Tax and Compliance. Develop and expand finance division website with drafting, editing, organization and publication of policies, procedures, forms and regular communications to the university community for all finance divis...
Security Officer - Cosmetic Manufacturing Company - Melville, Long Island
Security Officer - Cosmetic Manufacturing Company - Melville, Long Island. Allied Universal is hiring Security Officers to oversee a Cosmetic Manufacturing Company located in Melville, Long Island. As a Security Officer, you will serve and safeguard clients in a range of industries such as Commercia...
Specialist; QA Compliance (Computer Systems)
The Specialist of Quality Assurance Compliance (Computer Systems) is responsible for providing system administration oversight for 21 CFR Part 11 Computer Validation Systems (CVS). Additionally, the Specialist will support the QA Compliance Audits, Investigations, Document Control and Stability grou...
Director Data Protection and Privacy Compliance - Hauppauge, NY (1316493)
Director Data Protection and Privacy Compliance - Hauppauge, NY. Are you looking for a career with a company committed to helping members build a strong financial foundation today for a better tomorrow, and recently recognized as one of America's Best-In-State Credit Unions by Forbes Magazine in...
Manager, International Compliance Services
Our team members are highly knowledgeable and have diverse backgrounds in tax compliance, including tax technical compliance and reporting requirements, Pillar II compliance, process and technology enhancement, advanced calculations, and compliance and reporting for inbound and outbound businesses. ...
Quality & Compliance Manager
Job Title: Quality & Compliance Manager. Lead internal audits to assess compliance with AS9100 standards. Address non-conformities and implement corrective actions to ensure compliance. ...
Quality & Compliance Manager
Our team is looking for a Quality & Compliance Manager to join them. To be considered for the Quality & Compliance Manager opening, here's what you'll need to bring with you:. As a Quality & Compliance Manager, you will:. ...
Business Analyst
Identify business trends and utilizing real data, compile reports that are delivered to management and then follow-up on all results. Determine and document user requirements for business processes and abide by those requirements for future projects. Developing solutions to business problems. ...
Compliance Analyst (Hybrid - Flexible Options)
Our growing team is currently seeking a Compliance Analyst to support our Investor Communication Solutions and Customer Communication business from a risk and control perspective. Liaison between Information Security Governance, Risk & Compliance and the respective business units. ...
Business Analyst
Analyst where our agency can growAnnual SalaryThe above annual salary range is a general guideline. Factors include, but are not limited to, the scope and responsibilities of the role, the selected candidate's work experience, education and training, the work location as well as market and business ...
2025 Global Finance & Business Management Analyst Program - Summer Analyst - NY Metro
As a Summer Analyst in the Global Finance & Business Management Analyst Program, you will collaborate with our top-tier professionals to influence and shape crucial decisions and initiatives that support our businesses across the firm. The responsibilities below align to each of our functional group...
Security Officer DOD Cleared
As a Cleared Security Officer, you'll receive specialized training in site-specific security protocols associated with your clearance level, allowing for skill development and professional growth in the security field. Allied Universal® is hiring a Security Officer - Cleared (Clearance Required - Un...
2025 Compliance Summer Analyst Program (New York)
Compliance Summer Analyst Program (New York) Summer Analysts will join us for a 10-week program beginning in June and will be placed on a team covering specific global compliance functions such as financial crimes, regulatory relations, information controls or global monitoring and testing or on a c...
Director, Information Security & Compliance.
The successful candidate will be focused on creating the Security & Compliance Roadmap, being the security point person for our technology teams, compliance, security inquiries, as well as continuing to develop & maintain our automated security tests in our CICD processes. We are looking for a Direc...
Compliance - Executive Regulatory Briefings - Senior Associate
As a Compliance - Executive Regulatory Briefings - Senior Associate in our Regulatory Strategy team, you'll have the opportunity assist the department with Executive Briefings and contribute to other reporting needs as time permits. Job Summary Join our dynamic Risk Management and Compliance te...
Compliance Manager - Lending & Finance
While working within the Compliance Management Program framework, the Compliance Advisor Manager is responsible for identifying, assessing, and providing expert advice on regulatory risk, and working with the lines of business and partners to mitigate compliance risk. Corporate Compliance is seeking...
Director, Global Market Regulatory Compliance Registration
Respond to regulatory and internal inquiries and advise on regulatory registrations and designation required based on covered activities· Assist in preparing for and coordinating internal audit and regulatory examsManagement and ReportingDirector in GMRC Registration team will report directl...
Trade Compliance Director
Utilize your International Trade Compliance expertise in a manufacturing and distribution environment to lead a global Trade Compliance team. As the International Trade Compliance Director, you have the primary responsibility to respond and manage all inquiries and challenges from Customs Authoritie...