A company is looking for a Senior Compliance Professional to ensure compliance with governmental requirements for their Medicaid business in South Carolina. ...
Operational Systems Compliance - Monitoring operational functioning and the portfolio process for compliance, including positions, order activity and other systematic parts of the process in keeping with procedural requirements, for potential errors as well as monitoring conduct. Product and Financi...
Other duties not listed here may be assigned as necessary to ensure the pr Compliance Officer, Director, Electronic, Officer, Compliance, Business Services, Regulatory. ...
Seeking an experienced compliance officer to join our team as the new Director, Electronic Trading Compliance Officer. In this role, the compliance officer will be responsible for ensuring compliance with all relevant U. Director, Electronic Trading Compliance Officer, U. Ensure compliance with rele...
Operational Systems Compliance - Monitoring operational functioning and the portfolio process for compliance, including positions, order activity and other systematic parts of the process in keeping with procedural requirements, for potential errors as well as monitoring conduct. Product and Financi...
Support the Code of Ethics Program, including oversight of all personal securities trading, periodic attestations and certifications and related staff regulatory reporting obligations.Administer and manage a regional Code of Ethics programs, across multiple branch offices and investment platforms.In...
A company is looking for a Compliance and Data Privacy Officer (fractional) to lead the development and implementation of a compliance program for medical imaging real-world data. ...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
The primary responsibilities of the Compliance Testing Officer include:. Managing the firm’s annual compliance testing program. Assist in the development of the firm’s compliance testing program, including testing procedures, methodologies, risk assessments and frequency schedules to comply with rel...
A company is looking for a Senior Compliance Professional to serve as the designated Regulatory Compliance contact for the Indiana Medicaid contract. ...
The successful candidate will report to the Chief Compliance Officer of 50 South and also the Alpha Strategies Fund, a registered closed-end fund managed by 50 South. This position is part of Northern Trust’s Asset Management (“NTAM”) Compliance team, led by the Head of Compliance for Asset Manageme...
Interactive Brokers | Compliance Officer – Electronic Trading. ...
Operational Systems Compliance - Monitoring operational functioning and the portfolio process for compliance, including positions, order activity and other systematic parts of the process in keeping with procedural requirements, for potential errors as well as monitoring conduct. Product and Financi...
Global Regulatory Compliance, Mutual Funds is a five-person team responsible for overseeing the compliance programs of the US domiciled registered investment companies for the Chief Compliance Officers. Support the Chief Compliance Officers (CCOs) in the preparation, assembly, and dissemination of t...
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. VP, Compliance Testing Officer - Hybrid. Internal Job Title: Compliance Testing Officer- C...
Operational Systems Compliance - Monitoring operational functioning and the portfolio process for compliance, including positions, order activity, and other systematic parts of the process in keeping with procedural requirements, for potential errors as well as monitoring conduct. Product and Financ...
Head of Risk/ERM, Chief Audit Executives, GC, Chief Compliance & Ethics Officer, CEO, and Board of Directors). As part of Gartner's Corporate Assurance Practice, you will join a dynamic team focused on advising Legal, Risk, Compliance and other assurance leaders on emerging technologies, vendors, ma...
JobPosting","title":"Manager, Global Compliance","datePosted":"2024-08-26T00:00:00","validThrough":null,"description":"What you will be doing\nYou will lead and oversee PMI's organization-wide legal policy compliance and risk management involving global legal regulatory requirements for development ...
A company is looking for a Senior IT Compliance Analyst to evaluate IT compliance and support audit functions. ...
A company is looking for a Chief Security Officer (CSO) to lead the technical implementation of security measures across its infrastructure and software products. ...
A company is looking for a Senior Information Systems Security Officer (ISSO) to oversee cybersecurity and information assurance for enterprise systems. ...
A company is looking for a Senior Manager, Governance, Risk and Compliance to oversee the GRC framework and ensure alignment with industry standards and regulatory requirements. ...
A company is looking for a Deputy General Counsel - Healthcare & Online Privacy. ...
A company is looking for a Manager of Compliance responsible for overseeing risk mitigation and compliance programs. ...
A company is looking for a Provider Network Compliance Specialist to ensure compliance with regulatory requirements for provider networks. ...