Reporting to the Assistant Director of Compliance in the Financial Aid and Scholarship office, the Compliance Officer assists with ensuring financial aid delivery complies with all federal, state and institutional regulations. ...
Asa Compliance Officer you will be responsible for ensuring that thecompany and its employees comply with internal policies andexternal regulations. You will conduct audits assess risk andimplement compliance programs to mitigate legal and regulatoryrisks. Developand implement compliance policies an...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
QUALITY CONTROL AND COMPLIANCE OFFICER. Monitor new and/or revised laws and regulations affecting compliance as communicated via published communication alerts and/or corporate compliance directives. WHAT IS THE OPPORTUNITY? Assists the PB Unit with lending-related compliance issues. Ensures that al...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
The Compliance Officer will provide leadership and support in the development, implementation and maintenance of compliance and risk management activities at our Venice Family Clinic. In this leadership role, the Compliance Officer will also supervise staff who support compliance activities, includi...
Identifies issues to be pursued based on large, unusual or questionable items that produce a significant tax or compliance effect and utilizes the tax law and facts needed to resolve them. ...
Chief Compliance Officer (San Francisco, CA): Our client, a successful hedge fund with approximately $3B in AUM, is seeking a talented and experienced CCO to help run all aspects of the compliance program. Manage the firm’s overall compliance program and develop, review, and update the firm's compli...
A Tax Compliance Officer analyzes, interprets and enforces various tax, permit and fee liabilities, including the City business, parking and transient occupancy taxes and City permit ordinances through independent field and office investigations; may supervise other Tax Compliance Officers and cleri...
Merit Services is seeking an IT Compliance Officer to join our client’s dynamic team. As an IT Compliance Officer requires using your technical knowledge, ability to solve problems and focus on customer support to effectively handle and solve IT problems promptly. Demonstrated expertise in the posit...
Large Business and International, Director, Withholding, Exchange and International Individual Compliance (WEIIC), DFO IIC. Identify issues to be pursued based on large, unusual or questionable items that produce a significant tax or compliance effect and utilizes the tax law and facts needed to res...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lea...
Develop and implement a comprehensive compliance program that encompasses all relevant laws, regulations, and internal policies. Monitor and assess compliance risk, identify potential areas of concern, and develop strategies to mitigate risk. Conduct regular audits and reviews to ensure compliance w...
A leading alternative investment manager is looking to hire a Compliance Officer. Assist with compliance testing and annual compliance review. An ideal candidate will have prior generalist compliance experience at another alternative investment manager. Draft and update compliance policies and proce...
Lightspark is seeking an experienced Chief Compliance Officer (CCO) to build and lead our compliance function. Provide ongoing training and education to employees on compliance matters, fostering a culture of compliance and ethical behavior. Prepare and present compliance reports to senior managemen...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
Equity Smart Home Loans is seeking to expand its compliance department to further ensure compliance with federal, state, NMLS, CFPB and other related regulations. We are looking for an experienced real estate, lending, and compliance professional to advise on compliance requirements as well as expan...
Under the general direction of a Supervising Workers' Compensation Compliance Officer within the DWC Audit and Enforcement Unit of the Division of Workers' Compensation, The Workers' Compensation Compliance Officer performs workers' compensation claim file audits on insurance companies, self-insured...
A social services organization in California is looking to add a new Compliance officer to join their growing team in Los Angeles. Develop and implement a comprehensive compliance program that encompasses all relevant laws, regulations, and internal policies. Monitor and assess compliance risk, iden...
Job Description: Compliance Officer</b></p> <p><b>Position Overview:</b> We are seeking a diligent and experienced Compliance Officer to join our team. The Compliance Officer will be responsible for ensuring that our organization operates in accordance with regulatory r...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...