The Advisory Senior Compliance Officer assists the Advisory Compliance Manager in communicating and implementing changes to the Compliance Policy, Program and Procedures as needed to improve compliance, or as required by amendments to the regulations. The Advisory Senior Compliance Officer serves as...
Certified Regulatory Compliance Manager; NAFCU Certified Compliance Officer; Credit Union Compliance Expert). She/he will identify and lead fair lending risk and compliance initiatives, develop and refine appropriate risk and compliance monitoring and testing processes, and work with all levels and ...
Compliance Officer & Director of Quality. Serves as the Compliance Officer and reports directly to the Audit Committee regarding any possible fraud, waste or abuse. If you have experience in quality and compliance in the child welfare or behavioral health setting and a passion for contributing t...
As a Compliance & Supervision Officer, you will be responsible for overseeing and ensuring compliance with regulatory requirements and industry best practices. This is a full-time on-site role for a Compliance & Supervision Officer at RPS FINANCIAL GROUP INC. You will develop and implement complianc...
We are seeking a qualified and experienced Risk and Compliance Officer to join Windcave’s team in Phoenix, Arizona 85006. The role reports into the Team Lead - Risk and Compliance in New Zealand and will effectively liaise with several departments within the business. Conducting risk data analysis, ...
The Advisory Senior Compliance Officer assists the Advisory Compliance Manager in communicating and implementing changes to the Compliance Policy, Program and Procedures as needed to improve compliance, or as required by amendments to the regulations. The Advisory Senior Compliance Officer serves as...
The Compliance Officer I position is included in the Department's Compliance Officer Series, which provides a career path and opportunities for advancement if certain additional education, experience, duties, and responsibilities are met. Assists with or determines the issuing of licenses to license...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
In coordination with the Office of Equal Opportunity Administrator, the Civil Rights Compliance Officer 3 (ADA-LEP Coordinator) coordinates and monitors efforts to fulfill the agency’s responsibilities and compliance related to (1) public accommodations under Title II of the Americans with Disabilit...
Certified Regulatory Compliance Manager; NAFCU Certified Compliance Officer; Credit Union Compliance Expert). She/he will identify and lead fair lending risk and compliance initiatives, develop and refine appropriate risk and compliance monitoring and testing processes, and work with all levels and ...
St Hl Phy I level or on-the-job experience in radiation protection compliance with a State or Federal. St Hl Phy I level or on-the-job experience in radiation protection compliance with a State or Federal. ...
Project Diversity Compliance Officer . Ensure compliance with applicable DBE, MBE and WBE requirements for the Project. Ensure compliance with applicable EEO and Project Workforce goals, and document all Good Faith Efforts to achieve the same, including the Good Faith Efforts of awarded prime c...
Regulatory Compliance Analyst? Join Us as Our Next Regulatory Compliance Rockstar! Are you ready to bring your low-key, kick-ass skills to the world of regulatory compliance? Do you thrive on diving into legal and regulatory issues and making sense of complex information? If so, you might just be th...
Governance Risk & Compliance (GRC) Analyst to join our team in Broomfield, CO. The Analyst will be responsible for ensuring the organization's compliance with relevant regulations, developing, and implementing risk management strategies, and evaluating existing policies and procedures. Colla...
The Director, of Regulatory Compliance and Quality Assurance is responsible for working with the President, head of Regulatory Affairs, and management peers to define and implement the global RA/QA compliance strategy. Responsible for overall planning and management of Quality Assurance (“QA”) syste...
Analyze information for compliance. ...
Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterpris...
Publicly traded real estate investment trust (REIT) is looking to hire an experienced corporate and/or real estate attorney to work directly with its general counsel and outside counsel on a variety of primarily corporate, real estate and SEC filing matters. ...
Complete monthly testing of processes and controls and assess compliance with procedures and controls related to high legal, compliance and operational risk processes. In lieu of education, 6+ years of experience in Banking Management/Banking Compliance/Regulatory Compliance/Quality Review or relate...
EOS (Entrepreneurial Operating System) operating model and as described in the well-known book. Support the EOS operating model, utilizing processes and tools to leverage the organization’s key resources and personnel. ...
Maintain a high level of awareness and knowledge of regulatory compliance requirements and assist in the identification of compliance risks. Ensure compliance issues are brought to the attention of senior compliance professionals. Review and investigate elevated complaints as key Compliance point of...
As a Responsible AI Monitoring & Compliance professional, you'll be experienced in ensuring that AI systems are developed, implemented, and maintained in a way that mitigates risks associated with AI. We're looking to grow our Responsible AI team and if you're experienced in Monitoring & Com...
Effectively managing outside counsel and litigation budgets;. Providing general legal advice to U-Haul field personnel on a wide variety of legal issues. ...
Join Valle del Sol in our commitment to providing quality, culturally sensitive integrated primary care and behavioral health services to adults, children, and adolescents in need.Valle del Sol offers a diverse work environment, competitive pay and benefits, and the opportunity for training and adva...
American Express' Global Financial Crimes Compliance (GFCC) team is responsible for leading the enterprise-wide Anti-Money Laundering, Sanctions, and Anti-Corruption compliance functions. GFCC is part of the broader Global Risk & Compliance organization. AML Program Senior Manager will report to...