Management and Reporting:The Fixed Income Compliance officer reports directly to the US Head of Global Markets Regulatory Compliance Monitoring & Surveillance. Summary:The Fixed Income Compliance Officer is responsible for day-to-day monitoring and surveillance of the Global Markets Division (“G...
Support the Compliance Division in formulating and performing a periodic review of key Compliance policies and controls to ensure that they remain robust and in line with regulatory standards and industry/peer best practices. These policies are in GIC’s Compliance Manual and Code of Ethics, includin...
The Chief Compliance Officer & Head of Regulatory will lead CLEARs Compliance & Regulatory teams within Legal while working with teams across the company to build products & programs consistent with global laws & regulations. Oversee an effective compliance program per DOJ & SEC guidance, including,...
Key Responsibilities:Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Key Internal Contacts:The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Offi...
The focus of the role will be on execution of control room-related tasks, advisory to the various businesses, focusing on the private side, reporting, monitoring Compliance and business controls, and the execution of Compliance controls. It is part of the Global CMG function within the Investment &a...
The Security Officer position helps maintain a safe and secure environment for our clients by actively monitoring the premises, including patrolling a variety of locations. Frequently our Security Officers will provide customer service and information to a client's employees and customers. Securitas...
The Director of Diversity and Compliance at Dutchess Community College serves as the Chief Diversity Officer (CDO), Title IX coordinator, and is responsible for ensuring institutional compliance with various anti-discrimination regulations. The Director of Diversity and Compliance is a full-time, pe...
Under the direction of the President or designee, the Chief Information Security Officer (CISO) is responsible for the development and delivery of a comprehensive information security and privacy program. The CISO is responsible for the development and implementation of information security policies...
As a Security Guard/ Security Officer with Maximum Security, you will be an important part of our team. Our guards' fall into one of two major roles: Residential gated community security guard: the primary duties of a gated community security officer include greeting the g...
Dedicated Security Officer that ensures the safety and security of our premises, assets, clients, and customers/visitors. Frequently our Security Officers will provide customer service and information to a client’s employees and customers. Must have Security Experience of at least 1 year Must have a...
Officers patrol campus on foot and in a vehicle, detect security hazards, prepare reports, operate the campus dispatch center, perform duties relative to traffic and parking and other related duties as assigned. Safety and Security officers must be capable of and willing to work all shifts and overt...
In this role, the successful candidate The Manager of Hospital Billing Compliance reports directly to the Associate Director of Clinical Hospital Billing Compliance. Responsible for researching industry topics and compliance risks relevant to hospitals and providing insight and input into the annual...
SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade capture, and all aspects of daily operations, treasury ...
Full-time and Part-Time Armed Security Officers. Armed Security Officer may perform a multitude of duties as specified by the Post Orders and Standard Operating Procedures (SOP). The ArmedSecurity Officer will read and become extremely knowledgeable of Post Orders and SOP, and will be able to act qu...
Business Analyst, Compliance Technology- IT. Business analysts may be assigned by project, line of business or technology platform and are expected to participate in every stage of the development lifecycle, from analysis and design through testing, release and maintenance while adhering to current ...
General Counsel Investment Research. Assist Global General Counsel to Research in providing legal advice to the Global Research Department Specifically, the attorney will focus on providing legal coverage globally to the equity, fixed income and quantitative research business and will be located in ...
Capital is looking to hire a Tax Compliance Analyst to join the Fund Finance Central Services team. Coordinate closely with Fund Finance teams to streamline the payment process, ensuring efficiency & compliance with financial regulations, & responsible for timely & accurate submission of tax payment...
Under the general supervision of the Director – Campus Safety, the Security Officer maintains safety and security by patrolling areas and enforcing college rules and regulations. The Security Officer supports the college in the protection of life and property on the campus and delivers necessary ser...
Do you have an eye for detail and a passion for developing innovation solutions? Join our team! The Sr Supply Chain Compliance Systems Analyst is responsible for overseeing the compliance of SNC's Source-to-Pay (S2P) system areas such as application development, application compliance, systems compl...
The Operational Compliance Analyst will be pivotal in ensuring our aviation teams are provided with robust data analysis & risk management, contributing to strategic decision-making across departments. Data Analysis: Utilize statistical tools & techniques to explore data, identify patterns, relation...
The Associate General Counsel & Privacy Officer is a key business partner and a senior member of the legal team, reporting to the Deputy General Counsel and serving as Success Academy's Privacy Officer. Success Academy Charter Schools is seeking an Associate General Counsel & Privacy Officer to serv...
Squarespace is looking for a Payroll Specialist to join the Payroll function of our growing company. You will report to the Head of Global Payroll & Compliance. ...
At Compass, our mission is to help everyone find their place in the world.Founded in 2012, were revolutionizing the real estate industry with our end-to-end platform that empowers residential real estate agents to deliver exceptional service to seller & buyer clients....
Reporting into the Lead of the Sprint Compliance team, this Specialist will be responsible for the execution of billing the DOE for Special Education services provided by SA through bi-monthly invoicing cycles. They will also work collaboratively within the Sprint Compliance team to ensure that scho...
As a Compliance - Executive Regulatory Briefings - Senior Associate in our Regulatory Strategy team, you'll have the opportunity assist the department with Executive Briefings and contribute to other reporting needs as time permits. Job Summary Join our dynamic Risk Management and Compliance te...