Additionally, you will identify, measure, and escalate compliance issues to the Senior/ Principal Compliance Officer where appropriate. Furthermore, while in this role, you will work with other compliance officers to support business needs, strategize, and develop standards and procedures to assure ...
Additionally, you will identify, measure, and escalate compliance issues to the Senior/ Principal Compliance Officer where appropriate. Furthermore, while in this role, you will work with other compliance officers to support business needs, strategize, and develop standards and procedures to assure ...
JobPosting","title":"Manager, Global Compliance","datePosted":"2024-08-26T00:00:00","validThrough":null,"description":"What you will be doing\nYou will lead and oversee PMI's organization-wide legal policy compliance and risk management involving global legal regulatory requirements for development ...
You will serve as a liaison, interfacing with business partners to drive meaningful reductions in UDAAP compliance risk. Support various business line projects to address specific UDDAP compliance risk issues, working with business leaders to analyze and quantify risks, assess solutions or mitigatio...
Reporting to the Assistant Director of Conflict of Interest and Research Integrity (Assistant Director), the Research Compliance Analyst is a key contributor to Browns Conflict of Interest (COI) program. The Research Compliance Analyst has a working knowledge of all applicable COI regulations and po...
The Senior Compliance Manager is a member of the Risk Intelligence Team and the broader Non-Financial Independent Risk Management organization. This role will partner broadly the IRM team to help identify and recommend key metrics leveraging both programmatic and business operational data to enhance...
The Compliance Manager's primary responsibility is to assist in the planning and delivery of assigned assurance reviews and/or audits of commercial and wealth/investment business units and/or thematic regulatory compliance programs. The Compliance Manager role within the Compliance Assurance functio...
Fidelity Wealth and Brokerage Compliance is a dedicated central function whose mission is to cultivate a culture of compliance, to identify and handle regulatory risk, protect Fidelity's customers and reputation, and promote business and market integrity. The Director will be a key member of the Fid...
This position will report directly to the Chief Executive Officer (CEO) and will be the designated representative of the organization in the absence of the Chief Executive Officer. East Bay Community Action Program (EBCAP) is seeking a full-time Chief Operating Officer (COO) for our agency. The Chie...
The Regional Compliance Specialist is responsible for auditing Above and Below Wing Teams and Training Records to ensure regulatory compliance for a specified region of airports. Additionally, the regional compliance specialist will make regular station visits to complete audits in part with the Bre...
Fidelity Wealth and Brokerage Compliance is a dedicated central function whose mission is to cultivate a culture of compliance, to identify and handle regulatory risk, protect Fidelity’s customers and reputation, and promote business and market integrity. The Director will be a key member of the Fid...
Bank of America Audit Director - Chief Operating Officer. ...
Fidelity Wealth and Brokerage Compliance is a dedicated central function whose mission is to cultivate a culture of compliance, to identify and handle regulatory risk, protect Fidelity s customers and reputation, and promote business and market integrity. The Director will be a key member of the Fid...
Compliance position that has an advanced understanding of all plan types and facilitates more complex interactions with the Plan Consultants. Ability to successfully complete and support the work outlined for the Compliance Associate roles. Reads and comprehends retirement plan provisions from plan ...
USI is seeking high level security officers for a hospital campus. Job duties may include performing security patrols of designated areas by foot, observing for any conditions that may create security concerns or safety hazards, maintaining access control of premises and monitoring entrances and exi...
Assists in monitoring employee BSA/AML training and/or progressive discipline, and as necessary, coordinates BSA/AML compliance activities of other departments to remain abreast of all current BSA/AML compliance. At least 2 years in an BSA/AML Compliance setting. Business management/administration a...
Hospital Security Officers Needed!. USI is seeking high level security officers for a hospital campus. Job duties may include performing security patrols of designated areas by foot, observing for any conditions that may create security concerns or safety hazards, maintaining access control of premi...
Job Title: Chief Operating Officer (COO). ...
As a Manager – Compliance & Tax Reporting, you will report to the Director – Federal Tax. Managing federal, state, and local income/franchise tax return compliance process, including acting as the main point of contact to our outsourced compliance provider. You will oversee compliance, manage and de...
RIHousing – Asset Manager / MF Compliance. Process a variety of correspondence and documentation, including reporting of non-compliance related to assigned portfolio in an accurate and timely manner as established by the supervisor to ensure compliance with federal, state and Rhode Island Housing gu...
Compliance / Regulatory Analyst. This role will rotate through different areas of the Compliance COE to perform review or reporting activities and support unanticipated projects for the Compliance Monitoring and Regulatory Reporting programs. The role with the Compliance Monitoring program will cons...
Westwood, Massachusetts; Riverside, Rhode Island; Johnston, Rhode Island; Iselin, New Jersey ....
Security Officers are required to protect property, including people, information, and classified material, from theft, diversion, sabotage, espionage, unauthorized access and control, and other acts that may impact national security. Security Officers enforce specific laws regarding the protection ...
HIRING EVENT: PSYCH HOSPITAL SECURITY OFFICERS WANTED. Hospital Security Officers Needed!. USI is seeking high level security officers for a hospital campus. Job duties may include performing security patrols of designated areas by foot, observing for any conditions that may create security concerns...
The Director, US Customs Compliance is a newly created role that will be a key leader in the development of our organization's ‘best-in-class' import compliance program with annual volumes of 20k containers and $100MM spend. Ensure all import procedures are in compliance with import/customs regulati...