Key Responsibilities:General· Secretary (schedule & take the minutes) of the Committees managed by CACIB US Complianceo US Compliance Management Committeeo US Complex Transaction Committeeo US New Activity Product Committeeo US Disciplinary Committeeo Americas Data Protect...
Support the Compliance Division in formulating and performing a periodic review of key Compliance policies and controls to ensure that they remain robust and in line with regulatory standards and industry/peer best practices. These policies are in GIC’s Compliance Manual and Code of Ethics, includin...
Management and Reporting:The Fixed Income Compliance officer reports directly to the US Head of Global Markets Regulatory Compliance Monitoring & Surveillance. Summary:The Fixed Income Compliance Officer is responsible for day-to-day monitoring and surveillance of the Global Markets Division (“G...
As a Compliance Risk Management Senior Officer within the JPMorgan Private Bank Portfolio Management Group (PMG), you will support the Compliance Lead in implementing the compliance program. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilie...
It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. ...
Reporting to the Head of Compliance and GFC - MENA and working closely with Compliance Officer in Morgan Stanley Saudi Arabia, the individual will assume a number of responsibilities in Compliance and Global Financial Crimes (GFC) department. Working with the MENA Head of Compliance to deliver the a...
The Chief Compliance Officer & Head of Regulatory will lead CLEARs Compliance & Regulatory teams within Legal while working with teams across the company to build products & programs consistent with global laws & regulations. Oversee an effective compliance program per DOJ & SEC guidance, including,...
Large broker dealer located in Midtown Manhattan or Los Angeles looking to add a “VP – Capital Markets Compliance Officer” to their team. Assist with the design and execution of regulatory compliance testing for Capital Markets business; test compliance with policies and standards and identify key r...
The Compliance Manager, Contractor & Supplier Diversity will assist with developing and monitoring Minority and Women-Owned Business Enterprise (MWBE) and Service-Disabled Veteran-Owned Business (SDVOB) participation goals and maximizing program compliance. The Compliance Manager will also refin...
The Associate Director, Procurement Compliance will be responsible for leading a team of Global Procurement Compliance Managers and Specialists that support and maintain all cGMP compliance aspects of procurement operations. The major activities include but are not limited to the following: manageme...
The Senior Manager, Global Procurement Supplier Quality Compliance will be responsible for leading a small team of Global Procurement Compliance professionals that support and maintain all cGMP compliance aspects of procurement operations. The major activities include but are not limited to the fol...
Regeneron is looking for a Compliance Specialist to join our Process Sciences Change Management team. In this fast-paced environment with a strong pipeline, our Associate Compliance Specialists have an opportunity to work on countless aspects of the process and business. As s Compliance Specialist- ...
Our Facilities Compliance Specialists ensure cGMP compliance for the Facilities Management Department. We are currently looking to fill a Facilities Compliance Specialist (Technical Writer) position. As a Facilities Compliance Specialist, a typical day might include the following:. Managing and part...
Do you want to be part of a collaborative Legal Compliance Team?As a Lead Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you will conduct branch office inspections using risk-based testing methodologies to ensure compliance with FINRA Rule 3110 and, in certain circu...
Under the general direction of the Assistant Director of the Environmental Services Unit (ESU), the selected candidate will be involved in a variety of projects, with a primary focus on providing free and confidential assistance to small businesses with regulation applicability determinations and en...
Security Police Officers are assigned to protect Naval Reactor's Program personnel, property, and information from loss due to theft, diversion, sabotage, or other illegal acts. Security Police Officers screen personnel and vehicles in accordance with approved access procedures to preclude unauthori...
The Associate Director, Procurement Compliance will be responsible for leading a team of Global Procurement Compliance Managers and Specialists that support and maintain all cGMP compliance aspects of procurement operations. The major activities include but are not limited to the following: manageme...
Wha Compliance Specialist, Benefits, Administrator, Compliance, Specialist, HRIS, Administrative, Construction. ...
Quality & Compliance AnalystJob ID186881Posted08-Oct-2024Service lineGWS SegmentRole typeFull-timeAreas of InterestData & Analytics, Health and Safety/Environment, Project ManagementLocation(s)Remote - US - Remote - US - United States of AmericaAbout the roleAs a CBRE Quality & Compliance Analyst yo...
The Senior Manager, Global Procurement – Supplier Quality Compliance will be responsible for leading a small team of Global Procurement Compliance professionals that support and maintain all cGMP compliance aspects of procurement operations. The major activities include but are not limited to the fo...
As a Security Officer, you will serve and safeguard clients in a range of industries such as Commercial Real Estate, Healthcare, Education, Government and more. Allied Universal is looking for Security Officers for an R and D Site in Niskayuna NY. Allied Universal, North America's leading security a...
The General Counsel directs the activities of the Office of Counsel and performs such duties as directed by the President. The General Counsel serves as chief legal officer of DASNY. The General Counsel is appointed by and serves at the pleasure of DASNY’s Board of Directors. Coordinate with the Att...
A law firm located in Albany, NY, is seeking a Healthcare Compliance Associate Attorney with 2-5 years of experience in healthcare regulatory compliance matters. Healthcare Compliance Associate Attorney. Provide expert legal counsel on healthcare regulatory compliance matters, including the False Cl...
As a part-time Security Officer at Curaleaf, you will ensure the safety of our facilities, employees, patients, and products. Responsibilities include conducting security checks, monitoring systems, reporting incidents, overseeing deliveries, and assisting with special security needs. Secure the pre...
The Compliance Analyst will assist compliance management in identifying, assessing, reporting, and containing compliance risk through the implementation and execution of the compliance risk assessment process and the completion of routine compliance control testing and monitoring. Monitor compliance...