Executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance Management Policy and Framework for the Institutional Broker Dealer. May serve as mentor to other Compliance Officers and Analysts. Responsible for conducting and directing compliance risk o...
Chief Compliance Officer (“CCO”) in the implementation and maintenance of RiverFront’s Investment Adviser compliance program. Support the CCO with the administration and maintenance of the firm’s compliance program, which is designed to help promote a robust control and compliance environment and to...
Executes compliance risk management activities to reasonably ensure compliance with the Compliance Risk Management Policy and Framework. Responsible for conducting compliance risk oversight of assigned business units and/or functions. Ideal candidate will have Volcker compliance program knowledge/ex...
Integrity & Compliance Officer (USICO) reports directly to the Deputy Compliance Officer (DCO) and assists the DCO with the day-to-day leadership and administration of the Indivior Global Integrity & Compliance Program (ICP). Integrity & Compliance Officer. Integrity & Compliance Officer. Reports to...
Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance Management Policy and Framework. May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Responsible for conducting and directing compl...
Chief Compliance Officer (CCO) in the implementation and maintenance of RiverFronts Investment Adviser compliance program. Support the CCO with the administration and maintenance of the firms compliance program, which is designed to help promote a robust control and compliance environment and to hel...
The Department of Behavioral Health and Developmental Services (DBHDS) is seeking a qualified professional to serve as the Healthcare Compliance Officer in the Office of Quality Assurance and Healthcare Compliance. The Healthcare Compliance Officer ensures compliance with regulatory requirements and...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
The Deputy US Integrity & Compliance (I&C) Officer (DUSICO) will lead the evaluation and implementation of continuous evolution within the US I&C Program, as well as serve as a strategic business partner and solutions-oriented advisor across an assigned U. The DUSICO will report to and receive guida...
May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Lead or assist in leading compliance initiatives necessary in implementing changes. Analyze and provide guidance on complex compliance actual and emerging risk scenarios within business units and/or ...
May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Lead or assist in leading compliance initiatives necessary in implementing changes. Analyze and provide guidance on complex compliance actual and emerging risk scenarios within business units and/or ...
Collaborate closely with asset managers and outside counsel to balance risks and benefits in connection with developing resolution strategies and implementation. General Description of Available Benefits for Eligible Employees of Truist Financial Corporation:. ...
The Cyber Counsel position will provide legal support to Truist on matters related to cybersecurity, data protection, and privacy. This attorney will be a member of the Cybersecurity Legal Team within the Technology Group of the Legal Department and will work closely with Privacy Counsel and with va...
Executes compliance risk management activities to reasonably ensure compliance with the Compliance Risk Management Policy and Framework. Responsible for conducting compliance risk oversight of assigned business units and/or functions. Manage compliance risk management communications, training, docum...
Associate General Counsel- Regulatory and Compliance is a key team member in the Office of the General Counsel reporting to and performing services under the direction of the Senior Vice President and General Counsel for VCU Health System. The Associate General Counsel- Regulatory and Compliance is ...
Position: IT SOX Compliance Specialist. IT General and Application Controls compliance efforts. Your expertise in ITGCs, auditing processes, and compliance management will be critical to the success of this role. Ensure all SOX requirements and IT Control Policies are accurately captured and documen...
The Associate General Counsel, Regulatory & Quality, will support a wide variety of FDA regulatory and quality matters related to the design, manufacture, distribution, and sale of Getinge medical devices worldwide, including product submissions, premarket activities, quality system regulations, man...
Top “must have” skill sets:.Minimum of 5 years work experience with environmental permitting.Experience with permitting of construction projects with land and water impact.Ability to juggle multiple projects from multiple project managers.Experience with stormwater permitting.Experience with permits...
Job Category:** Security Officer, Part Time Security. As a Security Officer in Richmond, Virginia, you will serve and safeguard clients in a range of industries such as Commercial Real Estate, Healthcare, Education, Government and more. Allied Universal, North America's leading security and facilit...
Location: Richmond, VA/Kennesaw, GA/Hybrid .Roughly 20 team members on the hiring managers team.IT degree preferred or substantially equivalent experience.This position is responsible for coordination of complex technical regulatory reviews to ensure preparation and readiness of regulatory responses...
The Environmental Compliance Specialist is responsible for, among other duties; providing support the regional environmental manager, interacts with regulatory agencies, monitors leak detection and compliance testing of the underground storage tanks systems, monitors and controls spending, and coord...
Would you like to help the ProServe business at Amazon Web Services (AWS) more effectively support customers? Do you have the business background necessary to manage a Governance Risk and Compliance function?. AWS Professional Services (ProServe) is building a Governance, Risk Management and Complia...
Marksman Security Now Hiring for Experienced PT - Weekends - Licensed Security Officers. Security Officers, sometimes referred to as Security Guards, deter criminal activity, protect property and enforce rules on a property. In factories and offices, Security Officers provide protection for equipmen...
Associate General Counsel, Director, Insurance Regulatory. You will work closely with and report to the General Counsel, Long-Term Care. You will provide advice and counsel on a broad array of legal issues affecting Genworth’s insurance companies, with focus on its long term care insurance business....
Join Virginia Housing and help make a difference as a Program Compliance Specialist. This important role will provide technical and administrative support to members of the compliance team. They will serve as liaison between Virginia Housing and the rental housing portfolio internal and external cus...