Executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance Management Policy and Framework for the Institutional Broker Dealer. May serve as mentor to other Compliance Officers and Analysts. Responsible for conducting and directing compliance risk o...
Chief Compliance Officer (CCO) in the implementation and maintenance of RiverFronts Investment Adviser compliance program. Support the CCO with the administration and maintenance of the firms compliance program, which is designed to help promote a robust control and compliance environment and to hel...
Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance Management Policy and Framework. May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Responsible for conducting and directing compl...
May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Lead or assist in leading compliance initiatives necessary in implementing changes. Analyze and provide guidance on complex compliance actual and emerging risk scenarios within business units and/or ...
Executes compliance risk management activities to reasonably ensure compliance with the Compliance Risk Management Policy and Framework. Responsible for conducting compliance risk oversight of assigned business units and/or functions. Ideal candidate will have Volcker compliance program knowledge/ex...
Integrity & Compliance Officer (USICO) reports directly to the Deputy Compliance Officer (DCO) and assists the DCO with the day-to-day leadership and administration of the Indivior Global Integrity & Compliance Program (ICP). Integrity & Compliance Officer. Integrity & Compliance Officer. Reports to...
Chief Compliance Officer (“CCO”) in the implementation and maintenance of RiverFront’s Investment Adviser compliance program. Support the CCO with the administration and maintenance of the firm’s compliance program, which is designed to help promote a robust control and compliance environment and to...
May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Lead or assist in leading compliance initiatives necessary in implementing changes. Analyze and provide guidance on complex compliance actual and emerging risk scenarios within business units and/or ...
The Deputy US Integrity & Compliance (I&C) Officer (DUSICO) will lead the evaluation and implementation of continuous evolution within the US I&C Program, as well as serve as a strategic business partner and solutions-oriented advisor across an assigned U. The DUSICO will report to and receive guida...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
The Department of Behavioral Health and Developmental Services (DBHDS) is seeking a qualified professional to serve as the Healthcare Compliance Officer in the Office of Quality Assurance and Healthcare Compliance. The Healthcare Compliance Officer ensures compliance with regulatory requirements and...
Collaborate closely with asset managers and outside counsel to balance risks and benefits in connection with developing resolution strategies and implementation. General Description of Available Benefits for Eligible Employees of Truist Financial Corporation:. ...
Executes compliance risk management activities to reasonably ensure compliance with the Compliance Risk Management Policy and Framework. Responsible for conducting compliance risk oversight of assigned business units and/or functions. Manage compliance risk management communications, training, docum...
Serves as an Information Security subject matter expert and partner with business and technology leadership in identifying information security risk and for the remediation, compliance and adoption of information security controls. Contribute to the ongoing information security initiatives and impro...
This position involves project management of code compliance projects, including reviewing plans, providing technical support, conducting inspections, monitoring project process for performance and budgetary conditions, proposal preparation, as well as attending project site meetings and assisting w...
Our Security Officers play a key role in maintaining the safety of the Wegmans grounds by being a highly trained security professional, skilled in key areas of Wegmans Asset Protection. As a Wegmans Security Officer, you will be part of the team of individuals who provide a safe environment througho...
We are seeking qualified candidates for an Associate General Counsel at our Corporate in Glen Allen, VA. Manage state attorney general inquiries, Better Business Bureau complaints, escalated consumer complaints, and product inquiries from major retailers. Provide counsel on crisis management and cri...
Identify need for and when necessary, select, engage, and direct outside counsel to undertake specific matters. General Description of Available Benefits for Eligible Employees of Truist Financial Corporation:. ...
Would you like to help the ProServe business at Amazon Web Services (AWS) more effectively support customers? Do you have the business background necessary to manage a Governance Risk and Compliance function?. AWS Professional Services (ProServe) is building a Governance, Risk Management and Complia...
The Security Officer III is responsible for maintaining a secure and protective environment at the Richmond State Supported Living Center by observing and taking action and reporting incidents or security violations involving the residents and initiating emergency response as appropriate. May train ...
The Director, US Customs Compliance is a newly created role that will be a key leader in the development of our organization's ‘best-in-class' import compliance program with annual volumes of 20k containers and $100MM spend. Ensure all import procedures are in compliance with import/customs regulati...
This position supports the Ankura Risk, Forensics & Compliance practice - one of six practices focused on client delivery services across the Firm. Working both independently and with team members as the project lead to successfully execute projects involving international trade and technology ...
Title: Security Compliance Analyst Location: Richmond, VA Duration : 07 months Client : State of Virginia Job Description: VITA - Virginian Identity Service OwnerABOUT THE ROLE ON SITE: 4 days a week on site required (No Exceptions!)The purpose of this position is to manage delivery ...
Compliance & Ethics (C&E) is seeking a Director to own the creation, management, and oversight of program initiatives chartered to enhance existing governance and oversight of the Compliance Management Program (CMP). Center 1 (19052), United States of America, McLean, VirginiaCompliance Director. As...
Splunk is looking for a motivated Senior Analyst who is passionate about delivering technology assurance, advisory, compliance and risk management services to the company. You will ensure proper identification and mitigation of risks / processes / internal control gaps that have potential operationa...