A company is looking for a Compliance Advisory Officer to ensure adherence to consumer protection laws and regulations. ...
A leading Investment Management firm in Miami and looking to hire their first Chief Compliance Officer. Chief Compliance Officer Responsibilities:. Chief Compliance Officer Qualifications:. Developing and implementing a compliance program with tailored policies and procedures. ...
A company is looking for a Chief Compliance Officer to ensure adherence to laws, regulations, and industry standards while promoting a culture of integrity. ...
Experience in conducting investigations, analyzing basic business operations, verifying compliance with specific laws or activities in the petroleum industry. Experience analyzing complex business operations, verifying compliance with fuel tax laws or activities in the petroleum industry. ...
A company is looking for an Export Compliance Officer to support and drive export control compliance processes. ...
Serve as advisor to Compliance Officer I and Compliance Officer II advisory employees. The Senior Compliance Officer, Advisory, is responsible for providing guidance related to bank regulatory compliance requirements in a leadership advisory capacity and serving as a subject matter resource to the A...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Under limited supervision, enforce and secure compliance with all laws, regulations, and ordinances governing land use, minimum housing, property maintenance, abandoned and uninhabitable properties, signs, zoning, landscaping, and related environmental issues. ...
Job Summary: The Internal Compliance Trainer is responsible for developing, implementing, and delivering training programs to ensure that all employees and independent contractors understand and adhere to internal compliance policies and regulatory requirements. Work closely with the Compliance team...
We are seeking an energetic Chief Compliance Officer (“CCO”) to join our founding Senior Leadership Team. Conduct risk assessments and compliance reviews to identify potential risk areas and conflicts of interest; conduct annual compliance review. You will work on a variety of legal- and compliance-...
A company is looking for a Staff Vice President, Associate General Counsel to provide legal counsel and strategic guidance to business leaders. ...
A company is looking for a Director, Compliance Advisory to manage and grow client accounts and strategic relationships for Legal Solutions. ...
A company is looking for an Associate, Compliance (Account Review). ...
A company is looking for a Director, Corporate and Compliance Legal. ...
A company is looking for a Director of Global Compliance Monitoring to develop and implement a Compliance Monitoring Program across its global enterprise. ...
A company is looking for an AML and Anti-Fraud Compliance Director to assist with the design, implementation, and monitoring of the compliance program. ...
A company is looking for an Associate General Counsel, Compliance. ...
Key Responsibilities:Conduct general trade surveillance reviews focusing on sales practice exceptionsAnalyze exception report data for trends and assist with compliance-related inquiriesPerform ongoing monitoring of sales practices, operations, and trading functionsRequired Qualifications, Training,...
A company is looking for a Senior Associate, Technical Compliance. ...
A company is looking for an Associate General Counsel to provide legal advice and services related to healthcare law and regulations. ...
A company is looking for a Senior Director of Compliance to lead a team of compliance professionals and manage regulatory projects. ...
A company is looking for a FedRAMP Specialist responsible for managing and maintaining the FedRAMP compliance program. ...
A company is looking for a Chief Operating Officer to optimize internal processes and explore growth opportunities. ...
A company is looking for a Manager, Internal Audit & SOX Compliance. ...
A company is looking for a Senior Compliance Professional to ensure compliance with governmental requirements for their Medicaid business in South Carolina. ...