Support the Compliance Division in formulating and performing a periodic review of key Compliance policies and controls to ensure that they remain robust and in line with regulatory standards and industry/peer best practices. These policies are in GIC’s Compliance Manual and Code of Ethics, includin...
The focus of the role will be on execution of control room-related tasks, advisory to the various businesses, focusing on the private side, reporting, monitoring Compliance and business controls, and the execution of Compliance controls. It is part of the Global CMG function within the Investment &a...
The Chief Compliance Officer & Head of Regulatory will lead CLEARs Compliance & Regulatory teams within Legal while working with teams across the company to build products & programs consistent with global laws & regulations. Oversee an effective compliance program per DOJ & SEC guidance, including,...
Management and Reporting:The Fixed Income Compliance officer reports directly to the US Head of Global Markets Regulatory Compliance Monitoring & Surveillance. Summary:The Fixed Income Compliance Officer is responsible for day-to-day monitoring and surveillance of the Global Markets Division (“G...
Key Responsibilities:General· Secretary (schedule & take the minutes) of the Committees managed by CACIB US Complianceo US Compliance Management Committeeo US Complex Transaction Committeeo US New Activity Product Committeeo US Disciplinary Committeeo Americas Data Protect...
Perform the day-to-day compliance as primary delegate for ESL Investment Services, LLC’s Chief Compliance Officer in the maintenance of the broker/dealer’s overall compliance strategy and Cooper/Haims Advisors, LLC’s Chief Compliance Officer in the maintenance of the RIA’s overall compliance strateg...
Manages various IT Compliance programs and projects and provides relationship management on behalf of the AVANGRID IT group with objectives of timely and cost-effective completion. Lead various IT Compliance programs, projects, and processes including those for NERC-CIP, Sarbanes Oxley, IT Certifica...
The officer would be expected to perform routine security patrols, investigate reported and self-initiated complaints. The officer will also be available to operate all department vehicles which include campus shuttles and provide security escorts to students, faculty and staff upon request. Investi...
The Security Officer position helps maintain a safe and secure environment for our clients by actively monitoring the premises, including patrolling a variety of locations. Frequently our Security Officers will provide customer service and information to a client's employees and customers. The posit...
UniFirst First Aid + Safety is seeking a reliable and hardworking Safety Compliance Specialist to join our family. Provide ongoing support of customers to maintain OSHA compliance. UniFirst First Aid + Safety is one of the largest providers of First Aid, AEDs, Compliance Training, Safety and PPE pro...
Responsible for assisting the organizational leadership in providing direction and oversight for the Agency’s compliance and governance programs, policies, and practices to meet applicable Federal, State and Local laws and regulations while adhering to the Code of Ethics and Philosophy as adopted by...
If you are not already licensed at a security officer, we provide free training! Ideal candidate has customer service experience. The Security Officer position helps maintain a safe and secure environment for our clients by actively monitoring the premises, including patrolling a variety of location...
The TPRM role will support the vendor risk review and due diligence activities to ensure compliance with regulatory IT control standards. The role reports to the Senior Manager, TPRM compliance, and is forward-facing to the full GIS team. ...
Insero Talent Solutions has partnered with a long-standing commercial construction company based in Rochester to recruit a Chief Operating Officer. ...
Bergmann, an affiliate of Colliers Engineering & Design is currently looking for a Code Compliance Specialist to join our Architecture team. Assist project teams and clients with existing building evaluations relative to current code compliance and/or upgrades required for new uses and compliance. W...
Cockroach Labs is hiring a Compliance & Risk Analyst to support our Compliance Manager. Collaborate with internal teams to address pre-sales security & compliance questionnaires & attract customers by upholding modern compliance programs. In your second month, you will become an integrated member of...
Compliance Summer Analyst Program (New York) Summer Analysts will join us for a 10-week program beginning in June and will be placed on a team covering specific global compliance functions such as financial crimes, regulatory relations, information controls or global monitoring and testing or on a c...
Key Responsibilities:Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Key Internal Contacts:The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Offi...
Job Title: Chief Operating Officer (COO). ...
The Associate General Counsel & Privacy Officer is a key business partner and a senior member of the legal team, reporting to the Deputy General Counsel and serving as Success Academy's Privacy Officer. Success Academy Charter Schools is seeking an Associate General Counsel & Privacy Officer to serv...
General Counsel Investment Research. Assist Global General Counsel to Research in providing legal advice to the Global Research Department Specifically, the attorney will focus on providing legal coverage globally to the equity, fixed income and quantitative research business and will be located in ...
Must hold one or more of these certifications: Certification in Healthcare Compliance (CHC), Certificate in Healthcare Privacy Compliance (CHPC), Certified Compliance and Ethics Professional (CCEP), or a graduate certificate from a university participating in the Compliance Certification Board Accre...
Conflicts Manager (Compliance) - Vice President. The group's role involves frequent engagement with senior members of Business Units across the Firm, Business Management, Risk, Legal, Compliance and other control functions within the Firm. Responsibilities of the Conflicts Manager:. Liaise with Conf...
Our team is passionate about our mission: making peoples lives better.Were headquartered in NYC & offer hybrid NY-based positions (three days/ week in-office)....
A Signal Dedicated Officer will conduct static security services for courtyards, offices, pools, and other high value areas to ensure all required access points are properly secured and to ensure protection of property and residents with a high degree of attentiveness to details and safety. Effectiv...