This Senior Lead Compliance Officer is part of the Auto Lending Business Aligned Compliance (BACO) Team. In addition, this role is responsible for overseeing certain aspects of the business' implementation of the Compliance Program Policy and the Auto Lending Compliance team's implementation of the ...
The Chief Compliance Officer (CCO) will work with senior leadership and be responsible for the development and overseeing of all quality assurance and performance improvement initiatives within portfolio of Home and Community Based Services businesses across multiple states. This senior leadership r...
Join the Maricopa County Community College District as the Chief Compliance Officer (CCO) and be at the forefront of transformative change! This pivotal role, based at the district office in Tempe, AZ, offers a unique opportunity to shape and lead a new compliance framework across 10 campuses, foste...
Compliance Officer & Director of Quality. Serves as the Compliance Officer and reports directly to the Audit Committee regarding any possible fraud, waste or abuse. If you have experience in quality and compliance in the child welfare or behavioral health setting and a passion for contributing t...
As a Compliance & Supervision Officer, you will be responsible for overseeing and ensuring compliance with regulatory requirements and industry best practices. This is a full-time on-site role for a Compliance & Supervision Officer at RPS FINANCIAL GROUP INC. You will develop and implement complianc...
We are seeking a qualified and experienced Risk and Compliance Officer to join Windcave’s team in Phoenix, Arizona 85006. The role reports into the Team Lead - Risk and Compliance in New Zealand and will effectively liaise with several departments within the business. Conducting risk data analysis, ...
Project Diversity Compliance Officer . Ensure compliance with applicable DBE, MBE and WBE requirements for the Project. Ensure compliance with applicable EEO and Project Workforce goals, and document all Good Faith Efforts to achieve the same, including the Good Faith Efforts of awarded prime c...
In coordination with the Office of Equal Opportunity Administrator, the Civil Rights Compliance Officer 3 (ADA-LEP Coordinator) coordinates and monitors efforts to fulfill the agency’s responsibilities and compliance related to (1) public accommodations under Title II of the Americans with Disabilit...
The Advisory Senior Compliance Officer assists the Advisory Compliance Manager in communicating and implementing changes to the Compliance Policy, Program and Procedures as needed to improve compliance, or as required by amendments to the regulations. The Advisory Senior Compliance Officer serves as...
Wells Fargo is seeking a Senior Lead Compliance Officer to join the Corporate & investment Banking Compliance organization. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following ...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lea...
The Compliance Officer I position is included in the Department's Compliance Officer Series, which provides a career path and opportunities for advancement if certain additional education, experience, duties, and responsibilities are met. As a Compliance Officer, you'll perform work corresponding to...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
The Compliance Officer I position is included in the Department's Compliance Officer Series, which provides a career path and opportunities for advancement if certain additional education, experience, duties, and responsibilities are met. Assists with or determines the issuing of licenses to license...
Being effective as a compliance officer often involves helping management find new and creative ways to be profitable while maintaining compliance standards that protect the Firm. Compliance Coverage Officers (COs). As part of this responsibility, COs generally are responsible for the oversight of r...
The Associate General Counsel (AGC) will be responsible for assisting in the provision of legal services for the District with exposure to the wide range of legal issues presented in the Office of the General Counsel. Associate General Counsels and General Counsel. The scope of practice may also inc...
Governance Risk & Compliance (GRC) Analyst to join our team in Broomfield, CO. The Analyst will be responsible for ensuring the organization's compliance with relevant regulations, developing, and implementing risk management strategies, and evaluating existing policies and procedures. Colla...
Manager, Compliance & Risk. This position will report to the Vice President, Head of Lending Compliance & Risk Management and will serve in a critical leadership role in support of the overall program. This highly visible role supports efforts across the lending businesses and shared service...
EOS (Entrepreneurial Operating System) operating model and as described in the well-known book. Support the EOS operating model, utilizing processes and tools to leverage the organization’s key resources and personnel. ...
Publicly traded real estate investment trust (REIT) is looking to hire an experienced corporate and/or real estate attorney to work directly with its general counsel and outside counsel on a variety of primarily corporate, real estate and SEC filing matters. ...
The Director, of Regulatory Compliance and Quality Assurance is responsible for working with the President, head of Regulatory Affairs, and management peers to define and implement the global RA/QA compliance strategy. Responsible for overall planning and management of Quality Assurance (“QA”) syste...
We are currently looking for a highly motivated Compliance professional for an Analyst role supporting our newest Broker-Dealer/Investment Advisory firm, LPL Enterprise. The LPL Compliance team provides compliance support to LPL holistically to identify and address matters impacting the activities o...
About this role:Wells Fargo is seeking an Audit Manager - Executive Director on the Compliance Audit team. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to a...
Regulatory Compliance Analyst? Join Us as Our Next Regulatory Compliance Rockstar! Are you ready to bring your low-key, kick-ass skills to the world of regulatory compliance? Do you thrive on diving into legal and regulatory issues and making sense of complex information? If so, you might just be th...
We are seeking an experienced in-house attorney to join the SmartRent Legal team as Deputy General Counsel (“DGC”). As Deputy General Counsel, you will be an essential part of the success of the Company, with responsibility for a broad range of legal matters, including commercial contracting, litiga...