The Chief Compliance Officer & Head of Regulatory will lead CLEARs Compliance & Regulatory teams within Legal while working with teams across the company to build products & programs consistent with global laws & regulations. Oversee an effective compliance program per DOJ & SEC guidance, including,...
The focus of the role will be on execution of control room-related tasks, advisory to the various businesses, focusing on the private side, reporting, monitoring Compliance and business controls, and the execution of Compliance controls. It is part of the Global CMG function within the Investment &a...
Support the Compliance Division in formulating and performing a periodic review of key Compliance policies and controls to ensure that they remain robust and in line with regulatory standards and industry/peer best practices. These policies are in GIC’s Compliance Manual and Code of Ethics, includin...
Key Responsibilities:General· Secretary (schedule & take the minutes) of the Committees managed by CACIB US Complianceo US Compliance Management Committeeo US Complex Transaction Committeeo US New Activity Product Committeeo US Disciplinary Committeeo Americas Data Protect...
Key Responsibilities:Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Key Internal Contacts:The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Offi...
With nearly 3,500 highly knowledgeable security and support staff, HSS a Tarian company protects its partners and communities through healthcare technology management, integrated security services solutions, and an ingrained ability to assess and de-escalate situations in physical security. Our Secu...
Duties Description The Code Compliance Specialist 1, SG-18 will be assigned to the Capital Bureau and reports to the Code Compliance Specialist 2, SG-23. As a Code Compliance Specialist 1 duties will include but are not limited to the following:. Review and inspects building plans and building permi...
A successful candidate will have the expertise to provide interpretation and compliance guidance to other Athletic Compliance team members, as well as constituents. This campus-based position supports strategic direction and administration of the implementation and is capable of monitoring of all as...
This campus-based position supports strategic direction and administration of the implementation and is capable of monitoring all aspects of the office of athletics compliance. Provides backup and/or prospective successor for the Director of Compliance to oversee management of the NIL compliance pro...
Corporate Security Officer $22-26/h and more!. Rapid Response is offering our Headquarter Corporate Security Officers a. Rapid Response Monitoring is looking for an Unarmed or Armed Corporate Security Officer (Full-Time) to maintain a safe and secure environment for customers and employees by patrol...
General Counsel Investment Research. Assist Global General Counsel to Research in providing legal advice to the Global Research Department Specifically, the attorney will focus on providing legal coverage globally to the equity, fixed income and quantitative research business and will be located in ...
As a Compliance - Executive Regulatory Briefings - Senior Associate in our Regulatory Strategy team, you'll have the opportunity assist the department with Executive Briefings and contribute to other reporting needs as time permits. Job Summary Join our dynamic Risk Management and Compliance te...
As a School Security Officer, you will play a critical role in ensuring the safety and security of the students, staff, and guests within the school district. With our continued growth and mission focus we are looking to add School Security Officers to our newly awarded account in Syracuse which wil...
The Assistant General Counsel will work closely and under the direction of the Associate General Counsel & Director (Supply Chain, MCIT and Pharmacy) to manage the contracting workload and processes for SCM and MCIT and other legal activities for NYU Langone Health System (Health System). We hav...
Review completed recertification to ensure program compliance Perform both onsite and remote audits to confirm compliance with program requirement through follow-up and closure Monitor waitlists, LAP plans and EIV master binders for compliance with federal and state regulations Review and submit res...
Reporting into the Lead of the Sprint Compliance team, this Specialist will be responsible for the execution of billing the DOE for Special Education services provided by SA through bi-monthly invoicing cycles. They will also work collaboratively within the Sprint Compliance team to ensure that scho...
Compliance Summer Analyst Program (New York) Summer Analysts will join us for a 10-week program beginning in June and will be placed on a team covering specific global compliance functions such as financial crimes, regulatory relations, information controls or global monitoring and testing or on a c...
Lead Government Accounting Analyst. Accounting & Government Compliance organization. This position will report directly to the Director of Government Accounting & Compliance. It will support government accounting and compliance activities such as developing and submitting direct and indirect rate pr...
Report to Senior Compliance staff and/or the relevant senior GMD staff on the main identified weaknesses and/or compliance risks within GMD and set out recommendations for changes. Management and Reporting:The Fixed Income Compliance officer reports directly to the US Head of Global Markets Regulato...
Our team is passionate about our mission: making peoples lives better.Were headquartered in NYC & offer hybrid NY-based positions (three days/ week in-office)....
The Quality and Compliance Specialist will perform standardized patient check-in and check-out procedures including registration activities such as entering and/or verifying demographic, insurance and/or financial information; generates routine forms and other documentation. Responsible for statisti...
Charged with leading all compliance initiatives for the organization, the HR Specialist functions as the Title VI coordinator, and develops, reviews, and updates the Authority's Affirmative Action Plan. HR Works is assisting its client, a mid-sized, public employer, with its search for an HR Special...
Our team is passionate about our mission: making peoples lives better.Were headquartered in NYC & offer hybrid NY-based positions (three days/ week in-office)....
The successful candidate will be focused on creating the Security & Compliance Roadmap, being the security point person for our technology teams, compliance, security inquiries, as well as continuing to develop & maintain our automated security tests in our CICD processes. We are looking for a Direc...
The Associate General Counsel will be responsible for handling a wide range of matters including IP licensing and distribution; copyright and other intellectual property matters; non-profit tax matters such as the deductibility of donations and UBIT; data privacy; IT license, software, and service a...