Executes compliance risk management activities to reasonably ensure compliance with the Compliance Risk Management Policy and Framework. Responsible for conducting compliance risk oversight of assigned business units and/or functions. Manage compliance risk management communications, training, docum...
They are actively seeking an executive Compliance Officer to join the company. The ideal candidate is a highly skilled Compliance Officer who will be responsible ensuring the organization complies with all relevant federal, state, and local regulations. The role will involve spearheading our complia...
May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Lead or assist in leading compliance initiatives necessary in implementing changes. Analyze and provide guidance on complex compliance actual and emerging risk scenarios within business units and/or ...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
EisnerAmper is looking to hire a Senior Manager to join its Risk and Compliance Services practice as a dedicated member of the National Security Advisory services team. The Risk and Compliance Services National Security team drives value by delivering a range of risk advisory and compliance solution...
We are hiring an experienced executive to be our general counsel and chief compliance officer. In this dual role, you will play a crucial part in ensuring the company's compliance with regulatory requirements while also providing strategic legal counsel to support our business objectives. Operate wi...
We're looking for a Financial Crimes Reporting Compliance Analyst to:. BSA/AML regulations gained either through experience in compliance, internal audit, or consulting is a plus. ...
Title: Regulatory Data & Compliance Specialist. Perform high volume document control and technical writing activities to support regulatory data and compliance management. ...
The primary focus of your role as the Counsel-General Bank Lending attorney will be to provide legal advice on commercial lending and real estate matters and SBA lending arising from the general bank (75% of job responsibilities); and provide legal advice on consumer lending and consumer mortgage re...
Regulatory Data & Compliance Specialist. Perform high volume document control and technical writing activities to support regulatory data and compliance management. ...
As a Responsible AI Monitoring & Compliance professional, you'll be experienced in ensuring that AI systems are developed, implemented, and maintained in a way that mitigates risks associated with AI. We're looking to grow our Responsible AI team and if you're experienced in Monitoring & Com...
Compliance Senior Analyst, Independence Consultation - Business Relationships, Independence & Conflicts Network (ICN). Do you have a focus on compliance with regulations and policies? Are you passionate about quality-assurance and risk-management in a professional services environment? Then our ...
Ethics & Compliance promotes a culture that encourages ethical conduct and a commitment to compliance. Ethics & Compliance develops and implements strategies and standard operating procedures to promote adherence to internal ethics and compliance policies related to areas such as privacy, HIPAA and ...
Perform and monitor audits, risk assessments and documentation activities to ensure complianceIdentify, investigate, and resolve compliance issues and develop corrective action plans to mitigate future risksServe as the “go to” person for all compliance activities including training and awareness pr...
Risk Management - Leads the planning, execution, and ongoing review of Enterprise and Operational Risk Management programs.Oversees all associates and processes within the programs.Directs monitoring activities for the identification and management of risk, including oversight of Bank operations, te...
Our growing security and patrol organization is currently accepting applications for the role of Armed and Unarmed Security Officers. The Security Officer will periodically tour the assigned facility to identify any irregularities, observe protection and fire control equipment, uphold order, and enf...
Audits Compliance, Compliance Monitoring, Critical Thinking, Data Gathering Analysis, Decision Making, Financial Regulation, Industry Knowledge, Interpersonal Relationship Management, Privacy Compliance, Product Services, Regulatory Compliance Management, Risk Management, Strategic Thinking. Liaise ...
As a Compliance Program Manager, you will be responsible for providing support to Governing Bodies, as well as Internal and External Auditors to raise the Compliance bar, attract new customers, onboard new regions, and help our organization conform to new audit frameworks. You will be embedded in a ...
Senior Associate, State & Local Income Franchise/Asset Management Tax Compliance. KPMG is currently seeking a Senior Associate to join our State and Local Tax (SALT) practice. Provide excellent client service to multi-state companies with state and local tax issues, including compliance, advisory se...
We are seeking an ESG Regulatory & Product Material Compliance Counsel responsible for the North American region to be based in the US or NAM who will be a member of our Global Competency Center in our business function Legal and Integrity. Support corporate ESG & Product Regulatory Compliance roadm...
Regulatory & Compliance Specialist. Regulatory & Compliance Specialist in our Raleigh, NC or Denver, CO locations. ...
Supervises and leads internal audits to assess the effectiveness of controls, accuracy of financial records, efficiency of operations, and compliance with applicable regulations. Works closely with internal clients at all levels in developing audit findings and recommendations regarding business pro...
We seek a general counsel with extensive experience practicing law, preferably in a business environment. Beyond possibly representing the Company in litigation, the general counsel will serve as our primary advisor on all legal matters, guiding company policy to reflect legislative changes and stat...
We are seeking a detail-oriented Associate Product Compliance Analyst to join our Regulatory Compliance State Filings team. Equivalent Experience is defined as 4 years of experience working within compliance. ...
Leading assessments of clients’ trade and technology controls compliance posture, including assessments of compliance with the International Traffic in Arms Regulations, the Export Administration Regulations, and equivalent regulatory regimes. This position supports the Ankura Risk, Forensics &...