A company is looking for a VP Compliance & Chief Compliance Officer. ...
The role is for a US Chief Compliance Officer (CCO) to be based in Miami. The successful individual will report to the Global Chief Risk Officer (CRO). Deploying procedures and controls as part of an approved US compliance program. Organizing the US compliance calendar and ensuring timely submission...
A company is looking for a Senior Compliance Officer specializing in ETFs and SMAs. ...
Analyzes acquired conditions, validates compliance with bundles, and determines corrective action plans. Establishes and continuously assesses the effectiveness of the internal controls within the unit and compliance with Hospital policies and procedures. ...
A company is looking for a Compliance Assurance Officer I to ensure a strong compliance culture and monitor adherence to laws and regulations. ...
The role is for a US Chief Compliance Officer (CCO) to be based in Miami. The successful individual will report to the Global Chief Risk Officer (CRO). Deploying procedures and controls as part of an approved US compliance program. Organizing the US compliance calendar and ensuring timely submission...
The Compliance Anti Money Laundering Risk Management Officer is a senior professional level role responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader Anti-Money Laundering (AML) team. Devel...
The Risk Compliance Officer develops, administers and monitors programs for compliance with laws, regulations and rules governing bank operations, products and services. The incumbent provides quality, accurate and timely information to internal clients to ensure compliance risks are appropriately m...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. Maintain AML compliance p...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
WHAT YOU WILL DO: Development, documentation, implementation, and monitoring of an enterprise-wide compliance program, policies and procedures in accordance with applicable laws and best practices; Development and implementation of initial and regular risk assessments of the A-CAP compliance program...
Analyzes acquired conditions, validates compliance with bundles, and determines corrective action plans. Establishes and continuously assesses the effectiveness of the internal controls within the unit and compliance with Hospital policies and procedures. ...
Compliance Officer – Wall Cross & Research. Interact with the business and compliance teams on a daily basis to provide advice and guidance to firm personnel on compliance matters. This role will provide senior Compliance coverage in relation to handling and preventing the use of material non-public...
A company is looking for a Compliance Governance Manager to support the development and implementation of compliance standards and frameworks. ...
The security officer must be customer-friendly. FCS Security is looking for qualified, armed candidates!. Come start a career with FCS Security!. Have a valid "D" and "G" security license. ...
A company is looking for a Financial Crime Compliance Analyst to safeguard against financial crime, focusing on AML and CTF compliance. ...
A company is looking for a Director of Compliance - Part C Operations. ...
Specialist Product Training Compliance to support the Structural Heart Global Training and Education team. ...
A company is looking for a Compliance Officer - Fair Lending Governance. ...
A company is looking for a VP Compliance & Chief Compliance Officer. ...
A company is looking for a Facility Security Officer (FSO) to manage security clearance processes for personnel assigned to a government contract. ...
A company is looking for a Senior Manager, Compliance Monitoring to enhance and operate its healthcare compliance monitoring program. ...
A company is looking for a Director of Finance and Compliance to oversee finance, accounting, and compliance functions. ...
A company is looking for an Associate General Counsel, Commercial Healthcare. ...