A leading Investment Management firm in Miami and looking to hire their first Chief Compliance Officer. Chief Compliance Officer Responsibilities:. Chief Compliance Officer Qualifications:. Developing and implementing a compliance program with tailored policies and procedures. ...
The Consumer Compliance, BSA/OFAC Officer Plans, executes, and manages consumer, Bank Secrecy Act (BSA), and Office of Foreign Assets Control (OFAC) compliance for Amerant Mortgage. This role will own the policies, procedures, and all aspects of origination and marketing of the lending, BSA, and OFA...
As a key member of the Compliance Department, the Compliance Officer will collaborate with the Chief Compliance Officer to ensure the company adheres to all legal and regulatory obligations at the local, state, federal, and international levels. A Commercial Real Estate firm is hiring a full-time, e...
Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc. This Compliance expert will report to the CEO and will also handle internal audits, prepare compliance reports for the executive team, and review documents, processes, and procedures for all depa...
This individual assesses compliance risks and needs; develops and implements compliance policies and processes; develops and delivers compliance training; supports and implements global compliance initiatives in the Region; monitors compliance processes; manages, leads and conducts ethics and compli...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
Serve as advisor to Compliance Officer I and Compliance Officer II advisory employees. The Senior Compliance Officer, Advisory, is responsible for providing guidance related to bank regulatory compliance requirements in a leadership advisory capacity and serving as a subject matter resource to the A...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
The Compliance Officer II, Advisory is responsible for providing guidance related to regulatory compliance requirements in an advisory capacity and serving as a subject matter resource to all lines of business. Advises business units on remediating regulatory compliance issues identified through sel...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
The Consumer Compliance, BSA/OFAC Officer Plans, executes, and manages consumer, Bank Secrecy Act (BSA), and Office of Foreign Assets Control (OFAC) compliance for Amerant Mortgage. This role will own the policies, procedures, and all aspects of origination and marketing of the lending, BSA, and OFA...
The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. Maintain AML compliance p...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers' compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
The Risk Compliance Officer develops, administers and monitors programs for compliance with laws, regulations and rules governing bank operations, products and services. The incumbent provides quality, accurate and timely information to internal clients to ensure compliance risks are appropriately m...
Compliance Officer – Wall Cross & Research. Interact with the business and compliance teams on a daily basis to provide advice and guidance to firm personnel on compliance matters. This role will provide senior Compliance coverage in relation to handling and preventing the use of material non-public...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
Analyzes acquired conditions, validates compliance with bundles, and determines corrective action plans. Establishes and continuously assesses the effectiveness of the internal controls within the unit and compliance with Hospital policies and procedures. ...
EisnerAmper is looking to hire a Senior Manager to join its Risk and Compliance Services practice as a dedicated member of the National Security Advisory services team. The Risk and Compliance Services National Security team drives value by delivering a range of risk advisory and compliance solution...
As an Entry-Level Compliance Analyst, you will play a crucial role in supporting our compliance projects and initiatives. Assist in Compliance Reviews: Support the team in evaluating policies, procedures, and practices to ensure compliance with federal regulations. Working under the guidance of expe...
The Compliance Analyst's primary function is to ensure Educational Federal Credit Union's compliance with all applicable regulatory requirements. This position coordinates compliance initiatives with other departments in accordance with business plans, ensures compliance management is tracked centra...
Develop and maintain standard operating procedures (SOPs) and implement technology solutions to streamline processes. ...
A pioneer, and market-leading company in the Healthcare industry is currently looking to onboard a .This is a once-in-a-lifetime opportunity to join a fantastic corporation with very ambitious plans for the future.If you are looking for further responsibility and take the next step in your professio...
The Associate General Counsel reports directly to the Executive General Counsel and is responsible for handling a variety of fairly routine assigned legal projects within the Legal Department. Associate General Counsel - First Party Defense. Conducting legal research and drafting legal memoranda to ...