The Regulatory Compliance Specialist will partner with the Regulatory Compliance Managers to submit and process licenses, permits, Sara Title II, CA CERS and other regulatory reporting. This role will be a strategic partner by working closely with branch operational staff to ensure compliance with a...
Republic Finance is seeking a business-minded problem solver and project specialist to join a collaborative, high-performing Legal & Compliance team. In your role as Compliance Specialist-Projects, you will be responsible for collaborating with multiple internal departments to assist with project im...
The Senior Specialist, Quality Interventions / QI Compliance contributes to one or more of these quality improvement functions: Quality Interventions and Quality Improvement Compliance. Acts as a lead specialist to provide project-, program-, and / or initiative-related direction and guidance for ot...
The Regulatory Compliance Specialist will partner with the Regulatory Compliance Managers to submit and process licenses, permits, Sara Title II, CA CERS and other regulatory reporting. This role will be a strategic partner by working closely with branch operational staff to ensure compliance with a...
The Senior Specialist, Quality Interventions / QI Compliance contributes to one or more of these quality improvement functions: Quality Interventions and Quality Improvement Compliance. Acts as a lead specialist to provide project-, program-, and / or initiative-related direction and guidance for ot...
The IT Governance, Risk, and Compliance Specialist will play a key role on the iboss team by aligning security initiatives with enterprise programs and business objectives. The IT GRC Specialist will make an impact on iboss’ security program and services through experience with various areas includi...
Client Support and Compliance Specialist. ...
The Compliance Testing Specialist in ICT will be responsible for executing risk-based compliance transaction, control, and outcomes-based testing under the leadership of a team leader, for the purpose of independently validating business line adherence to applicable broker-dealer regulations. The Te...
Responsibilities Republic Finance is seeking a business-minded problem solver and project specialist to join a collaborative, high-performing Legal & Compliance team. In your role as Compliance Specialist-Projects, you will be responsible for collaborating with multiple internal departments to assis...
Manage and develop a team of Project Managers. Review cost projections and "Work In Progress" projections. ...
Development and improvement of access review methodology for ongoing compliance efforts. Experience with ensuring compliance with Board policies and SOPs through periodic access reviews. Compliance with industry standards and regulatory requirements. Analysing security controls and compliance measur...
The Low Voltage Project Manager is the overall manager for assigned project(s). The Low Voltage Project Manager will recruit, hire, train, manage, supervise, promote, discipline and discharge, if necessary, all security systems project related staff. The Security Systems Project Manager will plan fo...
IT Security Analyst - Risk and Compliance. Reporting directly to the Director, Information Security, the Security Analyst specialized in Risk and Compliance to join our dynamic team. Assist with the design, development, and execution of compliance program to ensure that technology and business proce...
Provides analytical insight to business leadership/sponsors and other business analysts alike on how to solve challenges related to both business systems and business processes. Lead Oracle Human Capital Management (HCM) Business Systems Analyst. We are currently seeking a new Senior Business System...
The Pipeline Project Manager will be accountable for the overall direction, coordination, implementation, execution, control and completion of assigned pipeline projects ensuring consistency with company strategy, commitments and goals. Our client, a provider of integrated services to the Oil & Gas,...
Interpret, implement, and ensure compliance with ITAR regulations, as well as other relevant export control laws and regulations. Establish and maintain procedures for the proper handling, storage, and transfer of controlled technical data and materials in compliance with ITAR requirements. Develop ...
JCW is partnering with a leading investment management firm that's looking to build out their Marketing Compliance team. An ideal candidate will have prior experience reviewing marketing materials for FINRA/SEC compliance and will be Series 7 and 24 certified. Have experience reviewing marketing mat...
As a Senior Quantitative Analyst in our Data and Analytics team, you will be part of our journey of transitioning our data development, analytics, and reporting processes to modern architecture and delivery solutions backed by big data technologies, tools, and cloud computing. Collaborate with data ...
As Core Compliance Manager, you will be responsible for working closely with HCA's core consumer finance operations to understand issues, develop, implement, and monitor compliance programs, as well as to mitigate compliance risks across all core business functions as well as provide compliance supp...
Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE). Subject matter expertise of compliance and operational risk frameworks and a solid business understanding of the financial services industry. Plan, ...
At Shutterfly, we make life's experiences unforgettable.We believe there is extraordinary power in the self-expression.That's why our family of brands helps customers create products and capture moments that reflect who they uniquely are.Align and integrate the EHS strategy with the supporting organ...
As Manager of the TRCMS Managed Services Team and Security Compliance you will be responsible for managing the Managed Services team to provide 24x7 monitoring, tracking and maintenance of TRCMS internal and customer environments hosted in the Microsoft Azure cloud. In this opportunity as Manager of...
Business Analyst with extensive analytical, business experience and strong SQL skills. Candidate will work closely with Information Technology staff, business, FLUs through the phases of gathering requirements, design, coding and implementation of application changes/enhancements providing clarifica...
Insure the company is in compliance with the Parent Company’s compliance programs and appropriate training. In addition to human resources and administration functions, this position will also need to have legal and compliance experience. Human Resources, legal, compliance and administration. ...
Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three institutional FINRA registered broker-dealers and provide compliance support to the Capital Markets line of business, a division within the Commercial Bank of Capital One. Commercial Broker Dealer C...