RSM is looking for a Manager to join our Capital Markets practice, which specializes in serving, introducing and clearing Broker Dealer clients of the firm. RSM is one of the largest assurance firms serving broker dealers across the nation. ...
RSM is looking for a Manager to join our Capital Markets practice, which specializes in serving, introducing and clearing Broker Dealer clients of the firm. RSM is one of the largest assurance firms serving broker dealers across the nation. ...
The Car Dealer Representative cultivates and develops sales relationships across all car dealer brands and channels in assigned accounts or territory to achieve sales and profit goals. Achieves daily/weekly/monthly sales goals within car dealer channel in assigned accounts or territory. Prospects an...
Senior Technical Dealer Support Specialist in US Remote **Senior Technical Dealer Support Specialist**. Our proprietary software-as-a-service helps automotive dealerships and sales teams better understand and predict exactly which customers are ready to buy, the reasons why, and the key offers an...
The Broker Dealer Regulatory Reporting Department is responsible for ensuring that the US registered broker dealers (http://www. This position is a member of the CGMI/ICG Controllers Senior management team, and has a direct responsibility and accountability of the monthly and quarterly Financial and...
The successful candidate will be responsible for the team's effort in accurate and timely reporting of its IFRS and GAAP books and records and regulatory filings for its broker-dealers as well as non-broker dealers. My client is looking for a VP broker-dealer financial reporting to join its legal en...
As a BMW Technician, you will be responsible for performing diagnoses, repairs, and maintenance work for customer and dealership vehicles. Maintaining organized, clean workspace and accounting for dealership and personal tools at all times. ...
At least 7-10 years of Swap Dealer Compliance experience. ...
Our client who is a Self-Clearing Broker-Dealer in the New York Metropolitan area is seeking a highly motivated, talented candidate with a minimum of 1 plus years of accounting experience at a Self-Clearing Broker-Dealer. Our client who is a Self-Clearing Broker-Dealer in the New York Metropolitan a...
As the Dealer Sales Manager, your principal responsibility will entail advancing the promotion of value-added coated glass tailored for the interiors sector, specifically targeting Shower Door Dealers. Guardian Glass is seeking a Dealer Sales Manager to join our team!. You will be entrusted with the...
Monthly reconciliation of financial reporting to Head Office, and the control and analytical review of holdingpany and broker dealer results, and interpany confirmations. Public/Private Accounting experience with Banking or Broker Dealer industry knowledge. ...
Through its proprietary automated sales and marketing platform, Mastermind, the company empowers dealers to close more deals by predicting future buyers and consistently marketing to them. Through our proprietary automated sales and marketing platform, Mastermind, we empower dealers to close more de...
Wholesale entities, which may include multiple SEC registered broker dealers. Working knowledge of broker-dealer regulatory environment is a must. ...
Product Manager - ETOMS Dealer-to-Client. We are looking for a D2C Product Manager to manage ETOMS dealer-to-client market making products. ETOMS Dealer-to-Client spans the full range of tools traders need such as market connectivity, price engine, quoting engine, model engine, trade blotter, RFQ ti...
Our Dealer Account Managers are individuals with the vision and dedication to provide world-class customer service to our dealer partners through training and prospecting for business opportunities. Our Dealer Account Managers are individuals with the vision and dedication needed to assist our curre...
The Broker Dealer Accountant will be part of the legal entity control division and will be responsible for the reporting of the firm’s GAAP books, records and regulatory filings for the U. Knowledge of broker-dealer regulatory environment required. ...
MUST HAVE : BROKER DEALER/ WEALTH MANAGEMENT / MERGER & ACQUISITION (M&A) FIXED INCOME INDUSTRY EXPERIENCE. ...
Broker dealer located in Midtown Manhattan looking to bring on board an “VP Broker Dealer Controls Testing & Assurance” to join their team. ...
Specifically, the role is responsible for advising on compliance risk management activities for Citi's swap dealer entities with a focus on Swap Data Reporting (Trade Reporting), Margin, and other primarily operational rulesets, which involve multiple business lines and functions, globally, in relat...
Assist in drafting CCO annual reports for the firm’s swap dealer, futures commission merchant and security based swap dealer entities. Assist with the development of training for Associated Persons of the swap dealer and security-based swap dealer to educate and remind those employees of their oblig...
MUST HAVE : BROKER DEALER/ WEALTH MANAGEMENT / MERGER & ACQUSITION (M&A) FIXED INCOME INDUSTRY EXPERIENCE. Project Manager with 10-15 years of experience in financial services with a particular focus in the wealth management/independent broker dealer space. ...
RSM is looking for a Manager to join our Capital Markets practice, which specializes in serving, introducing and clearing Broker Dealer clients of the firm. RSM is one of the largest assurance firms serving broker dealers across the nation. ...
This position primarily supports Invesco’s registered broker-dealers. Under general supervision of the Broker Dealer & UIT CCO, the Compliance Manager is responsible for monitoring rules and regulations and as needed, amending/developing, and implementing policies and procedures that are necessary t...
Dealer Sales & Relationship Manager. The Credit Dealer Team is looking for an energetic, diligent, team-oriented individual with credit market knowledge, an understanding of trade flow processes and a proficient background in electronic trading platforms. Develop a thorough command of dealer trading...
The Head of Regulatory Reporting Swap Dealer will:. Ensure compliance with all swap dealer financial regulatory requirements (ie CFTC, NFA). Regulatory agency or in a Swap Dealer Controller-capacity role. Strong product knowledge and regulatory experience within the OTC derivatives and swap dealer b...