Interactive Brokers is hiring an experienced auditor to perform independent assessment of its broker dealer entities. ...
The Senior Internal Auditor is responsible for leading or sharing in the leadership of all aspects [planning, execution, and reporting] of audits at AXA XL, including completing them in accordance with departmental standards and using Internal Audit technology tools, in order to provide an independe...
Conduct audits of firm’s programs including customer onboarding, customer due diligence, surveillance, sanction, training, etc.Plan and execute audit test steps.Prepare audit report that document identified control deficiencies.Communicate audit findings to the management and obtain remedial action ...
Participate in ad-hoc projects or operational tasks assigned by management or the Head of Internal Audit. Strong understanding of internal control concepts, risk assessment methodologies, and audit principles. ...
Complete walkthroughs and help document processes and internal controls. Evaluate the effectiveness of the subsidiaries’ internal control systems. Review internal controls and assess the adequacy of SOX 404 compliance. ...
External Reporting North America has an opening on its team for a Staff Accountant. ...
The Family Office seeks a Staff Accountant to work with its accounting team to support daily accounting operations. ...
Reynolds + Rowella LLP is now interviewing for full-time Audit Seniors for our New Canaan office. You will perform complex audits including, but not limited to lease testing, payroll testing, cash disbursement testing, auditing accounts payable, and performing searches for unrecorded liabilities. In...
ReFocus Eye Health is searching for a Staff Accountant with 2-5 years of work experience to join our organization as we scale for current and future growth and carry out the overall finance and accounting mission. ...
We are searching for a meticulous Staff Accountant to join our team in the service industry, located in Wilton, Connecticut. ...
Regional, National and Big 4 CPA firms in the NY tri-state area seek audit candidates. Planning, budgeting, supervising and delegating responsibilities for audit engagements. Auditing and reviewing SEC filings, including 10-Qs and 10-Ks. ...
The Compliance Analyst will report directly to the Chief Compliance Officer. We are seeking a knowledgeable and proactive Compliance Analyst with 2-4 years of experience at an investment advisor and specific experience with the Investment Advisers Act. The ideal candidate will assist in implementing...
As a Director or Senior Director in the Audit Advisory Practice, you will have the opportunity to use your skills and experience to analyze accounting, auditing, financial reporting, and independence rules and standards, and assist Ankura Senior Managing Directors and clients with communications wit...
Interactive Brokers seeks a motivated and talented individual to join its Compliance group. The candidate will report to the Communications Compliance Officer and focus on helping the Firm stay up to date necessary in its communications database. Develop and distribute periodic reports to management...
The Senior Data Analyst – Compliance will be responsible for researching and documenting data lineage from a regulatory compliance perspective to support global broker-dealer reporting requirements. This is a compliance role that will work closely with the data governance team and other functions as...
Oversee and execute the audit program, including SOX testing and other audit reviews. Draft Board reports outlining audit comments and formal controls recommendations. Systems audits or SOX experience. ...
Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and drafting audit reports leveraging automation and innovative methods in a timely and high quality manner. This job is responsible for overseeing assigned areas of audit work acting...
Key responsibilities include designing and executing audit tests to evaluate the control environment and assessing issues for business impact and recommending severity ratings under the supervision of senior team members. Certified Internal Auditor (CIA) certification. ...
SummaryA career within PwC Private will provide the opportunity to help private companies with a range of business advisory needs such as audit, tax compliance, and planning to help improve their operational efficiency and to free up time that can be spent focusing on business strategy. As a Senior ...
Create and maintain data policies and procedures and develop compliance solutions that satisfy relevant broker-dealer regulations. Implement internal control enhancements and appropriately triage potential compliance matters. Understanding of financial compliance data. ...
Currently seeking a Senior Auditor for a position at a growing CPA firm located in southern Fairfield County. Senior Auditor Primary Responsibilities:. ...
Supporting business audits by providing technology audit expertise. Assisting with maintaining and upgrading the Internal Audit infrastructure. Retirement plan 401(k) with a competitive company match. Excellent health and wellness benefits, including medical, dental, and vision benefits, and a compa...
The International Compliance Analyst will be responsible for supporting our international offices and international compliance programs with a focus in Latin America. The role requires a strong understanding of compliance principles, experience working within a global compliance program, and perform...
The Manager of IT Audit is responsible for overseeing the Information Technology audits and will be tasked within the audit group to ensure the efficient operation of IT systems, networks, and support services. Develop and implement the IT audit plan strategy that is in alignment with the organizati...
The Privacy and Compliance Analyst is responsible for supporting a variety of firm-wide projects and initiatives for the team. Serving as a privacy and compliance resource to teams and workgroups to continuously improve processes designed to mitigate risk of non-compliance;. Candidates should have a...