In this role, you will join the Regulatory Affairs Department, which provides regulatory, legislative, policy, and compliance counsel to JSI departments and JSI clients. Perform daily management of JSI’s web-based regulatory tracking tool to help clients mitigate risk and stay on top of their ...
The Corporate Actions Analyst performs a variety of specific duties depending on the section to which assigned, generally including assisting in the day-to-day operational functions of the OTC market in the processing of various Corporate Actions. One, preferably two years, related industry experien...
JSI is expanding its Regulatory Affairs Department. The Regulatory Affairs Department ensures that our. Analyze complex regulatory information and translate it into clear, concise communication for the clients. Stay current on industry trends and regulatory changes impacting rural broadband. ...
The Senior Analyst in Corporate Financing Public Offerings is responsible for analyzing complex and high-profile public offering transactions. The Senior Analyst reviews and investigates proposed public offering underwriting arrangements to ensure compliance with FINRA and SEC rules as well as other...
Business Analyst within PNC's Finance- Control/Regulatory Reporting organization, you can sit in Pittsburgh, PA; Birmingham, AL; Atlanta, GA; Gaithersburg, MD; Tampa, FL; Philadelphia, PA; or Cleveland, OH. ...
Core functions in Regulatory Review and Disclosure (RR&D) include but not limited to disclosure review of Uniform Forms U4, U5, U6, BD, and BDW, Public Records Review, Criminal History Record Information (CHRI), Statutory Disqualification, Expungements, Formal Disciplinary Actions (FINRA, SEC, a...
The Food and Drug Administration is the regulatory, scientific, public health, and consumer protection agency responsible for ensuring that all human and animal drugs, and medical devices are safe and effective; that cosmetics, foods, food additives, drugs and medicated feeds for food producing anim...
Provides strategic advice on complex reporting and technological issues raised by the MRTS business units, Regulatory Services Management ("RSM") team, Regulatory Operations teams, and other FINRA customers, as applicable. The Principal Analyst of the Metrics and Reporting ("Metrics&q...
Base Salary: Commensurate with skills and experience.PNC offers employees a comprehensive range of benefits to help meet your needs now and in the future.Depending on your eligibility, options for full-time employees include medical/prescription drug coverage (with a Health Savings Account feature);...
The Senior Analyst conducts investigations of cases which have been identified as potential areas of concern relating to private placements and other corporate financing activities. Conducts independent investigations of potential rule violations relating to corporate financing activities, including...
Core functions in Regulatory Review and Disclosure (RR&D) include but not limited to disclosure review of Uniform Forms U4, U5, U6, BD, and BDW, Public Records Review, Criminal History Record Information (CHRI), Statutory Disqualification, Expungements, Formal Disciplinary Actions (FINRA, SEC, and o...
This Associate Principal Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews of moderate to high complexity to identify unusual market activity for evidence of violations of applicable federal securi...
Core functions in Regulatory Review and Disclosure (RR&D) include but not limited to disclosure review of Uniform Forms U4, U5, U6, BD, and BDW, Public Records Review, Criminal History Record Information (CHRI), Statutory Disqualification, Expungements, Formal Disciplinary Actions (FINRA, SEC, a...
The Senior Principal Analyst of the Strategic Metrics & Reporting ("Metrics") team in FINRA's Department of Enforcement is responsible for performing a wide variety of tasks in support of establishing and maintaining controls related to Enforcement's production of internal and external...
Successfully completes regulatory and job training requirements. ...
As a Financial Analyst you will perform compliance reviews and analyses related to the NRC's requirements for licensee financial qualifications, decommissioning funding assurance; foreign ownership, control, or domination; and insurance and indemnity programs. You will also conduct reviews and make ...
Create and execute complex regulatory implementation strategies for assigned legislative, regulatory, sub-regulatory, and licensing / accreditation requirements across multiple jurisdictions, including assessments of the regulatory impact of changes to people, processes, and technologies deployed ac...
The Office of the Chief Financial Officer (OCFO) whose mission is to enhance the fiscal and financial stability, accountability and integrity of the Government of the District of Columbia is in search of a Audit and Compliance Officer. The incumbent is responsible for administering the OLG's regulat...
Project Associate/Business Analyst [Sr. Support with Data Analytics process by working closely with Data Analysts to prepare data files & analyze data . Bachelor’s degree in business administration, public health, or management; Masters preferred . Medicalincs LLC (Me...
We are seeking a Senior Level Regulatory and Legislative Specialist in Rockville, MD. The Senior Level Regulatory and Legislative Specialist will leverage extensive experience in developing and managing Federal programs related to the U. The specialist will play a pivotal role in creating and implem...
Assists senior analysts in identifying and solving day-to-day business problems through a multi-disciplinary approach that encompasses a multitude of areas, such as mathematics, statistics, computer science, operations research, and business. The Business Intelligence Analyst is responsible for crea...
As the Compliance and Privacy Officer, you will ensure that CPC’s internal practices and programs meet all legal and regulatory requirements, including HIPAA, OSHA, and other relevant healthcare policies. Your primary responsibility will be to measure organizational compliance accurately throu...
Headquartered in Bethesda, Maryland, ISN is a nationwide provider of professional services to Federal government agencies and commercial clients.ISN's portfolio includes work with over 150 Federal agencies and the Fortune 500.ISN has received numerous awards for growth and is a CMMI and ISO cert...
We are seeking an Affordability Analyst/Data Scientist to help develop robust cost estimates and perform timely affordability analysis in support of DoD / US Govt. As an Affordability Analyst/Data Scientist, you will. Have proven experience organizing data into flexible, scalable, and reusable struc...
If so, we 're looking for someone like you to join our team! We are seeking a Compartment Security Compliance Project Analyst (CSCPA) to help provide APL and its sponsors with the highest level of security support. Compartment Security Compliance Project Analyst (CSCPA). Provide security guidance re...